Nisa Investment Advisors, LLC Closed Holding Positions

Nisa Investment Advisors, LLC

$21.8 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
K12 Inc	Q4 2020 Filed on Jan 25, 2021	1,100	N/A
Dunkin Brands Group Inc	Q4 2020 Filed on Jan 25, 2021	750	N/A
QRTEP Qurate Retail Inc Cum Red Pfd Consumer Cyclical	Q4 2020 Filed on Jan 25, 2021	0	$97.8 - $99.73 $0 - $0
Richmond Mutual Bancorp Inc	Q4 2020 Filed on Jan 25, 2021	3,100	N/A
E Trade Financial Corporation	Q4 2020 Filed on Jan 25, 2021	16,200	N/A
WRAP Wrap Technologies, Inc. Technology	Q4 2020 Filed on Jan 25, 2021	1,040	$4.83 - $6.89 $5.02K - $7.17K
Livongo Health Inc	Q4 2020 Filed on Jan 25, 2021	80	N/A
National Oilwell Varco Inc	Q4 2020 Filed on Jan 25, 2021	260,670	N/A
Pdl Biopharma Inc	Q4 2020 Filed on Jan 25, 2021	13,050	N/A
Rockwell Medical Inc	Q4 2020 Filed on Jan 25, 2021	1,660	N/A
Noble Energy Inc	Q4 2020 Filed on Jan 25, 2021	593,854	N/A
Biospecifics Technologies Corp	Q4 2020 Filed on Jan 25, 2021	1,354	N/A
Evofem Biosciences Inc	Q4 2020 Filed on Jan 25, 2021	20,935	N/A
Providence Service Corp/The	Q4 2020 Filed on Jan 25, 2021	450	N/A
HURC Hurco Companies Inc Industrials	Q4 2020 Filed on Jan 25, 2021	500	$27.95 - $33.4 $14K - $16.7K
Scorpio Bulkers Inc	Q4 2020 Filed on Jan 25, 2021	200	N/A
Hunt Cos Finance Trust Inc	Q4 2020 Filed on Jan 25, 2021	11,739	N/A
Hertz Global Holdings Inc	Q4 2020 Filed on Jan 25, 2021	1,345	N/A
PRTK Paratek Pharmaceuticals, Inc. Healthcare	Q4 2020 Filed on Jan 25, 2021	980	$4.58 - $7.14 $4.49K - $7K
Cedar Realty Trust Inc	Q4 2020 Filed on Jan 25, 2021	25,701	N/A
Pico Holdings Inc	Q4 2020 Filed on Jan 25, 2021	7,900	N/A
SGA Saga Communications Inc Communication Services	Q4 2020 Filed on Jan 25, 2021	375	$16.98 - $24.74 $6.37K - $9.28K
Retrophin Inc	Q4 2020 Filed on Jan 25, 2021	4,370	N/A
Apartment Invt & Mgmt Cl A	Q4 2020 Filed on Jan 25, 2021	146,526	N/A
ZYNE Zynerba Pharmaceuticals, Inc. Healthcare	Q4 2020 Filed on Jan 25, 2021	10,028	$3.27 - $4.64 $32.8K - $46.5K
Investors Real Estate Trust	Q4 2020 Filed on Jan 25, 2021	7,187	N/A
ATXI Avenue Therapeutics, Inc. Healthcare	Q4 2020 Filed on Jan 25, 2021	19,069	$2.95 - $11.04 $56.3K - $211K
Franklin Financial Network Inc	Q3 2020 Filed on Oct 20, 2020	4,200	N/A
Menlo Therapeutics Inc	Q3 2020 Filed on Oct 20, 2020	860	N/A
Marinus Pharmaceuticals Inc	Q3 2020 Filed on Oct 20, 2020	1,720	N/A
WCCPRA Wescoi Nt Inc Shs Repstg 1/100	Q3 2020 Filed on Oct 20, 2020	10,742	N/A
Logmein Inc	Q3 2020 Filed on Oct 20, 2020	7,370	N/A
El Paso Elec CO	Q3 2020 Filed on Oct 20, 2020	35,336	N/A
RACE Ferrari N.V. Consumer Cyclical	Q3 2020 Filed on Oct 20, 2020	4,912	$171.94 - $199.29 $845K - $979K
Meet Group Inc/The	Q3 2020 Filed on Oct 20, 2020	2,600	N/A
Cabot Microelectronics Corp	Q3 2020 Filed on Oct 20, 2020	13,400	N/A
Ashford Hospitality Trust Inc	Q3 2020 Filed on Oct 20, 2020	25,688	N/A
Legg Mason Inc	Q3 2020 Filed on Oct 20, 2020	65,565	N/A
Aduro Biotech Inc	Q3 2020 Filed on Oct 20, 2020	1,360	N/A
Match Group Inc Old	Q3 2020 Filed on Oct 20, 2020	5,900	N/A
Gulfport Energy Corp	Q3 2020 Filed on Oct 20, 2020	4,070	N/A
FARM Farmer Brothers CO Consumer Defensive	Q3 2020 Filed on Oct 20, 2020	3,100	$4.37 - $7.73 $13.5K - $24K
Terraform Power Inc	Q3 2020 Filed on Oct 20, 2020	16,310	N/A
Iberiabank Corp	Q3 2020 Filed on Oct 20, 2020	7,170	N/A
EXPR Express, Inc. Consumer Cyclical	Q3 2020 Filed on Oct 20, 2020	2,355	$0.61 - $1.53 $1.44K - $3.6K
GSK Gsk PLC Healthcare	Q3 2020 Filed on Oct 20, 2020	1,100	$38.11 - $42.99 $41.9K - $47.3K
Eagle Bulk Shipping Inc	Q3 2020 Filed on Oct 20, 2020	13,460	N/A
Seattle Genetics Inc	Q3 2020 Filed on Oct 20, 2020	22,994	N/A
Assertio Holdings Inc	Q3 2020 Filed on Oct 20, 2020	75,888	N/A
Portola Pharmaceuticals Inc	Q3 2020 Filed on Oct 20, 2020	750	N/A

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