Nations Financial Group Inc, Closed Holding Positions

Nations Financial Group Inc,

$1.5 Billion
Q3 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Aqua America Inc Com	Q1 2020 Filed on May 08, 2020	7,639	N/A
BRC Brady Corp Industrials	Q1 2020 Filed on May 08, 2020	13,458	$37.41 - $57.89 $503K - $779K
YUM Yum Brands Inc Consumer Cyclical	Q1 2020 Filed on May 08, 2020	7,545	$56.52 - $106.78 $426K - $806K
JWN Nordstrom Inc Consumer Cyclical	Q1 2020 Filed on May 08, 2020	19,210	$15.34 - $42.2 $295K - $811K
RIGS Riverfront Strategic Income Fd ETFs	Q1 2020 Filed on May 08, 2020	34,215	$20.93 - $24.93 $716K - $853K
ARCO Arcos Dorados Holdings Inc. Consumer Cyclical	Q1 2020 Filed on May 08, 2020	15,779	$3.21 - $8.16 $50.7K - $129K
LGFB Lions Gate Entmt Corp Cl B Non	Q1 2020 Filed on May 08, 2020	12,131	N/A
ELD Wisdomtree Emerging Local Debt ETFs	Q1 2020 Filed on May 08, 2020	5,807	$27.36 - $35.98 $159K - $209K
XRAY Dentsply Sirona Inc. Healthcare	Q1 2020 Filed on May 08, 2020	4,827	$31.9 - $60.74 $154K - $293K
IDU Ishares Tr U S Utils ETF ETFs	Q1 2020 Filed on May 08, 2020	1,279	$56.5 - $88.53 $72.3K - $113K
ITT Itt Inc. Industrials	Q1 2020 Filed on May 08, 2020	11,458	$37.99 - $75.55 $435K - $866K
VFC V F Corp Consumer Cyclical	Q1 2020 Filed on May 08, 2020	8,831	$45.99 - $100.23 $406K - $885K
HES Hess Corp Energy	Q1 2020 Filed on May 08, 2020	6,202	$28.91 - $70.94 $179K - $440K
FPX First Trust Us Equity Opportun ETFs	Q4 2019 Filed on Feb 05, 2020	7,676	$73.7 - $81.01 $566K - $622K
Raytheon CO Com New	Q4 2019 Filed on Feb 05, 2020	1,024	N/A
COLM Columbia Sportswear CO Consumer Cyclical	Q4 2019 Filed on Feb 05, 2020	12,505	$88.34 - $101.37 $1.1M - $1.27M
DKS Dick'S Sporting Goods, Inc. Consumer Cyclical	Q4 2019 Filed on Feb 05, 2020	12,180	$37.94 - $49.49 $462K - $603K
CVGW Calavo Growers Inc Consumer Defensive	Q4 2019 Filed on Feb 05, 2020	2,426	$84.07 - $94.92 $204K - $230K
Xilinx Inc Com	Q4 2019 Filed on Feb 05, 2020	5,727	N/A
AEG Aegon Nv Financial Services	Q3 2019 Filed on Nov 08, 2019	21,742	$3.69 - $5.14 $80.2K - $112K
Celgene Corp Com	Q2 2019 Filed on Aug 13, 2019	4,949	N/A
Dowdupont Inc Com	Q2 2019 Filed on Aug 13, 2019	9,452	N/A
Iberiabank Corp Com	Q2 2019 Filed on Aug 13, 2019	3,295	N/A
Rite Aid Corp Com	Q2 2019 Filed on Aug 13, 2019	12,000	N/A
0HVP.L Lumen Technologies, Inc. Telecommunication	Q2 2019 Filed on Aug 13, 2019	11,854	N/A
SJM J M Smucker CO Consumer Defensive	Q2 2019 Filed on Aug 13, 2019	2,678	$115.19 - $127.5 $308K - $341K
Spdr Bloomberg Barclays High Yield Bond ETF	Q1 2019 Filed on May 10, 2019	20,393	N/A
Dreyfus Strategic Muns Inc Com	Q1 2019 Filed on May 10, 2019	10,400	N/A
VTWO Vanguard Russell 2000 ETF ETFs	Q4 2018 Filed on Feb 07, 2019	3,077	N/A
Rockwell Collins Inc Com	Q4 2018 Filed on Feb 07, 2019	4,769	N/A
SPHQ Invesco Exchange Traded Fd Tr ETFs	Q3 2018 Filed on Nov 07, 2018	11,508	$29.97 - $32.85 $345K - $378K
Vaneck Vectors Amt Free Intermediate Municipal Index ETF	Q3 2018 Filed on Nov 07, 2018	25,070	N/A
Pengrowth Energy Corp Com	Q2 2018 Filed on Aug 09, 2018	11,605	N/A
Powershares S&P 500 Quality Portfolio	Q2 2018 Filed on Aug 09, 2018	9,758	N/A
Powershares S&P 500 Equal Weight Portfolio	Q2 2018 Filed on Aug 09, 2018	2,517	N/A
Powershares Qqq Trust, Series 1	Q2 2018 Filed on Aug 09, 2018	42,640	N/A
Powershares Dynamic Large Cap Growth Portfolio	Q2 2018 Filed on Aug 09, 2018	8,457	N/A
Guggenheim S&P 500 Equal Weight ETF	Q1 2018 Filed on May 14, 2018	3,055	N/A
Goldman Sachs Mlp Inc Opp Fd Com Shs	Q1 2018 Filed on May 14, 2018	52,050	N/A
DEM Wisdomtree Tr Emerging Mkts Hi ETFs	Q4 2017 Filed on Feb 12, 2018	7,285	N/A
Clearbridge Energy Mlp Fd Inc Com	Q4 2017 Filed on Feb 12, 2018	15,885	N/A
TRN Trinity Industries Inc Industrials	Q4 2017 Filed on Feb 12, 2018	7,100	$22.71 - $27.27 $161K - $194K

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