Regent Investment Management LLC Closed Holding Positions

Regent Investment Management LLC

  • $373 Million
  • Q4 2022
Stock Closed Quarter Shares Sold Price Range Trade History
HEDJ
Wisdomtree Europe Hedged Equit

ETFs
Q3 2019 Filed on Oct 17, 2019
11,535
$33.12 - $33.97 $382K - $392K
Biotime Inc Com
Q3 2019 Filed on Oct 17, 2019
20,000
N/A
MGA
Magna International Inc

Consumer Cyclical
Q3 2019 Filed on Oct 17, 2019
6,450
$46.69 - $54.06 $301K - $349K
HSY
Hershey CO

Consumer Defensive
Q3 2019 Filed on Oct 17, 2019
2,073
$134.25 - $161.4 $278K - $335K
Dowdupont Inc
Q2 2019 Filed on Jul 15, 2019
44,669
N/A
Marvell Tech Group Comusd0.002
Q2 2019 Filed on Jul 15, 2019
32,220
N/A
DVN
Devon Energy Corp

Energy
Q2 2019 Filed on Jul 15, 2019
6,890
$25.16 - $35.16 $173K - $242K
Horizon Pharma PLC F
Q2 2019 Filed on Jul 15, 2019
90,150
N/A
OXY
Occidental Petroleum Corp

Energy
Q2 2019 Filed on Jul 15, 2019
3,500
$47.43 - $68.37 $166K - $239K
AINV
Apollo Investment Corp

Financial Services
Q1 2019 Filed on Apr 22, 2019
11,860
$12.72 - $15.89 $151K - $188K
Blackstone Group L P LP
Q1 2019 Filed on Apr 22, 2019
7,000
N/A
Aena Sme S.A. Eur10 Isin#Es010
Q1 2019 Filed on Apr 22, 2019
2,000
N/A
IP
International Paper CO

Consumer Cyclical
Q1 2019 Filed on Apr 22, 2019
5,190
$38.22 - $45.21 $198K - $235K
PGF
Invesco Exchange Traded Fd Tr

ETFs
Q1 2019 Filed on Apr 22, 2019
11,450
$17.54 - $18.47 $201K - $211K
GT
Goodyear Tire & Rubber CO

Consumer Cyclical
Q4 2018 Filed on Jan 22, 2019
16,252
$19.3 - $23.78 $314K - $386K
Energy Transfer Operaxxx Manda
Q4 2018 Filed on Jan 22, 2019
46,668
N/A
Express Scripts Hldg
Q4 2018 Filed on Jan 22, 2019
11,342
N/A
Lifepoint Health Inc
Q4 2018 Filed on Jan 22, 2019
3,488
N/A
Wmih Corp Xxx Reverse Split Ef
Q4 2018 Filed on Jan 22, 2019
174,180
N/A
ADNT
Adient PLC

Consumer Cyclical
Q4 2018 Filed on Jan 22, 2019
6,880
$15.06 - $38.11 $104K - $262K
Apollo Investment CO
Q4 2018 Filed on Jan 22, 2019
41,600
N/A
PGX
Invesco ETF Tr Ii Pfd ETF

ETFs
Q3 2018 Filed on Oct 22, 2018
13,400
$14.29 - $14.75 $191K - $198K
Nxp Semiconductors Xxx Submitt
Q3 2018 Filed on Oct 22, 2018
2,070
N/A
Cavium Inc
Q3 2018 Filed on Oct 22, 2018
36,885
N/A
Farmers Cap Bank CO
Q3 2018 Filed on Oct 22, 2018
160,832
N/A
MIC
Macquarie Infrastructure Holdings, LLC

Utilities
Q3 2018 Filed on Oct 22, 2018
4,950
$42.11 - $47.18 $208K - $234K
ADP
Automatic Data Processing Inc

Industrials
Q2 2018 Filed on Jul 16, 2018
6,277
$113.3 - $140.34 $711K - $881K
Time Warner Inc
Q2 2018 Filed on Jul 16, 2018
30,812
N/A
WELL
Welltower Inc.

Real Estate
Q2 2018 Filed on Jul 16, 2018
3,700
$50.01 - $62.69 $185K - $232K
FXI
Ishares Tr

ETFs
Q2 2018 Filed on Jul 16, 2018
18,830
$41.99 - $48.77 $791K - $918K
Kkr & CO LP LP
Q2 2018 Filed on Jul 16, 2018
12,000
N/A
RDFN
Redfin Corp

Real Estate
Q2 2018 Filed on Jul 16, 2018
13,356
$21.25 - $24.64 $284K - $329K
CHTR
Charter Communications, Inc.

Communication Services
Q2 2018 Filed on Jul 16, 2018
1,542
$261.04 - $317.46 $403K - $490K
Priceline Group
Q1 2018 Filed on Apr 24, 2018
3,210
N/A
Amer Midstream Prtnr LP
Q1 2018 Filed on Apr 24, 2018
12,756
N/A
TAP
Molson Coors Beverage CO

Consumer Defensive
Q1 2018 Filed on Apr 24, 2018
2,700
$72.16 - $85.21 $195K - $230K
Stonemor Partners LP
Q1 2018 Filed on Apr 24, 2018
29,307
N/A
LH
Laboratory Corp Of America Holdings

Healthcare
Q1 2018 Filed on Apr 24, 2018
2,439
$161.53 - $178.11 $394K - $434K
IBM
International Business Machines Corp

Technology
Q1 2018 Filed on Apr 24, 2018
1,493
$141.1 - $161.68 $211K - $241K
TEN
Tenneco Inc

Consumer Cyclical
Q1 2018 Filed on Apr 24, 2018
3,600
$52.09 - $64.69 $188K - $233K
Reneuron Group PLC Ordf
Q4 2017 Filed on Jan 26, 2018
100,000
N/A
China Green Agricult
Q4 2017 Filed on Jan 26, 2018
10,000
N/A
VGK
Vanguard Ftse Europe ETF Ftse

ETFs
Q4 2017 Filed on Jan 26, 2018
16,740
N/A
Airbus Se Eur1 Isin#Nl00002351
Q4 2017 Filed on Jan 26, 2018
2,909
N/A
F
Ford Motor CO

Consumer Cyclical
Q4 2017 Filed on Jan 26, 2018
11,729
$12.0 - $12.72 $141K - $149K
Track This Portfolio

Track Regent Investment Management LLC Portfolio

Follow Regent Investment Management LLC and customize your updates to receive the information that matters most to you.

Portfolio Update

Get notified when there are updates to the investment portfolio of Regent Investment Management LLC, based on Form 13F filings with the SEC.

News

Stay updated on Regent Investment Management LLC with notifications on news.

Choose your preferred platform and Sign Up 👇 Telegram Email