|
Q3 2018
Filed on Nov 13, 2018
|
20,000
|
N/A
|
|
Invesco Bulletshares 2018 CO
|
Q3 2018
Filed on Nov 13, 2018
|
118,650
|
N/A
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
496,808
|
N/A
|
|
Ncs Multistage Holdings Inc
|
Q3 2018
Filed on Nov 13, 2018
|
12,536
|
N/A
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
52,389
|
$37.1 - $41.34
$1.94M - $2.17M
|
|
Pivotal Software Inc Cl A
|
Q3 2018
Filed on Nov 13, 2018
|
549,032
|
N/A
|
|
Pluristem Therapeutics Inc
|
Q3 2018
Filed on Nov 13, 2018
|
25,233
|
N/A
|
|
Protalix Biotherapeutics Inc
|
Q3 2018
Filed on Nov 13, 2018
|
14,947
|
N/A
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
102,000
|
$2.6 - $3.59
$265K - $366K
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
14,200
|
$19.61 - $35.81
$278K - $509K
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
26,468
|
N/A
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
150,000
|
$13.02 - $16.11
$1.95M - $2.42M
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
2,749
|
N/A
|
|
Xeris Pharmaceuticals Inc
|
Q3 2018
Filed on Nov 13, 2018
|
115,000
|
N/A
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
3,464
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
14,252
|
N/A
|
|
Advanced Semiconductor Engr Inc Sponsored Adr
|
Q2 2018
Filed on Aug 13, 2018
|
253,511
|
N/A
|
|
Alliance Holdings Units Mlp
|
Q2 2018
Filed on Aug 13, 2018
|
4,979,592
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
135,135
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
26,000
|
$10.31 - $11.77
$268K - $306K
|
|
Blue Buffalo Pet Products In
|
Q2 2018
Filed on Aug 13, 2018
|
2,088,793
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
6,382
|
N/A
|
|
Guggenheim Bulletshares 2018 Corporate Bond ETF
|
Q2 2018
Filed on Aug 13, 2018
|
132,896
|
N/A
|
|
Claymore Exchange Traded Fd Tr Guggenheim Enhanced
|
Q2 2018
Filed on Aug 13, 2018
|
145,198
|
N/A
|
|
Colony Northstar Inc Class A Reit
|
Q2 2018
Filed on Aug 13, 2018
|
258,666
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
7,967
|
$28.38 - $32.07
$226K - $256K
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
4,400
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
1,912,310
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
117,817
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
11,050
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
8,921
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
314,446
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
661,695
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
1,387,017
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
13,017
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
10,383
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
37,311
|
N/A
|
|
Qurate Retail Group Corp Series A A
|
Q2 2018
Filed on Aug 13, 2018
|
36,101
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
1,516,522
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
531,922
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
11,600
|
$15.31 - $17.29
$178K - $201K
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
58,871
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
52,276
|
$15.0 - $17.8
$784K - $931K
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
6,748
|
$54.7 - $62.69
$369K - $423K
|
|
Powershares Qqq Trust Series
|
Q2 2018
Filed on Aug 13, 2018
|
112,630
|
N/A
|
|
Powershares India Exchange Traded Fd Tr Power Shs
|
Q2 2018
Filed on Aug 13, 2018
|
1,215,744
|
N/A
|
|
Powershares Global Water Portfolio Exchange Traded
|
Q2 2018
Filed on Aug 13, 2018
|
8,956
|
N/A
|
|
Powershares Senior Loan Portfolio Etf F
|
Q2 2018
Filed on Aug 13, 2018
|
103,820
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
132,075
|
$3.15 - $5.35
$416K - $707K
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
25,900
|
N/A
|
|