|
Q3 2018
Filed on Nov 07, 2018
|
5,550
|
$22.19 - $123.81
$123K - $687K
|
|
Sutherland Asset Mgt 7.0.Sr Nts
|
Q3 2018
Filed on Nov 07, 2018
|
8,000
|
N/A
|
|
Caesars Entertainment Inc
|
Q3 2018
Filed on Nov 07, 2018
|
11,211
|
N/A
|
|
|
Q3 2018
Filed on Nov 07, 2018
|
8,657
|
$43.4 - $48.79
$376K - $422K
|
|
Glandstone Invstmt 6.50.Sr Nts2
|
Q3 2018
Filed on Nov 07, 2018
|
8,663
|
N/A
|
|
|
Q3 2018
Filed on Nov 07, 2018
|
4,130
|
N/A
|
|
|
Maiden Holdings 8.25.Prp Cl8/2
|
Q3 2018
Filed on Nov 07, 2018
|
29,200
|
N/A
|
|
Ggp Inc 6.375. Call 2/2018 Cum
|
Q3 2018
Filed on Nov 07, 2018
|
14,600
|
N/A
|
|
Synovus 7.875. Qdi Bb Called
|
Q3 2018
Filed on Nov 07, 2018
|
11,872
|
N/A
|
|
Medley Capital7.25.Sr Nts Due24
|
Q3 2018
Filed on Nov 07, 2018
|
18,275
|
N/A
|
|
Medley Capitl 6.875.Notes Due2
|
Q3 2018
Filed on Nov 07, 2018
|
12,425
|
N/A
|
|
|
Q3 2018
Filed on Nov 07, 2018
|
862
|
$63.93 - $77.14
$55.1K - $66.5K
|
|
Southerland Asset Mgt Sr 6.5.
|
Q3 2018
Filed on Nov 07, 2018
|
21,565
|
N/A
|
|
Colony Capital 8.50. Cum Calle
|
Q3 2018
Filed on Nov 07, 2018
|
31,282
|
N/A
|
|
|
Q3 2018
Filed on Nov 07, 2018
|
1,979
|
$105.66 - $114.34
$209K - $226K
|
|
Goldman Active Beta Europe Equi
|
Q3 2018
Filed on Nov 07, 2018
|
7,465
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
5,088
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
30,480
|
N/A
|
|
|
Powershares Qqq Nasdaq 100 Tru
|
Q2 2018
Filed on Aug 10, 2018
|
32,694
|
N/A
|
|
Hsbc Hldgs 8.0. Prp Cl 12/15 B
|
Q2 2018
Filed on Aug 10, 2018
|
84,824
|
N/A
|
|
Stag Industrial 6.875.Cum Perp
|
Q2 2018
Filed on Aug 10, 2018
|
8,070
|
N/A
|
|
Amtrust Financial 7.50.Nts 205
|
Q2 2018
Filed on Aug 10, 2018
|
8,280
|
N/A
|
|
Aegon 8.00. 2042 Notes Called
|
Q2 2018
Filed on Aug 10, 2018
|
65,431
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
5,404
|
$39.61 - $42.76
$214K - $231K
|
|
Power Shares S&P Equal Weight
|
Q2 2018
Filed on Aug 10, 2018
|
7,462
|
N/A
|
|
Dr Pepper Snapple Group Inc
|
Q2 2018
Filed on Aug 10, 2018
|
5,946
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
5,226
|
$40.38 - $45.04
$211K - $235K
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
3,983
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
914
|
$284.6 - $344.99
$260K - $315K
|
|
Power Shares S&P Equal Weight F
|
Q2 2018
Filed on Aug 10, 2018
|
5,497
|
N/A
|
|
Powershares Kbw Regional Bank
|
Q2 2018
Filed on Aug 10, 2018
|
26,025
|
N/A
|
|
Power Shares Preferred Portfoli
|
Q2 2018
Filed on Aug 10, 2018
|
913,642
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
3,200
|
N/A
|
|
Cit Group Inc 5.8. Call 6/15
|
Q2 2018
Filed on Aug 10, 2018
|
200,000
|
N/A
|
|
Colony North Star 8.75. Cum Cal
|
Q2 2018
Filed on Aug 10, 2018
|
24,668
|
N/A
|
|
|
Colony North Star 7.50. Cum Cal
|
Q2 2018
Filed on Aug 10, 2018
|
104,204
|
N/A
|
|
Colony North Star 7.125. Cum Ca
|
Q2 2018
Filed on Aug 10, 2018
|
216,640
|
N/A
|
|
Colony North Star 7.125. Cum Ca
|
Q2 2018
Filed on Aug 10, 2018
|
61,108
|
N/A
|
|
Colony North Star 7.125. Cum Ca
|
Q2 2018
Filed on Aug 10, 2018
|
15,825
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
10,882
|
N/A
|
|
Boston Private Finl 6.95.Perp
|
Q2 2018
Filed on Aug 10, 2018
|
31,533
|
N/A
|
|
|
Q2 2018
Filed on Aug 10, 2018
|
22,498
|
N/A
|
|
Deutsche Bank 8.05. Prp Cl6/18
|
Q1 2018
Filed on May 09, 2018
|
8,018
|
N/A
|
|
|
Q1 2018
Filed on May 09, 2018
|
10,950
|
N/A
|
|
|
Q1 2018
Filed on May 09, 2018
|
8,652
|
N/A
|
|
|
Q1 2018
Filed on May 09, 2018
|
17,500
|
N/A
|
|
|
Q1 2018
Filed on May 09, 2018
|
16,784
|
$13.02 - $14.42
$219K - $242K
|
|
Cowen 8.25. Senior Notes Calld
|
Q1 2018
Filed on May 09, 2018
|
53,827
|
N/A
|
|
Guggenheim Russell Top 50 ETF
|
Q1 2018
Filed on May 09, 2018
|
4,834
|
N/A
|
|
New Tek Business Svs 7.0.Nts 3/
|
Q1 2018
Filed on May 09, 2018
|
10,003
|
N/A
|
|