Scotia Capital Inc. Closed Holding Positions

Scotia Capital Inc.

$17.9 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Tremont Mtg Tr	Q4 2021 Filed on Feb 11, 2022	29,707	N/A
VLDR Velodyne Lidar, Inc. Technology	Q4 2021 Filed on Feb 11, 2022	11,777	$4.63 - $7.4 $54.5K - $87.1K
Rmr Mortgage Tr	Q4 2021 Filed on Feb 11, 2022	25,836	N/A
Utstarcom Holdings Corp	Q3 2021 Filed on Nov 12, 2021	11,847	N/A
XHB Spdr Series Tr Spdr S&P Homebu ETFs	Q3 2021 Filed on Nov 12, 2021	17,867	$70.21 - $78.88 $1.25M - $1.41M
PRTY Party City Holdco Inc. Consumer Cyclical	Q3 2021 Filed on Nov 12, 2021	12,252	$6.21 - $9.58 $76.1K - $117K
WELL Welltower Inc. Real Estate	Q3 2021 Filed on Nov 12, 2021	3,546	$82.4 - $89.68 $292K - $318K
General Electric CO	Q3 2021 Filed on Nov 12, 2021	728,695	N/A
Borqs Technologies Inc	Q3 2021 Filed on Nov 12, 2021	15,925	N/A
PLCE Childrens Place, Inc. Consumer Cyclical	Q3 2021 Filed on Nov 12, 2021	2,596	$75.26 - $104.9 $195K - $272K
IPGP Ipg Photonics Corp Technology	Q3 2021 Filed on Nov 12, 2021	1,090	$158.4 - $218.16 $173K - $238K
FSLY Fastly, Inc. Technology	Q3 2021 Filed on Nov 12, 2021	4,033	$39.22 - $58.02 $158K - $234K
H Hyatt Hotels Corp Consumer Cyclical	Q3 2021 Filed on Nov 12, 2021	2,900	$69.36 - $81.02 $201K - $235K
MP Mp Materials Corp. Basic Materials	Q3 2021 Filed on Nov 12, 2021	5,835	$30.91 - $39.14 $180K - $228K
X United States Steel Corp Basic Materials	Q3 2021 Filed on Nov 12, 2021	34,841	$21.48 - $29.45 $748K - $1.03M
HUYA Huya Inc. Communication Services	Q3 2021 Filed on Nov 12, 2021	56,085	$7.97 - $17.25 $447K - $967K
EEMA Ishares Msci Emerging Markets ETFs	Q3 2021 Filed on Nov 12, 2021	2,830	$82.58 - $91.94 $234K - $260K
Brookfield Property Partrs L	Q3 2021 Filed on Nov 12, 2021	685,277	N/A
MCHP Microchip Technology Inc Technology	Q3 2021 Filed on Nov 12, 2021	4,852	$65.99 - $83.04 $320K - $403K
PLM Polymet Mining Corp Basic Materials	Q3 2021 Filed on Nov 12, 2021	11,023	$3.05 - $3.94 $33.6K - $43.4K
SRPT Sarepta Therapeutics, Inc. Healthcare	Q3 2021 Filed on Nov 12, 2021	10,739	$65.97 - $92.48 $708K - $993K
AES Aes Corp Utilities	Q3 2021 Filed on Nov 12, 2021	52,486	$22.83 - $26.33 $1.2M - $1.38M
IWD Ishares Russell 1000 Val ETF ETFs	Q3 2021 Filed on Nov 12, 2021	1,422	$154.62 - $164.07 $220K - $233K
PUK Prudential PLC Financial Services	Q3 2021 Filed on Nov 12, 2021	155,511	$34.64 - $42.81 $5.39M - $6.66M
Biolase Inc	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Lightspeed Pos Inc	Q3 2021 Filed on Nov 12, 2021	74,709	N/A
L Brands Inc	Q3 2021 Filed on Nov 12, 2021	28,632	N/A
Score Media & Gaming Inc	Q3 2021 Filed on Nov 12, 2021	17,258	N/A
EMN Eastman Chemical CO Basic Materials	Q3 2021 Filed on Nov 12, 2021	12,856	$99.18 - $116.92 $1.28M - $1.5M
CXSE Wisdomtree Tr China Ex State O ETFs	Q2 2021 Filed on Aug 12, 2021	4,340	$60.75 - $68.0 $264K - $295K
FIVN Five9, Inc. Technology	Q2 2021 Filed on Aug 12, 2021	3,484	$155.97 - $187.97 $543K - $655K
ZBRA Zebra Technologies Corp Technology	Q2 2021 Filed on Aug 12, 2021	1,424	$464.39 - $536.06 $661K - $763K
Aphria Inc	Q2 2021 Filed on Aug 12, 2021	62,399	N/A
NEAR Blackrock Short Maturity Bond ETFs	Q2 2021 Filed on Aug 12, 2021	26,053	$50.15 - $50.21 $1.31M - $1.31M
TCRT Alaunos Therapeutics, Inc. Healthcare	Q2 2021 Filed on Aug 12, 2021	10,300	$2.63 - $3.67 $27.1K - $37.8K
Nic Inc	Q2 2021 Filed on Aug 12, 2021	7,962	N/A
SYNH Syneos Health, Inc. Healthcare	Q2 2021 Filed on Aug 12, 2021	36,391	$76.44 - $89.57 $2.78M - $3.26M
SNN Smith & Nephew PLC Healthcare	Q2 2021 Filed on Aug 12, 2021	11,247	$37.86 - $44.01 $426K - $495K
SMG Scotts Miracle Gro CO Basic Materials	Q2 2021 Filed on Aug 12, 2021	947	$188.97 - $252.62 $179K - $239K
CBRL Cracker Barrel Old Country Store, Inc Consumer Cyclical	Q2 2021 Filed on Aug 12, 2021	4,608	$144.0 - $178.01 $664K - $820K
Northern Genesis Acquisition	Q2 2021 Filed on Aug 12, 2021	22,185	N/A
IDRV Ishares Tr Self Driving Ev & T ETFs	Q2 2021 Filed on Aug 12, 2021	20,139	$44.26 - $49.68 $891K - $1M
Mdc Partners Inc.	Q2 2021 Filed on Aug 12, 2021	15,899	N/A
Slack Technologies Inc	Q2 2021 Filed on Aug 12, 2021	7,919	N/A
FDNI First Tr ETF Ii Dow Jones ETFs	Q2 2021 Filed on Aug 12, 2021	5,743	$40.46 - $47.65 $232K - $274K
SPCE Virgin Galactic Holdings, Inc Industrials	Q2 2021 Filed on Aug 12, 2021	17,848	$15.5 - $55.91 $277K - $998K
CHWY Chewy, Inc. Consumer Cyclical	Q2 2021 Filed on Aug 12, 2021	3,733	$65.68 - $87.38 $245K - $326K
Aspirational Consumer Lifest	Q2 2021 Filed on Aug 12, 2021	15,134	N/A
CPA Copa Holdings, S.A. Industrials	Q2 2021 Filed on Aug 12, 2021	20,363	$75.18 - $88.47 $1.53M - $1.8M
Castor Maritime Inc	Q2 2021 Filed on Aug 12, 2021	10,000	N/A

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