Rothschild Investment Corp Closed Holding Positions

Rothschild Investment Corp

  • $1.19 Billion
  • Q3 2023
Stock Closed Quarter Shares Sold Price Range Trade History
DLAKY
Deutsche Lufthansa Ag Adr

Industrials
Q1 2018 Filed on Apr 27, 2018
15,250
N/A
Tiffany & CO
Q1 2018 Filed on Apr 27, 2018
12,200
N/A
100,000 Ths Cef Cohen & Steers
Q1 2018 Filed on Apr 27, 2018
87,208
N/A
Powershares ETF Trust Aerspc D
Q1 2018 Filed on Apr 27, 2018
6,592
N/A
National Bk Greece Sa Spn Adr
Q1 2018 Filed on Apr 27, 2018
109,799
N/A
THG
Hanover Insurance Group, Inc.

Financial Services
Q1 2018 Filed on Apr 27, 2018
1,947
$106.61 - $120.84 $208K - $235K
Claymore ETF Tr Zacks Mdcap Cr
Q1 2018 Filed on Apr 27, 2018
10,500
N/A
SCTL
Societal Cdmo Inc Com

Healthcare
Q1 2018 Filed on Apr 27, 2018
10,000
N/A
SMDV
Proshares Tr Russell 2000 Divi

ETFs
Q1 2018 Filed on Apr 27, 2018
4,900
N/A
FBT
First Trust Nyse Arca Biotechn

ETFs
Q1 2018 Filed on Apr 27, 2018
3,315
N/A
Growth Fd Amer Inc Cl F
Q1 2018 Filed on Apr 27, 2018
4,074
N/A
Rushnet Inc Com
Q1 2018 Filed on Apr 27, 2018
4,000,000
N/A
Viacom Inc Class B Com New
Q1 2018 Filed on Apr 27, 2018
13,220
N/A
SLCA
U.S. Silica Holdings, Inc.

Energy
Q4 2017 Filed on Jan 23, 2018
12,920
$27.77 - $35.89 $359K - $464K
TOL
Toll Brothers, Inc.

Consumer Cyclical
Q4 2017 Filed on Jan 23, 2018
5,590
$41.57 - $50.66 $232K - $283K
Capital World Grw&Incm Com Cl
Q4 2017 Filed on Jan 23, 2018
6,005
N/A
BGY
Black Rock Enhanced International Dividend Trust

Financial Services
Q4 2017 Filed on Jan 23, 2018
16,580
$6.39 - $6.71 $106K - $111K
HP
Helmerich & Payne, Inc.

Energy
Q4 2017 Filed on Jan 23, 2018
8,190
$50.02 - $65.61 $410K - $537K
Dfa Invt Dimension Grp Us Core
Q4 2017 Filed on Jan 23, 2018
16,937
N/A
Aim Counselor Ser Tr Inv Eqw S
Q4 2017 Filed on Jan 23, 2018
3,562
N/A
Dimensional Invt Group Gl All
Q4 2017 Filed on Jan 23, 2018
13,791
N/A
GLDI
Credit Suisse Ag

ETFs
Q4 2017 Filed on Jan 23, 2018
26,100
$8.66 - $9.2 $226K - $240K
EWU
Ishs Msci Utd Kingdom ETF

ETFs
Q4 2017 Filed on Jan 23, 2018
8,150
$34.24 - $35.82 $279K - $292K
COLL
Collegium Pharmaceutical, Inc

Healthcare
Q4 2017 Filed on Jan 23, 2018
16,910
$9.3 - $19.14 $157K - $324K
CDE
Coeur Mining, Inc.

Basic Materials
Q4 2017 Filed on Jan 23, 2018
81,875
$6.78 - $9.72 $555K - $796K
Claymore Exchange Trd Gugg Enh
Q4 2017 Filed on Jan 23, 2018
15,770
N/A
Clancy Systems Intl Inc
Q4 2017 Filed on Jan 23, 2018
20,000
N/A
Federated Equity Fds Kaufmann
Q4 2017 Filed on Jan 23, 2018
13,911
N/A
Ensco PLC Shs Cl A
Q4 2017 Filed on Jan 23, 2018
25,700
N/A
Kite Pharma Inc Com
Q4 2017 Filed on Jan 23, 2018
3,175
N/A
GLNG
Golar Lng LTD

Energy
Q4 2017 Filed on Jan 23, 2018
10,205
$19.5 - $29.95 $199K - $306K
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