|
Q3 2019
Filed on Oct 18, 2019
|
18,912
|
$16.93 - $21.42
$320K - $405K
|
|
|
Q3 2019
Filed on Oct 18, 2019
|
14,317
|
$18.87 - $20.57
$270K - $295K
|
|
|
Q3 2019
Filed on Oct 18, 2019
|
21,283
|
$15.0 - $15.9
$319K - $338K
|
|
|
Q3 2019
Filed on Oct 18, 2019
|
34,589
|
$8.54 - $9.35
$295K - $323K
|
|
Brookfield Global Listed Infrastructure Income Fd Inc Com Shs
|
Q3 2019
Filed on Oct 18, 2019
|
26,902
|
N/A
|
|
Virtus Total Return Fd Inc Com
|
Q3 2019
Filed on Oct 18, 2019
|
28,358
|
N/A
|
|
|
|
Q3 2019
Filed on Oct 18, 2019
|
28,043
|
$10.33 - $10.85
$290K - $304K
|
|
|
Q2 2019
Filed on Jul 26, 2019
|
34,684
|
$7.4 - $7.73
$257K - $268K
|
|
|
Q2 2019
Filed on Jul 26, 2019
|
1,541
|
N/A
|
|
|
Q2 2019
Filed on Jul 26, 2019
|
1,101
|
$166.87 - $205.52
$184K - $226K
|
|
|
Q2 2019
Filed on Jul 26, 2019
|
26,637
|
$9.77 - $10.4
$260K - $277K
|
|
Dreyfus Mun Income Inc Com
|
Q2 2019
Filed on Jul 26, 2019
|
30,866
|
N/A
|
|
China Mobile LTD Spon Adr S A Isin#Us16941 M1099
|
Q2 2019
Filed on Jul 26, 2019
|
4,000
|
N/A
|
|
Spdr Ser Tr Bloomberg Barclays High Yield Bd ETF
|
Q2 2019
Filed on Jul 26, 2019
|
27,677
|
N/A
|
|
|
Q2 2019
Filed on Jul 26, 2019
|
9,949
|
$22.21 - $23.8
$221K - $237K
|
|
|
Q2 2019
Filed on Jul 26, 2019
|
22,441
|
$12.67 - $13.47
$284K - $302K
|
|
Eaton Vance Floating Rate Income Plus Fd Com Shs Ben Int
|
Q2 2019
Filed on Jul 26, 2019
|
20,274
|
N/A
|
|
Dreyfus High Yield Strategies Fd Sh Ben Int
|
Q2 2019
Filed on Jul 26, 2019
|
82,155
|
N/A
|
|
|
Td Ameritrade Hldg Corp Com
|
Q2 2019
Filed on Jul 26, 2019
|
6,038
|
N/A
|
|
Encana Corp Com Shs Isin#Ca2925051047
|
Q2 2019
Filed on Jul 26, 2019
|
21,568
|
N/A
|
|
Gw Pharmaceuticalsw PLC Ads Isin#Us36197 T1034
|
Q2 2019
Filed on Jul 26, 2019
|
1,334
|
N/A
|
|
|
Q1 2019
Filed on May 02, 2019
|
1,981
|
N/A
|
|
|
Q1 2019
Filed on May 02, 2019
|
21,143
|
$9.65 - $11.36
$204K - $240K
|
|
Photronics Inc Sr Nt Conv
|
Q1 2019
Filed on May 02, 2019
|
11,000
|
N/A
|
|
|
Q1 2019
Filed on May 02, 2019
|
6,472
|
N/A
|
|
|
Q1 2019
Filed on May 02, 2019
|
8,488
|
$23.09 - $31.72
$196K - $269K
|
|
Dreyfus Strategic Mun Bd Fd Inc Com
|
Q1 2019
Filed on May 02, 2019
|
33,582
|
N/A
|
|
Blackrock Strategic Mun Tr Com
|
Q1 2019
Filed on May 02, 2019
|
18,682
|
N/A
|
|
Steris PLC Shs Isin#Gb00 Bvvbc028
|
Q1 2019
Filed on May 02, 2019
|
3,429
|
N/A
|
|
Ubs Ag London Brh Etracs Alerian Mlp Index Etn
|
Q4 2018
Filed on Jan 29, 2019
|
11,308
|
N/A
|
|
|
Q4 2018
Filed on Jan 29, 2019
|
29,794
|
$8.03 - $9.18
$239K - $274K
|
|
|
Q4 2018
Filed on Jan 29, 2019
|
22,288
|
$8.84 - $13.65
$197K - $304K
|
|
Vaneck Vectors ETF Tr J P Morgan Emerging Mkts Loc Currency Bd ETF
|
Q4 2018
Filed on Jan 29, 2019
|
667,178
|
N/A
|
|
|
Q4 2018
Filed on Jan 29, 2019
|
1,729
|
N/A
|
|
|
Q4 2018
Filed on Jan 29, 2019
|
23,218
|
$9.37 - $9.8
$218K - $228K
|
|
|
|
Q4 2018
Filed on Jan 29, 2019
|
17,323
|
$14.39 - $18.54
$249K - $321K
|
|
Michael Kors Hldgs LTD Shs Isin Vgg607541015
|
Q4 2018
Filed on Jan 29, 2019
|
4,725
|
N/A
|
|
|
Q4 2018
Filed on Jan 29, 2019
|
3,057
|
N/A
|
|
Deutsche Strategic Income Tr Shs
|
Q4 2018
Filed on Jan 29, 2019
|
18,481
|
N/A
|
|
|
Q4 2018
Filed on Jan 29, 2019
|
10,017
|
$16.45 - $19.58
$165K - $196K
|
|
|
Q4 2018
Filed on Jan 29, 2019
|
3,370
|
$17.34 - $22.63
$58.4K - $76.3K
|
|
Eaton Vance Mun Bd Fd Ii Com
|
Q4 2018
Filed on Jan 29, 2019
|
19,045
|
N/A
|
|
|
Q4 2018
Filed on Jan 29, 2019
|
17,071
|
$12.13 - $12.98
$207K - $222K
|
|
Nuveen High Income December 2018 Target Term Fd Com
|
Q3 2018
Filed on Nov 05, 2018
|
20,425
|
N/A
|
|
|
Q3 2018
Filed on Nov 05, 2018
|
3,945
|
$51.08 - $59.4
$202K - $234K
|
|
Alpine Global Premier Pptys Fd Com Shs Of Ben Int
|
Q2 2018
Filed on Jul 30, 2018
|
17,231
|
N/A
|
|
Powershares Exchange Traded Fd Tr Ii Pfd Portfolio
|
Q2 2018
Filed on Jul 30, 2018
|
22,290
|
N/A
|
|
Powershares Exchange Traded Fd Tr Aerospace & Defense Port
|
Q2 2018
Filed on Jul 30, 2018
|
16,216
|
N/A
|
|
Prudential Global Short Duration High Yield Fd Inc
|
Q2 2018
Filed on Jul 30, 2018
|
22,313
|
N/A
|
|
Prudential Short Duration High Yield Fd Inc
|
Q2 2018
Filed on Jul 30, 2018
|
15,443
|
N/A
|
|