Lpl Financial LLC Closed Holding Positions

Lpl Financial LLC

  • $246 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Ensco Rowan PLC
Q3 2019 Filed on Nov 13, 2019
14,712
N/A
Eros Intl PLC
Q3 2019 Filed on Nov 13, 2019
22,855
N/A
First Tr Exchange Traded Fd
Q3 2019 Filed on Nov 13, 2019
10,970
N/A
Histogenics Corp
Q3 2019 Filed on Nov 13, 2019
20,000
N/A
Ishares Tr
Q3 2019 Filed on Nov 13, 2019
5,727
N/A
Semgroup Corp
Q3 2019 Filed on Nov 13, 2019
11,425
N/A
Alps ETF Tr
Q2 2019 Filed on Aug 09, 2019
14,807
N/A
Bemis CO Inc
Q2 2019 Filed on Aug 09, 2019
14,856
N/A
Biopharmx Corp
Q2 2019 Filed on Aug 09, 2019
40,000
N/A
Control4 Corp
Q2 2019 Filed on Aug 09, 2019
11,825
N/A
Dbx ETF Tr
Q2 2019 Filed on Aug 09, 2019
7,518
N/A
Dreyfus Strategic Muns Inc
Q2 2019 Filed on Aug 09, 2019
48,214
N/A
Ellie Mae Inc
Q2 2019 Filed on Aug 09, 2019
3,281
N/A
Emerge Energy Svcs LP
Q2 2019 Filed on Aug 09, 2019
33,063
N/A
Goldcorp Inc New
Q2 2019 Filed on Aug 09, 2019
149,121
N/A
Integrated Device Technology
Q2 2019 Filed on Aug 09, 2019
4,394
N/A
Legacy Tex Finl Group Inc
Q2 2019 Filed on Aug 09, 2019
11,979
N/A
MEI
Methode Electronics Inc

Technology
Q2 2019 Filed on Aug 09, 2019
14,951
$24.63 - $30.5 $368K - $456K
Novavax Inc
Q2 2019 Filed on Aug 09, 2019
26,330
N/A
Nuveen Michigan Qlt Mun Inc
Q2 2019 Filed on Aug 09, 2019
63,887
N/A
Obsidian Energy LTD
Q2 2019 Filed on Aug 09, 2019
114,883
N/A
Oppenheimer ETF Tr
Q2 2019 Filed on Aug 09, 2019
17,485
N/A
Oppenheimer ETF Tr
Q2 2019 Filed on Aug 09, 2019
854,271
N/A
Oppenheimer ETF Tr
Q2 2019 Filed on Aug 09, 2019
169,285
N/A
Oppenheimer ETF Tr
Q2 2019 Filed on Aug 09, 2019
217,665
N/A
Oppenheimer ETF Tr
Q2 2019 Filed on Aug 09, 2019
1,014,875
N/A
Rewalk Robotics LTD
Q2 2019 Filed on Aug 09, 2019
25,000
N/A
Rite Aid Corp
Q2 2019 Filed on Aug 09, 2019
139,014
N/A
Spdr Series Trust
Q2 2019 Filed on Aug 09, 2019
4,207,274
N/A
Suncoke Energy Partners L P
Q2 2019 Filed on Aug 09, 2019
10,058
N/A
Tanzanian Royalty Expl Corp
Q2 2019 Filed on Aug 09, 2019
17,762
N/A
Transcanada Corp
Q2 2019 Filed on Aug 09, 2019
8,555
N/A
U S G Corp
Q2 2019 Filed on Aug 09, 2019
12,933
N/A
Ultimate Software Group Inc
Q2 2019 Filed on Aug 09, 2019
2,121
N/A
Weatherford Intl PLC
Q2 2019 Filed on Aug 09, 2019
202,831
N/A
RDOG
Alps ETF Trust Alps Reit Divid

ETFs
Q2 2019 Filed on Aug 09, 2019
7,431
N/A
Ctrip Com Intl LTD
Q2 2019 Filed on Aug 09, 2019
10,509
N/A
Dowdupont Inc
Q2 2019 Filed on Aug 09, 2019
641,381
N/A
Dreyfus High Yield Strategie
Q2 2019 Filed on Aug 09, 2019
22,267
N/A
Frontier Communications Corp
Q2 2019 Filed on Aug 09, 2019
25,695
N/A
JOF
Japan Smaller Capitalization Fund Inc

Financial Services
Q2 2019 Filed on Aug 09, 2019
30,539
$8.25 - $8.9 $252K - $272K
Diamond Offshore Drilling In
Q2 2019 Filed on Aug 09, 2019
10,306
N/A
Dreyfus Mun Income Inc
Q2 2019 Filed on Aug 09, 2019
33,658
N/A
Dreyfus Strategic Mun Bd Fd
Q2 2019 Filed on Aug 09, 2019
66,251
N/A
Ensco PLC
Q2 2019 Filed on Aug 09, 2019
46,631
N/A
NBW
Neuberger Berman California Municipal Fund Inc.

Financial Services
Q2 2019 Filed on Aug 09, 2019
13,013
$13.0 - $13.64 $169K - $177K
Northern Lts Fd Tr Iv
Q2 2019 Filed on Aug 09, 2019
8,475
N/A
NYMX
Nymox Pharmaceutical Corp

Healthcare
Q2 2019 Filed on Aug 09, 2019
12,500
$1.33 - $2.12 $16.6K - $26.5K
Orchids Paper Prods CO Del
Q2 2019 Filed on Aug 09, 2019
27,328
N/A
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