O'Shaughnessy Asset Management, LLC Closed Holding Positions

O'Shaughnessy Asset Management, LLC

  • $16.5 Billion
  • Q3 2025
Stock Closed Quarter Shares Sold Price Range Trade History
NOTV
Inotiv, Inc.

Healthcare
Q4 2021 Filed on Feb 11, 2022
8,213
$30.55 - $57.88 $251K - $475K
PJP
Invesco Exchange Traded Fd Tr

ETFs
Q4 2021 Filed on Feb 11, 2022
909
$76.6 - $81.85 $69.6K - $74.4K
IRIX
Iridex Corp

Healthcare
Q4 2021 Filed on Feb 11, 2022
400
$5.62 - $9.37 $2.25K - $3.75K
Itamar Medical LTD Adr
Q4 2021 Filed on Feb 11, 2022
550
N/A
KSPN
Kaspien Holdings Inc.

Technology
Q4 2021 Filed on Feb 11, 2022
21
$9.98 - $16.15 $210 - $339
KOSS
Koss Corp

Technology
Q4 2021 Filed on Feb 11, 2022
24
$10.68 - $19.18 $256 - $460
LMND
Lemonade, Inc.

Financial Services
Q4 2021 Filed on Feb 11, 2022
62
$39.64 - $72.06 $2.46K - $4.47K
LC
Lending Club Corp

Financial Services
Q4 2021 Filed on Feb 11, 2022
840
$23.19 - $47.61 $19.5K - $40K
LPSN
Liveperson Inc

Technology
Q4 2021 Filed on Feb 11, 2022
3,119
$33.86 - $60.92 $106K - $190K
MOGO
Mogo Inc.

Technology
Q4 2021 Filed on Feb 11, 2022
9,886
$3.16 - $6.44 $31.2K - $63.7K
MORF
Morphic Holding, Inc.

Healthcare
Q4 2021 Filed on Feb 11, 2022
1,349
$43.27 - $65.72 $58.4K - $88.7K
NSTG
Nano String Technologies Inc

Healthcare
Q4 2021 Filed on Feb 11, 2022
242
$36.21 - $50.5 $8.76K - $12.2K
OSS
One Stop Systems, Inc.

Technology
Q4 2021 Filed on Feb 11, 2022
4,892
$4.4 - $5.66 $21.5K - $27.7K
PGNY
Progyny, Inc.

Healthcare
Q4 2021 Filed on Feb 11, 2022
2,432
$46.8 - $66.66 $114K - $162K
PAWZ
Proshares Tr Pet Care ETF

ETFs
Q4 2021 Filed on Feb 11, 2022
300
$74.17 - $84.21 $22.3K - $25.3K
QTRX
Quanterix Corp

Healthcare
Q4 2021 Filed on Feb 11, 2022
1,335
$37.54 - $57.51 $50.1K - $76.8K
RVLV
Revolve Group, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 11, 2022
2,038
$53.24 - $87.79 $109K - $179K
SKLZ
Skillz Inc.

Communication Services
Q4 2021 Filed on Feb 11, 2022
1,196
$7.19 - $12.5 $8.6K - $15K
STOK
Stoke Therapeutics, Inc.

Healthcare
Q4 2021 Filed on Feb 11, 2022
640
$18.11 - $30.72 $11.6K - $19.7K
STKL
Sun Opta Inc.

Consumer Defensive
Q4 2021 Filed on Feb 11, 2022
144
$5.87 - $8.88 $845 - $1.28K
SUNW
Sunworks, Inc.

Technology
Q4 2021 Filed on Feb 11, 2022
129
$3.05 - $6.91 $393 - $891
TLS
Telos Corp

Technology
Q4 2021 Filed on Feb 11, 2022
125
$14.86 - $28.59 $1.86K - $3.57K
Us Well Services Inc Com
Q4 2021 Filed on Feb 11, 2022
108
N/A
PFXF
Vaneck ETF Tr Preferred Securi

ETFs
Q4 2021 Filed on Feb 11, 2022
275
$21.0 - $21.94 $5.78K - $6.03K
VERI
Veritone, Inc.

Technology
Q4 2021 Filed on Feb 11, 2022
1,349
$19.97 - $34.08 $26.9K - $46K
VTNR
Vertex Energy Inc.

Energy
Q4 2021 Filed on Feb 11, 2022
235
$4.05 - $6.07 $952 - $1.43K
Vidler Water Resources Inc Com Usd.1
Q4 2021 Filed on Feb 11, 2022
3,847
N/A
VIR
Vir Biotechnology, Inc.

Healthcare
Q4 2021 Filed on Feb 11, 2022
1,012
$30.97 - $54.03 $31.3K - $54.7K
YELL
Yellow Corp

Industrials
Q4 2021 Filed on Feb 11, 2022
35,248
$5.85 - $14.64 $206K - $516K
ATY
Acuity Ads Holdings Inc.

Communication Services
Q4 2021 Filed on Feb 11, 2022
614
$3.06 - $7.2 $1.88K - $4.42K
ATSG
Air Transport Services Group, Inc.

Industrials
Q4 2021 Filed on Feb 11, 2022
184
$23.84 - $29.45 $4.39K - $5.42K
ALXO
Alx Oncology Holdings Inc

Healthcare
Q4 2021 Filed on Feb 11, 2022
1,319
$21.49 - $74.4 $28.3K - $98.1K
ANVS
Annovis Bio, Inc.

Healthcare
Q4 2021 Filed on Feb 11, 2022
32
$17.58 - $37.67 $563 - $1.21K
BTN
Ballantyne Strong, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 11, 2022
204
$2.72 - $3.38 $555 - $690
DJP
Barclays Bank PLC

ETFs
Q4 2021 Filed on Feb 11, 2022
122
$27.21 - $30.93 $3.32K - $3.77K
BBQ
Bbq Holdings, Inc.

Consumer Cyclical
Q4 2021 Filed on Feb 11, 2022
69
$12.6 - $16.16 $869 - $1.12K
BIGC
Big Commerce Holdings, Inc.

Technology
Q4 2021 Filed on Feb 11, 2022
2,078
$35.37 - $62.74 $73.5K - $130K
CII
Blackrock Enhanced Capital & Income Fund, Inc.

Financial Services
Q4 2021 Filed on Feb 11, 2022
1,090
$20.18 - $22.18 $22K - $24.2K
BDJ
Black Rock Enhanced Equity Dividend Trust

Financial Services
Q4 2021 Filed on Feb 11, 2022
4,326
$9.37 - $10.37 $40.5K - $44.9K
Bonanza Creek Energy Inc Com Usd0.001
Q4 2021 Filed on Feb 11, 2022
351
N/A
Brookfield Asst Mgm Rei Prtn Ord Cl A
Q4 2021 Filed on Feb 11, 2022
22
N/A
CTLP
Cantaloupe, Inc.

Technology
Q4 2021 Filed on Feb 11, 2022
106
$7.26 - $12.75 $770 - $1.35K
CBNK
Capital Bancorp Inc

Financial Services
Q4 2021 Filed on Feb 11, 2022
54
$24.08 - $27.99 $1.3K - $1.51K
CLVT
Clarivate PLC

Technology
Q4 2021 Filed on Feb 11, 2022
462
$20.66 - $25.22 $9.54K - $11.7K
Cloudera Inc Com Usd .00005
Q4 2021 Filed on Feb 11, 2022
9,172
N/A
RFI
Cohen & Steers Total Return Realty Fund Inc

Financial Services
Q4 2021 Filed on Feb 11, 2022
2,216
$15.94 - $17.42 $35.3K - $38.6K
CRTX
Cortexyme, Inc.

Healthcare
Q4 2021 Filed on Feb 11, 2022
2,360
$11.35 - $97.17 $26.8K - $229K
CTO
Cto Realty Growth, Inc.

Real Estate
Q4 2021 Filed on Feb 11, 2022
12
$17.71 - $20.47 $213 - $246
CTOS
Custom Truck One Source, Inc.

Industrials
Q4 2021 Filed on Feb 11, 2022
99
$7.22 - $11.28 $715 - $1.12K
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