Northern Trust Corp Closed Holding Positions

Northern Trust Corp

$600 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Blue Cap Reins Hldgs LTD	Q1 2020 Filed on May 14, 2020	14,368	N/A
Cision LTD	Q1 2020 Filed on May 14, 2020	1,113,535	N/A
Ingersoll Rand PLC	Q1 2020 Filed on May 14, 2020	2,825,770	N/A
Interxion Holding N.V	Q1 2020 Filed on May 14, 2020	147,320	N/A
Seaspan Corp	Q1 2020 Filed on May 14, 2020	257,936	N/A
Internap Corp	Q1 2020 Filed on May 14, 2020	58,088	N/A
Foamix Pharmaceuticals LTD	Q1 2020 Filed on May 14, 2020	25,533	N/A
Myomo Inc	Q1 2020 Filed on May 14, 2020	21,524	N/A
Sophiris Bio Inc	Q1 2020 Filed on May 14, 2020	70,600	N/A
U S Gold Corp	Q1 2020 Filed on May 14, 2020	40,772	N/A
Axa Equitable Hldgs Inc	Q1 2020 Filed on May 14, 2020	1,984,727	N/A
Invesco Exchng Traded Fd Tr	Q1 2020 Filed on May 14, 2020	10,957	N/A
Mcdermott Intl Inc	Q1 2020 Filed on May 14, 2020	2,109,117	N/A
Senestech Inc	Q1 2020 Filed on May 14, 2020	20,428	N/A
Spirit Mta Reit	Q1 2020 Filed on May 14, 2020	19,373	N/A
INDY Ishares India 50 ETF ETFs	Q1 2020 Filed on May 14, 2020	8,524	$22.26 - $39.4 $190K - $336K
Noble Midstream Partners LP	Q1 2020 Filed on May 14, 2020	16,551	N/A
Tortoise Energy Infra Corp	Q1 2020 Filed on May 14, 2020	23,103	N/A
KTF Dws Municipal Income Trust Financial Services	Q1 2020 Filed on May 14, 2020	60,725	$8.91 - $11.95 $541K - $726K
Invivo Therapeutics Hldgs CO	Q1 2020 Filed on May 14, 2020	15,072	N/A
Nuveen Select Tax Free Incm	Q1 2020 Filed on May 14, 2020	10,375	N/A
Melinta Therapeutics Inc	Q1 2020 Filed on May 14, 2020	17,495	N/A
Sigma Labs Inc	Q1 2020 Filed on May 14, 2020	12,543	N/A
Synthorx Inc	Q1 2020 Filed on May 14, 2020	108,321	N/A
Pier 1 Imports Inc	Q1 2020 Filed on May 14, 2020	13,810	N/A
SMB Vaneck Short Muni ETF ETFs	Q1 2020 Filed on May 14, 2020	11,781	$15.76 - $18.04 $186K - $213K
IMCB Ishares Morningstar Mid Cap Et ETFs	Q1 2020 Filed on May 14, 2020	1,314	$32.1 - $54.4 $42.2K - $71.5K
Option Care Health Inc	Q1 2020 Filed on May 14, 2020	1,760,080	N/A
Parker Drilling CO	Q1 2020 Filed on May 14, 2020	104,031	N/A
Ubs Ag London Brh	Q1 2020 Filed on May 14, 2020	610	N/A
Wellesley Bancorp Inc	Q1 2020 Filed on May 14, 2020	5,874	N/A
Acasti Pharma Inc	Q1 2020 Filed on May 14, 2020	16,775	N/A
Carlyle Group L P	Q1 2020 Filed on May 14, 2020	57,150	N/A
Chaserg Technlgy Acquisitn C	Q1 2020 Filed on May 14, 2020	9,604	N/A
FTC First Tr Lge Cap Growth ETFs	Q1 2020 Filed on May 14, 2020	3,090	$51.89 - $79.41 $160K - $245K
FV First Trust Dorsey Wright Focu ETFs	Q1 2020 Filed on May 14, 2020	7,349	$22.4 - $33.96 $165K - $250K
HFBL Home Federal Bancorp, Inc. Of Louisiana Financial Services	Q1 2020 Filed on May 14, 2020	5,831	$11.61 - $18.5 $67.7K - $108K
MNA Iq Merger Arbitrage ETF ETFs	Q1 2020 Filed on May 14, 2020	16,285	$27.88 - $33.46 $454K - $545K
PWV Invesco Exchange Traded Fd Tr ETFs	Q1 2020 Filed on May 14, 2020	5,168	$25.96 - $42.08 $134K - $217K
MIN Mfs Intermediate Income Trust Financial Services	Q1 2020 Filed on May 14, 2020	17,500	$3.35 - $3.86 $58.6K - $67.6K
Mri Interventions Inc	Q1 2020 Filed on May 14, 2020	11,503	N/A
PSK Spdr Ser Tr Spdr Ice Pfd Sec E ETFs	Q1 2020 Filed on May 14, 2020	5,000	$31.08 - $44.66 $155K - $223K
Spdr Series Trust	Q1 2020 Filed on May 14, 2020	10,000	N/A
Valeritas Hldgs Inc	Q1 2020 Filed on May 14, 2020	15,474	N/A
SHYD Vaneck Short High Yield Muni E ETFs	Q1 2020 Filed on May 14, 2020	20,845	$17.75 - $25.87 $370K - $539K
MNP Western Asset Municipal Partners Fund Inc. Financial Services	Q1 2020 Filed on May 14, 2020	41,247	$11.48 - $15.76 $474K - $650K
Aac Hldgs Inc	Q4 2019 Filed on Feb 14, 2020	52,637	N/A
AUOTY Au Optronics Corp Technology	Q4 2019 Filed on Feb 14, 2020	553,332	$2.42 - $3.31 $1.34M - $1.83M
Aethlon Med Inc	Q4 2019 Filed on Feb 14, 2020	24,727	N/A
Alder Biopharmaceuticals Inc	Q4 2019 Filed on Feb 14, 2020	923,900	N/A

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