|
|
Q3 2019
Filed on Nov 14, 2019
|
590,057
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
350,951
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
173,819
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
293,333
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
146,356
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
8,950
|
$20.15 - $34.79
$180K - $311K
|
|
Atlas Financial Holdings Inc
|
Q3 2019
Filed on Nov 14, 2019
|
320,293
|
N/A
|
|
Babcock & Wilcox Enterpris I
|
Q3 2019
Filed on Nov 14, 2019
|
320,492
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
9,952
|
$19.76 - $21.05
$197K - $209K
|
|
Clearbridge Energy Midstrm O
|
Q3 2019
Filed on Nov 14, 2019
|
30,919
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
194,493
|
N/A
|
|
Electronics For Imaging Inc
|
Q3 2019
Filed on Nov 14, 2019
|
289,430
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
7,755
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
10,189
|
N/A
|
|
Intec Pharma LTD Jerusalem
|
Q3 2019
Filed on Nov 14, 2019
|
40,056
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
152,259
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
39,712
|
$7.65 - $8.28
$304K - $329K
|
|
Actinium Pharmaceuticals Inc
|
Q3 2019
Filed on Nov 14, 2019
|
15,280
|
N/A
|
|
Brightsphere Investmnt Grp P
|
Q3 2019
Filed on Nov 14, 2019
|
890,802
|
N/A
|
|
Center Coast Brkfld Mlp Enrg
|
Q3 2019
Filed on Nov 14, 2019
|
71,393
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
16,210
|
N/A
|
|
Dasan Zhone Solutions Inc
|
Q3 2019
Filed on Nov 14, 2019
|
23,896
|
N/A
|
|
Fidelity Southern Corp New
|
Q3 2019
Filed on Nov 14, 2019
|
651,442
|
N/A
|
|
Innovate Biopharmaceuticls I
|
Q3 2019
Filed on Nov 14, 2019
|
95,262
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
64,283
|
N/A
|
|
Park Electrochemical Corp
|
Q3 2019
Filed on Nov 14, 2019
|
48,908
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
10,603
|
$13.05 - $15.54
$138K - $165K
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
776,389
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
3,499,056
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
125,000
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
1,100,000
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
200,037
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
950,000
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
3,469,448
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
23,756
|
N/A
|
|
Allianzgi Equity & Conv Inco
|
Q3 2019
Filed on Nov 14, 2019
|
9,906
|
N/A
|
|
Black Ridge Acquisition Corp
|
Q3 2019
Filed on Nov 14, 2019
|
50,000
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
23,145
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
31,116
|
$5.1 - $5.69
$159K - $177K
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
146,426
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
13,824
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
16,440
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
108,650
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
98,161
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
28,655
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
67,871
|
N/A
|
|
Nuveen High Income November
|
Q3 2019
Filed on Nov 14, 2019
|
37,061
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
16,288
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
314,182
|
N/A
|
|
|
|
Q3 2019
Filed on Nov 14, 2019
|
124,229
|
N/A
|
|