Mariner, LLC Closed Holding Positions

Mariner, LLC

$58.8 Billion
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Blackstone Group L P	Q3 2019 Filed on Nov 13, 2019	59,542	N/A
Grubhub Inc	Q3 2019 Filed on Nov 13, 2019	3,801	N/A
Chesapeake Energy Corp	Q3 2019 Filed on Nov 13, 2019	24,919	N/A
Andeavor Logistics LP	Q3 2019 Filed on Nov 13, 2019	34,581	N/A
Buckeye Partners L P	Q3 2019 Filed on Nov 13, 2019	6,700	N/A
Seagate Technology PLC	Q3 2019 Filed on Nov 13, 2019	6,008	N/A
Seattle Genetics Inc	Q3 2019 Filed on Nov 13, 2019	23,593	N/A
Legg Mason Inc	Q3 2019 Filed on Nov 13, 2019	7,595	N/A
L3 Technologies Inc	Q3 2019 Filed on Nov 13, 2019	7,048	N/A
DVAX Dynavax Technologies Corp Healthcare	Q3 2019 Filed on Nov 13, 2019	28,374	$2.69 - $4.85 $76.3K - $138K
Alexion Pharmaceuticals Inc	Q3 2019 Filed on Nov 13, 2019	7,931	N/A
Allergan PLC	Q3 2019 Filed on Nov 13, 2019	4,081	N/A
Unit Corp	Q3 2019 Filed on Nov 13, 2019	10,054	N/A
Transenterix Inc	Q3 2019 Filed on Nov 13, 2019	80,625	N/A
Ishares Tr	Q3 2019 Filed on Nov 13, 2019	74,567	N/A
Tortoise Energy Independenc	Q3 2019 Filed on Nov 13, 2019	10,583	N/A
Viacom Inc New	Q3 2019 Filed on Nov 13, 2019	8,013	N/A
Abraxas Pete Corp	Q3 2019 Filed on Nov 13, 2019	21,800	N/A
Aratana Therapeutics Inc	Q3 2019 Filed on Nov 13, 2019	29,329	N/A
Franks Intl N V	Q3 2019 Filed on Nov 13, 2019	34,554	N/A
Red Hat Inc	Q3 2019 Filed on Nov 13, 2019	2,767	N/A
Ubs Ag London Brh	Q3 2019 Filed on Nov 13, 2019	12,605	N/A
Gulfport Energy Corp	Q3 2019 Filed on Nov 13, 2019	11,300	N/A
Cbs Corp New	Q3 2019 Filed on Nov 13, 2019	6,600	N/A
Harris Corp Del	Q3 2019 Filed on Nov 13, 2019	5,839	N/A
Blackrock Capital Investment	Q3 2019 Filed on Nov 13, 2019	25,000	N/A
Duff & Phelps Util Corp Bd T	Q3 2019 Filed on Nov 13, 2019	12,588	N/A
Biotime Inc	Q3 2019 Filed on Nov 13, 2019	60,295	N/A
CTSO Cytosorbents Corp Healthcare	Q3 2019 Filed on Nov 13, 2019	15,515	$4.33 - $7.63 $67.2K - $118K
Aurora Cannabis Inc	Q3 2019 Filed on Nov 13, 2019	21,971	N/A
Aqua America Inc	Q3 2019 Filed on Nov 13, 2019	47,057	N/A
HOLD Advisorshares North Square Mck ETFs	Q3 2019 Filed on Nov 13, 2019	216,228	N/A
DBD Diebold Nixdorf, Inc Technology	Q3 2019 Filed on Nov 13, 2019	13,306	$9.0 - $14.22 $120K - $189K
Prospect Capital Corporation	Q3 2019 Filed on Nov 13, 2019	15,000	N/A
Worldpay Inc	Q3 2019 Filed on Nov 13, 2019	19,007	N/A
IAA Iaa, Inc. Industrials	Q3 2019 Filed on Nov 13, 2019	5,617	$39.98 - $48.85 $225K - $274K
Credit Suisse Nassau Brh	Q3 2019 Filed on Nov 13, 2019	850	N/A
Quicklogic Corp	Q3 2019 Filed on Nov 13, 2019	18,750	N/A
Prospect Capital Corporation	Q3 2019 Filed on Nov 13, 2019	40,000	N/A
DFJ Wisdomtree Tr Japan Smallcap D ETFs	Q3 2019 Filed on Nov 13, 2019	6,452	$66.02 - $69.67 $426K - $450K
Gw Pharmaceuticals PLC	Q3 2019 Filed on Nov 13, 2019	1,863	N/A
KAR Kar Auction Services, Inc. Consumer Cyclical	Q2 2019 Filed on Aug 14, 2019	5,672	$19.7 - $25.0 $112K - $142K
SIGA Siga Technologies Inc Healthcare	Q2 2019 Filed on Aug 14, 2019	13,205	$5.22 - $6.1 $68.9K - $80.6K
3 Pea Intl Inc	Q2 2019 Filed on Aug 14, 2019	690,000	N/A
Integrated Device Technology	Q2 2019 Filed on Aug 14, 2019	4,096	N/A
Oppenheimer ETF Tr	Q2 2019 Filed on Aug 14, 2019	8,000	N/A
Superior Energy Svcs Inc	Q2 2019 Filed on Aug 14, 2019	10,940	N/A
Ultimate Software Group Inc	Q2 2019 Filed on Aug 14, 2019	1,356	N/A
GLDD Great Lakes Dredge & Dock Corp Industrials	Q2 2019 Filed on Aug 14, 2019	23,048	$9.0 - $11.24 $207K - $259K
Sprint Corporation	Q2 2019 Filed on Aug 14, 2019	83,677	N/A

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