Parallel Advisors, LLC Closed Holding Positions

Parallel Advisors, LLC

$4.87 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
TEI Templeton Emerging Markets Income Fund Financial Services	Q2 2018 Filed on Jul 30, 2018	5,464	$10.23 - $11.56 $55.9K - $63.2K
Time Warner Inc	Q2 2018 Filed on Jul 30, 2018	4,473	N/A
Westar Energy Inc Com	Q2 2018 Filed on Jul 30, 2018	1,858	N/A
PAI Western Asset Investment Grade Income Fund Inc. Financial Services	Q2 2018 Filed on Jul 30, 2018	1,000	$13.43 - $13.99 $13.4K - $14K
Windstream Corporation	Q2 2018 Filed on Jul 30, 2018	40	N/A
MYI Blackrock Muniyield Quality Fund Iii, Inc. Financial Services	Q2 2018 Filed on Jul 30, 2018	0	$12.36 - $12.7 $0 - $0
Nxstage Med Inc Com	Q2 2018 Filed on Jul 30, 2018	144	N/A
Pandora Media Inc	Q2 2018 Filed on Jul 30, 2018	62	N/A
Direxion Daily Russia Bull 3 X Shares	Q2 2018 Filed on Jul 30, 2018	10	N/A
Direxion Daily Brazil Bull 3 X Shares	Q2 2018 Filed on Jul 30, 2018	10	N/A
Scynexis Inc Com	Q2 2018 Filed on Jul 30, 2018	4,000	N/A
Vaneck Vectors Chinaamc Csi 300 ETF	Q2 2018 Filed on Jul 30, 2018	10	N/A
Aberdeen Israel Fund Inc Com	Q2 2018 Filed on Jul 30, 2018	0	N/A
Finish Line Inc Cl A	Q2 2018 Filed on Jul 30, 2018	86	N/A
Energy Transfer Partners LP Unit LTD Prt Int	Q2 2018 Filed on Jul 30, 2018	19	N/A
QABA First Trust Nasdaq Aba Communi ETFs	Q2 2018 Filed on Jul 30, 2018	74	N/A
CASA Casa Systems Inc Technology	Q2 2018 Filed on Jul 30, 2018	67	$16.01 - $33.32 $1.07K - $2.23K
Guggenheim ETF Trust S&P 500 Equal Weight	Q2 2018 Filed on Jul 30, 2018	26,818	N/A
Guggenheim Ultra Short Duration ETF	Q2 2018 Filed on Jul 30, 2018	3,100	N/A
Powershares S&P 500 Equal Weight Consumer Staples Portfolio	Q2 2018 Filed on Jul 30, 2018	88	N/A
Clifton Bancorp Inc Com	Q2 2018 Filed on Jul 30, 2018	35	N/A
Powershares Dynamic Semiconductors Portfolio	Q2 2018 Filed on Jul 30, 2018	146	N/A
FTCS First Trust Capital Strength E ETFs	Q2 2018 Filed on Jul 30, 2018	152	$49.54 - $53.09 $7.53K - $8.07K
Powershares Bulletshares 2018 Corporate Bond Portfolio	Q2 2018 Filed on Jul 30, 2018	9,526	N/A
Powershares Bulletshares 2019 Corporate Bond Portfolio	Q2 2018 Filed on Jul 30, 2018	12,551	N/A
S&P Global Water Index ETF	Q2 2018 Filed on Jul 30, 2018	12,000	N/A
Powershares Bulletshares 2020 Corporate Bond Portfolio	Q2 2018 Filed on Jul 30, 2018	5,530	N/A
Powershares Dynamic Large Cap Growth Portfolio	Q2 2018 Filed on Jul 30, 2018	182	N/A
Powershares Bulletshares 2021 Corporate Bond Portfolio	Q2 2018 Filed on Jul 30, 2018	350	N/A
Guggenheim S&P 500 Equal Weight Industrials ETF	Q2 2018 Filed on Jul 30, 2018	4,683	N/A
Powershares Global Exchange Traded Fd Tr Insured Natl	Q2 2018 Filed on Jul 30, 2018	7,415	N/A
Rydex ETF Tr S&P Equal Weight Technology ETF	Q2 2018 Filed on Jul 30, 2018	68	N/A
Rydex S&P Equal Weight Health Care	Q2 2018 Filed on Jul 30, 2018	91	N/A
Electro Scientific Inds Com	Q2 2018 Filed on Jul 30, 2018	5,000	N/A
Call (Gdxj) Vaneck Vectors ETF Tr 01/18/2019 $34	Q2 2018 Filed on Jul 30, 2018	2,500	N/A
Call (Gdxj) Vaneck Vectors ETF Tr 01/18/2019 $33	Q2 2018 Filed on Jul 30, 2018	9,100	N/A
Put (Dal) Delta Air Lines Inc 01/18/2019 $47	Q2 2018 Filed on Jul 30, 2018	3,500	N/A
Agrium Inc Com	Q1 2018 Filed on May 08, 2018	64	N/A
Anixter Intl Inc Com	Q1 2018 Filed on May 08, 2018	11	N/A
Bard C R Inc Com	Q1 2018 Filed on May 08, 2018	481	N/A
Bioverativ Inc Com	Q1 2018 Filed on May 08, 2018	283	N/A
Blackrock Capital Investment C 5.5 02/15/2018	Q1 2018 Filed on May 08, 2018	75,000	N/A
Broadcom LTD Shs	Q1 2018 Filed on May 08, 2018	888	N/A
Buffalo Wild Wings Inc Com	Q1 2018 Filed on May 08, 2018	12	N/A
Calpine Corp Com New	Q1 2018 Filed on May 08, 2018	392	N/A
Central Fd Cda LTD Cl A	Q1 2018 Filed on May 08, 2018	932	N/A
Chicago Bridge & Iron CO N V Com	Q1 2018 Filed on May 08, 2018	45	N/A
Direxion Daily Ftse China Bull 3 X Shares	Q1 2018 Filed on May 08, 2018	24	N/A
DPG Duff & Phelps Utility & Infrastructure Fund Inc. Financial Services	Q1 2018 Filed on May 08, 2018	1,627	$13.55 - $16.22 $22K - $26.4K
Flaherty & Crumrine Dyn Pfd Shs	Q1 2018 Filed on May 08, 2018	178	N/A

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