Patriot Financial Group Insurance Agency, LLC Closed Holding Positions

Patriot Financial Group Insurance Agency, LLC

$720 Million
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Aphria Inc Com	Q2 2021 Filed on Jul 30, 2021	3,400	N/A
Golar Lng Partners LP Com Unit Lpi	Q2 2021 Filed on Jul 30, 2021	700	N/A
Hms Hldgs Corp Com	Q2 2021 Filed on Jul 30, 2021	100	N/A
FNOV First Tr ETF Viii Ft Cboe Vest ETFs	Q2 2021 Filed on Jul 30, 2021	1,000	$36.7 - $37.8 $36.7K - $37.8K
Smtc Corp Com New	Q2 2021 Filed on Jul 30, 2021	17,500	N/A
GATX Gatx Corp Industrials	Q2 2021 Filed on Jul 30, 2021	0	$86.64 - $104.38 $0 - $0
MRCY Mercury Systems Inc Industrials	Q2 2021 Filed on Jul 30, 2021	1	$57.69 - $79.28 $57.7 - $79.3
Enel Americas S A Sponsored Adr	Q2 2021 Filed on Jul 30, 2021	262	N/A
Waddell & Reed Finl Inc Cl A	Q2 2021 Filed on Jul 30, 2021	379	N/A
Akers Biosciences Inc Com	Q2 2021 Filed on Jul 30, 2021	1,000	N/A
DFEB Ft Tr ETF Viii Ft Cboe Vest Us ETFs	Q2 2021 Filed on Jul 30, 2021	2,178	$33.38 - $34.3 $72.7K - $74.7K
CXSE Wisdomtree Tr China Ex State O ETFs	Q2 2021 Filed on Jul 30, 2021	68	$60.75 - $68.0 $4.13K - $4.62K
Realpage Inc Com	Q2 2021 Filed on Jul 30, 2021	200	N/A
PING Ping Identity Holding Corp. Technology	Q2 2021 Filed on Jul 30, 2021	500	$21.59 - $25.14 $10.8K - $12.6K
TER Teradyne, Inc Technology	Q2 2021 Filed on Jul 30, 2021	22	$114.6 - $134.31 $2.52K - $2.95K
General Fin Corp Del Com	Q2 2021 Filed on Jul 30, 2021	1,500	N/A
FRO Frontline LTD Energy	Q2 2021 Filed on Jul 30, 2021	4,581	$6.67 - $9.0 $30.6K - $41.2K
GOTU Gaotu Techedu Inc. Consumer Defensive	Q2 2021 Filed on Jul 30, 2021	23	$12.56 - $35.51 $289 - $817
RPRX Royalty Pharma PLC Healthcare	Q2 2021 Filed on Jul 30, 2021	0	$39.85 - $46.63 $0 - $0
ANGI Angi Inc. Communication Services	Q2 2021 Filed on Jul 30, 2021	1,050	$12.06 - $17.09 $12.7K - $17.9K
XYLG Global X Fds S&P 500 Covered C ETFs	Q2 2021 Filed on Jul 30, 2021	3,478	$28.89 - $30.36 $100K - $106K
Cloudera Inc Com	Q2 2021 Filed on Jul 30, 2021	16,957	N/A
Nuveen Maryland Qlt Mun Inc Fd Com	Q2 2021 Filed on Jul 30, 2021	24	N/A
Quantumscape Corp Com Cl A	Q2 2021 Filed on Jul 30, 2021	750	N/A
FLLV Franklin Templeton ETF Tr	Q2 2021 Filed on Jul 30, 2021	345	N/A
WNC Wabash National Corp Industrials	Q2 2021 Filed on Jul 30, 2021	500	$15.01 - $19.13 $7.51K - $9.57K
LITB Light In The Box Holding Co., Ltd. Consumer Cyclical	Q2 2021 Filed on Jul 30, 2021	647	$1.87 - $3.22 $1.21K - $2.08K
Orbcomm Inc Com	Q2 2021 Filed on Jul 30, 2021	2,400	N/A
DJUN First Tr Ex Trd Viii Cboe Vest Technology	Q2 2021 Filed on Jul 30, 2021	1,858	$33.01 - $33.57 $61.3K - $62.4K
Blackrock Md Mun Bd Tr Com	Q2 2021 Filed on Jul 30, 2021	7,225	N/A
HLNE Hamilton Lane Inc Financial Services	Q2 2021 Filed on Jul 30, 2021	0	$86.17 - $94.18 $0 - $0
AGM Federal Agricultural Mortgage Corp Financial Services	Q2 2021 Filed on Jul 30, 2021	0	$96.13 - $111.7 $0 - $0
AAN Aaron'S Company, Inc. Industrials	Q2 2021 Filed on Jul 30, 2021	0	$24.19 - $37.15 $0 - $0
CPK Chesapeake Utilities Corp Utilities	Q2 2021 Filed on Jul 30, 2021	0	$114.56 - $123.09 $0 - $0
USPH U S Physical Therapy Inc Healthcare	Q2 2021 Filed on Jul 30, 2021	0	$104.07 - $121.37 $0 - $0
NXRT Nex Point Residential Trust, Inc. Real Estate	Q2 2021 Filed on Jul 30, 2021	0	$46.54 - $56.8 $0 - $0
Change Finance U.S. Large Cap Fossil Fuel Free ETF	Q2 2021 Filed on Jul 30, 2021	40	N/A
PRAX Praxis Precision Medicines, Inc. Healthcare	Q2 2021 Filed on Jul 30, 2021	49	$18.28 - $33.05 $896 - $1.62K
Bit Digital Inc Shs	Q2 2021 Filed on Jul 30, 2021	85	N/A
GFL Gfl Environmental Inc. Industrials	Q2 2021 Filed on Jul 30, 2021	100	$30.7 - $36.35 $3.07K - $3.64K
ONEM 1 Life Healthcare Inc Healthcare	Q2 2021 Filed on Jul 30, 2021	100	$32.65 - $44.64 $3.27K - $4.46K
Experience Invt Corp Com Cl A	Q2 2021 Filed on Jul 30, 2021	180	N/A
SPXU Proshares Tr Proshares Ultrapr ETFs	Q2 2021 Filed on Jul 30, 2021	200	$91.05 - $114.5 $18.2K - $22.9K
GOOS Canada Goose Holdings Inc. Consumer Cyclical	Q2 2021 Filed on Jul 30, 2021	200	$37.8 - $43.74 $7.56K - $8.75K
GDOT Green Dot Corp Financial Services	Q2 2021 Filed on Jul 30, 2021	300	$39.64 - $49.49 $11.9K - $14.8K
Ast Spacemobile Inc Com Cl A	Q2 2021 Filed on Jul 30, 2021	800	N/A
FSEP First Tr ETF Viii Cboe Vest Us ETFs	Q2 2021 Filed on Jul 30, 2021	1,891	$33.35 - $34.22 $63.1K - $64.7K
Ft Cboe Vest Gold Strategy Quarterly Buffer ETF	Q2 2021 Filed on Jul 30, 2021	119,494	N/A
0HVP.L Lumen Technologies, Inc. Telecommunication	Q1 2021 Filed on Apr 29, 2021	4,003	N/A
GWW W.W. Grainger, Inc. Industrials	Q1 2021 Filed on Apr 29, 2021	8	$364.39 - $404.61 $2.92K - $3.24K

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