Roosevelt Investment Group LLC Closed Holding Positions

Roosevelt Investment Group LLC

Stock	Closed Quarter	Shares Sold	Price Range
VFH Vanguard Financial ETF ETFs	Q4 2017 Filed on Feb 08, 2018	8,867	N/A
Discover Fin Svs 6.50 Ser B	Q4 2017 Filed on Feb 08, 2018	116,085	N/A
Qwest Corp 7.00 Pfd 04/01/52	Q4 2017 Filed on Feb 08, 2018	201,451	N/A
Schwab Charles 6.0 Pfd Ser B	Q4 2017 Filed on Feb 08, 2018	161,375	N/A
Comcast Corp Pfd 5.0 12/15/61 Seri	Q4 2017 Filed on Feb 08, 2018	24,436	N/A
Qwest Corp 6.625 Pfd	Q4 2017 Filed on Feb 08, 2018	138,515	N/A
HII Huntington Ingalls Industries, Inc. Industrials	Q3 2017 Filed on Nov 08, 2017	4,149	$203.92 - $226.44 $846K - $939K
Wind Energy America Inc	Q3 2017 Filed on Nov 08, 2017	30,000	N/A
Allstate 6.75 Ser C Perp	Q3 2017 Filed on Nov 08, 2017	7,500	N/A
Aetna Us Healthcare Inc Com	Q3 2017 Filed on Nov 08, 2017	1,968	N/A
Powershares Senior Loan	Q3 2017 Filed on Nov 08, 2017	15,025	N/A
SJNK Spdr Bloomberg Short Term High ETFs	Q3 2017 Filed on Nov 08, 2017	9,600	N/A
Du Pont E I De Nemour&Co	Q3 2017 Filed on Nov 08, 2017	17,327	N/A
Public Storage 4.95 Pfd Ser D	Q3 2017 Filed on Nov 08, 2017	8,245	N/A
Dow Chemical Company	Q3 2017 Filed on Nov 08, 2017	295,260	N/A
THS Tree House Foods, Inc. Consumer Defensive	Q3 2017 Filed on Nov 08, 2017	6,170	$65.74 - $84.83 $406K - $523K
DNN Denison Mines Corp. Energy	Q3 2017 Filed on Nov 08, 2017	10,000	$0.45 - $0.51 $4.5K - $5.1K
NXPI Nxp Semiconductors N.V. Technology	Q3 2017 Filed on Nov 08, 2017	17,243	$110.33 - $113.09 $1.9M - $1.95M
HRI Herc Holdings Inc Industrials	Q3 2017 Filed on Nov 08, 2017	20,878	$36.51 - $49.13 $762K - $1.03M

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