Laurel Wealth Advisors, Inc. Closed Holding Positions

Laurel Wealth Advisors, Inc.

  • $1.01 Billion
  • Q4 2022
Stock Closed Quarter Shares Sold Price Range Trade History
Red Hat! Inc.
Q3 2019 Filed on Nov 13, 2019
2,003
N/A
LRGF
Ishares Tr

ETFs
Q3 2019 Filed on Nov 13, 2019
11,567
$31.79 - $32.53 $368K - $376K
SJI
South Jersey Industries Inc

Utilities
Q3 2019 Filed on Nov 13, 2019
10,540
$30.68 - $34.27 $323K - $361K
GALT
Galectin Therapeutics Inc

Healthcare
Q2 2019 Filed on Aug 13, 2019
16,600
$3.61 - $5.0 $59.9K - $83K
Blackstone Group LP
Q2 2019 Filed on Aug 13, 2019
10,042
N/A
GSAT
Globalstar, Inc.

Communication Services
Q2 2019 Filed on Aug 13, 2019
10,700
$0.41 - $0.69 $4.39K - $7.38K
ZDGE
Zedge, Inc.

Communication Services
Q2 2019 Filed on Aug 13, 2019
29,390
$1.53 - $2.35 $45K - $69.1K
FDD
First Trust Stoxx European Sel

ETFs
Q2 2019 Filed on Aug 13, 2019
14,600
$12.26 - $13.32 $179K - $194K
CHI
Calamos Convertible Opportunities & Income Fund

Financial Services
Q2 2019 Filed on Aug 13, 2019
11,913
$9.84 - $10.79 $117K - $129K
ASG
Liberty All Star Growth Fund Inc.

Financial Services
Q2 2019 Filed on Aug 13, 2019
11,165
$5.31 - $5.9 $59.3K - $65.9K
MUFG
Mitsubishi Ufj Financial Group Inc

Financial Services
Q2 2019 Filed on Aug 13, 2019
22,612
$4.56 - $5.14 $103K - $116K
Dreyfus Strategic Municipal Bond Fund Inc
Q2 2019 Filed on Aug 13, 2019
57,334
N/A
Oppenheimer S&P Ultra Dividend Revenue ETF
Q2 2019 Filed on Aug 13, 2019
18,452
N/A
SDIV
Global X Fds Global X Superdiv

ETFs
Q2 2019 Filed on Aug 13, 2019
10,200
$16.85 - $18.41 $172K - $188K
PAVMZ
Pavmed Inc Wt Exp Cl Z 04/30/2

Industrials
Q2 2019 Filed on Aug 13, 2019
45,000
N/A
VNQI
Vanguard Global Ex U.S. Real

ETFs
Q2 2019 Filed on Aug 13, 2019
4,406
N/A
NCA
Nuveen California Municipal Value Fund

Financial Services
Q2 2019 Filed on Aug 13, 2019
14,180
$9.61 - $10.09 $136K - $143K
Dowdupont Inc Com
Q2 2019 Filed on Aug 13, 2019
25,883
N/A
Applied Dna Sciences Inc Com New
Q2 2019 Filed on Aug 13, 2019
100,000
N/A
PPT
Putnam Premier Income Trust

Financial Services
Q2 2019 Filed on Aug 13, 2019
12,007
$5.05 - $5.24 $60.6K - $62.9K
DELL
Dell Technologies Inc.

Technology
Q2 2019 Filed on Aug 13, 2019
13,313
$25.66 - $35.38 $342K - $471K
EWBC
East West Bancorp Inc

Financial Services
Q2 2019 Filed on Aug 13, 2019
10,040
$42.72 - $52.73 $429K - $529K
MPLX
Mplx LP

Energy
Q2 2019 Filed on Aug 13, 2019
6,262
$30.58 - $33.4 $191K - $209K
DB
Deutsche Bank Aktiengesellschaft

Financial Services
Q2 2019 Filed on Aug 13, 2019
12,200
$6.73 - $8.93 $82.1K - $109K
HUYA
Huya Inc.

Communication Services
Q2 2019 Filed on Aug 13, 2019
10,000
$19.6 - $29.3 $196K - $293K
Oppenheimer S&P 500 Revenue ETF
Q2 2019 Filed on Aug 13, 2019
4,209
N/A
JD
Jd.Com, Inc.

Consumer Cyclical
Q2 2019 Filed on Aug 13, 2019
17,010
$25.76 - $31.26 $438K - $532K
Oncomed Pharmaceuticals Inc Com
Q2 2019 Filed on Aug 13, 2019
15,900
N/A
PREF
Principal Spectrum Pfd Secs Ac

ETFs
Q1 2019 Filed on May 16, 2019
2,450
N/A
QRTEA
Qurate Retail, Inc.

Consumer Cyclical
Q1 2019 Filed on May 16, 2019
6,508
$15.91 - $21.93 $104K - $143K
Weatherford Intl PLC Ord Shs
Q1 2019 Filed on May 16, 2019
11,049
N/A
WDAY
Workday, Inc.

Technology
Q1 2019 Filed on May 16, 2019
10,555
$154.02 - $197.93 $1.63M - $2.09M
HMNY
Helios And Matheson Analytics Inc.

Technology
Q1 2019 Filed on May 16, 2019
15,000
N/A
Twenty First Centy Fox Inc Cl B
Q1 2019 Filed on May 16, 2019
10,020
N/A
EPRPRC
Epr Pptys 5.75 Ser C Cum Conv
Q1 2019 Filed on May 16, 2019
13,080
N/A
Transcanada Corp Com
Q1 2019 Filed on May 16, 2019
7,250
N/A
GME
Game Stop Corp.

Consumer Cyclical
Q1 2019 Filed on May 16, 2019
10,635
$2.54 - $4.0 $27K - $42.5K
SOHO
Sotherly Hotels Inc.

Real Estate
Q1 2019 Filed on May 16, 2019
117,500
$5.74 - $7.43 $674K - $873K
Aetna Inc New Com
Q4 2018 Filed on Feb 13, 2019
1,493
N/A
Horizons ETF Tr I Horizons Nasdaq
Q4 2018 Filed on Feb 13, 2019
17,939
N/A
Spdr S&P Midcap 400 ETF
Q4 2018 Filed on Feb 13, 2019
560
N/A
FMX
Mexican Economic Development Inc

Consumer Defensive
Q4 2018 Filed on Feb 13, 2019
2,060
$80.99 - $99.85 $167K - $206K
PAC
Pacific Airport Group

Industrials
Q4 2018 Filed on Feb 13, 2019
2,390
$65.87 - $110.6 $157K - $264K
Horizons S&P 500 Covered Call ETF
Q4 2018 Filed on Feb 13, 2019
5,147
N/A
Energy Transfer Operating LP Unit LTD
Q4 2018 Filed on Feb 13, 2019
11,214
N/A
BHK
Blackrock Core Bond Trust

Financial Services
Q4 2018 Filed on Feb 13, 2019
10,199
$12.09 - $12.96 $123K - $132K
AADR
Advisorshares Dorsey Wright Ad

ETFs
Q4 2018 Filed on Feb 13, 2019
4,619
N/A
Allergan PLC Shs
Q4 2018 Filed on Feb 13, 2019
1,498
N/A
Discovery Hldg CO
Q4 2018 Filed on Feb 13, 2019
6,762
N/A
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