Oppenheimer & CO Inc Closed Holding Positions

Oppenheimer & CO Inc

Stock	Closed Quarter	Shares Sold	Price Range
Micro Focus International Pl	Q4 2017 Filed on Feb 07, 2018	8,083	N/A
Neuroderm LTD	Q4 2017 Filed on Feb 07, 2018	8,655	N/A
Newlink Genetics Corp	Q4 2017 Filed on Feb 07, 2018	11,200	N/A
NRT North European Oil Royalty Trust Energy	Q4 2017 Filed on Feb 07, 2018	24,450	$6.26 - $7.31 $153K - $179K
PMT Penny Mac Mortgage Investment Trust Real Estate	Q4 2017 Filed on Feb 07, 2018	19,508	$14.97 - $17.74 $292K - $346K
PHK Pimco High Income Fund Financial Services	Q4 2017 Filed on Feb 07, 2018	13,346	$7.35 - $8.31 $98.1K - $111K
Powershares ETF Trust	Q4 2017 Filed on Feb 07, 2018	28,219	N/A
Powershares Global ETF Fd	Q4 2017 Filed on Feb 07, 2018	12,875	N/A
Quintiles Ims Holdings Inc	Q4 2017 Filed on Feb 07, 2018	12,752	N/A
Rmg Networks Hldg Corp	Q4 2017 Filed on Feb 07, 2018	32,624	N/A
Shire PLC	Q4 2017 Filed on Feb 07, 2018	2,298	N/A
Spdr Series Trust	Q4 2017 Filed on Feb 07, 2018	12,952	N/A
Synergy Pharmaceuticals Del	Q4 2017 Filed on Feb 07, 2018	90,613	N/A
Two Hbrs Invt Corp	Q4 2017 Filed on Feb 07, 2018	12,500	N/A
Vasco Data Sec Intl Inc	Q4 2017 Filed on Feb 07, 2018	11,336	N/A
WTS Watts Water Technologies Inc Industrials	Q4 2017 Filed on Feb 07, 2018	13,206	$66.8 - $77.55 $882K - $1.02M
Whiting Pete Corp New	Q4 2017 Filed on Feb 07, 2018	32,750	N/A
XNET Xunlei LTD Communication Services	Q4 2017 Filed on Feb 07, 2018	14,000	$4.27 - $24.91 $59.8K - $349K

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