Rockefeller Capital Management L.P. Closed Holding Positions

Rockefeller Capital Management L.P.

  • $42.4 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
Northern Genesis Acquisition
Q1 2021 Filed on May 11, 2021
750
N/A
Novus Therapeutics Inc
Q1 2021 Filed on May 11, 2021
1,666
N/A
OTRK
Ontrak, Inc.

Healthcare
Q1 2021 Filed on May 11, 2021
1,000
$21.44 - $25.26 $21.4K - $25.3K
South Mtn Merger Corp
Q1 2021 Filed on May 11, 2021
20,000
N/A
South Mtn Merger Corp
Q1 2021 Filed on May 11, 2021
10,000
N/A
SSKN
Strata Skin Sciences, Inc.

Healthcare
Q1 2021 Filed on May 11, 2021
450
$1.41 - $2.4 $635 - $1.08K
Telenav Inc
Q1 2021 Filed on May 11, 2021
108
N/A
TCDA
Tricida, Inc.

Healthcare
Q1 2021 Filed on May 11, 2021
17,063
$4.52 - $7.8 $77.1K - $133K
California Res Corp
Q4 2020 Filed on Feb 12, 2021
486
N/A
E Trade Financial Corp
Q4 2020 Filed on Feb 12, 2021
366
N/A
Noble Energy Inc
Q4 2020 Filed on Feb 12, 2021
20,305
N/A
Unilever N V
Q4 2020 Filed on Feb 12, 2021
27,608
N/A
Gci Liberty Inc
Q4 2020 Filed on Feb 12, 2021
1,273
N/A
Hd Supply Hldgs Inc
Q4 2020 Filed on Feb 12, 2021
14,065
N/A
Mallinckrodt Pub LTD CO
Q4 2020 Filed on Feb 12, 2021
63
N/A
Servicemaster Global Hldgs I
Q4 2020 Filed on Feb 12, 2021
573
N/A
Aarons Inc
Q4 2020 Filed on Feb 12, 2021
2,008
N/A
AVNW
Aviat Networks, Inc.

Technology
Q4 2020 Filed on Feb 12, 2021
2,500
$9.26 - $20.55 $23.2K - $51.4K
Cabot Microelectronics Corp
Q4 2020 Filed on Feb 12, 2021
11
N/A
Dunkin Brands Group Inc
Q4 2020 Filed on Feb 12, 2021
774
N/A
Inphi Corp
Q4 2020 Filed on Feb 12, 2021
7,000
N/A
Invesco Exch Trd Slf Idx Fd
Q4 2020 Filed on Feb 12, 2021
38,069
N/A
Seattle Genetics Inc
Q4 2020 Filed on Feb 12, 2021
24,200
N/A
Solarwinds Corp
Q4 2020 Filed on Feb 12, 2021
189
N/A
Vereit Inc
Q4 2020 Filed on Feb 12, 2021
2,147
N/A
Mylan Nv
Q4 2020 Filed on Feb 12, 2021
9,782
N/A
Wright Med Group N V
Q4 2020 Filed on Feb 12, 2021
412
N/A
Civeo Corp Cda
Q4 2020 Filed on Feb 12, 2021
576
N/A
Glatfelter
Q4 2020 Filed on Feb 12, 2021
542
N/A
RYAM
Rayonier Advanced Materials Inc.

Basic Materials
Q4 2020 Filed on Feb 12, 2021
5,000
$3.05 - $8.31 $15.3K - $41.6K
Briggs & Stratton Corp
Q4 2020 Filed on Feb 12, 2021
133
N/A
Neos Therapeutics Inc
Q4 2020 Filed on Feb 12, 2021
578
N/A
Wisdomtree Continuous Commod
Q4 2020 Filed on Feb 12, 2021
169
N/A
ADES
Advanced Emissions Solutions, Inc.

Industrials
Q4 2020 Filed on Feb 12, 2021
300
$4.13 - $6.15 $1.24K - $1.85K
Aimmune Therapeutics Inc
Q4 2020 Filed on Feb 12, 2021
1,754
N/A
Cvr Partners LP
Q4 2020 Filed on Feb 12, 2021
2,900
N/A
Cincinnati Bell Inc New
Q4 2020 Filed on Feb 12, 2021
500
N/A
Eaton Vance High Income 2021
Q4 2020 Filed on Feb 12, 2021
10,000
N/A
Eyepoint Pharmaceuticals Inc
Q4 2020 Filed on Feb 12, 2021
10,000
N/A
QLC
Flexshares Tr Us Quality Large

ETFs
Q4 2020 Filed on Feb 12, 2021
2,963
$35.38 - $41.07 $105K - $122K
Hexo Corp
Q4 2020 Filed on Feb 12, 2021
1,800
N/A
Hi Crush Partners LP
Q4 2020 Filed on Feb 12, 2021
3,726
N/A
Summit Midstream Partners LP
Q4 2020 Filed on Feb 12, 2021
4,730
N/A
Titan Pharmaceuticals Inc De
Q4 2020 Filed on Feb 12, 2021
146
N/A
Acasti Pharma Inc
Q4 2020 Filed on Feb 12, 2021
3,000
N/A
Biospecifics Technologies CO
Q4 2020 Filed on Feb 12, 2021
105
N/A
Boingo Wireless Inc
Q4 2020 Filed on Feb 12, 2021
613
N/A
CNTY
Century Casinos Inc

Consumer Cyclical
Q4 2020 Filed on Feb 12, 2021
730
$4.42 - $7.13 $3.23K - $5.2K
Echo Global Logistics Inc
Q4 2020 Filed on Feb 12, 2021
367
N/A
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