Seven Bridge Financial Group, LLC Closed Holding Positions

Seven Bridge Financial Group, LLC

$519 Million
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
GT Goodyear Tire & Rubber CO Consumer Cyclical	Q1 2018 Filed on May 11, 2018	16,312	$26.36 - $35.76 $430K - $583K
Power Shares S&P Small Cap Industrials ETF	Q1 2018 Filed on May 11, 2018	293	N/A
AQB Aqua Bounty Technologies, Inc. Consumer Defensive	Q1 2018 Filed on May 11, 2018	2	$2.31 - $8.89 $4.62 - $17.8
Pwrshs Ftse Rafi Us	Q1 2018 Filed on May 11, 2018	45	N/A
SHYG Ishares 0 5 Year High Yield CO ETFs	Q1 2018 Filed on May 11, 2018	95	$46.35 - $47.44 $4.4K - $4.51K
Powershare Ftse Rafi Us	Q1 2018 Filed on May 11, 2018	73	N/A
HYLB Xtrackers Usd High Yield Corp ETFs	Q1 2018 Filed on May 11, 2018	14	N/A
DBEF Xtrackers Msci Eafe Hedged Equ ETFs	Q1 2018 Filed on May 11, 2018	245	N/A
Pwrshrs Dev Mkts Ex Us	Q1 2018 Filed on May 11, 2018	113	N/A
VSS Vanguard Intl Eqty Ftse All Wo ETFs	Q1 2018 Filed on May 11, 2018	18	N/A
Service Master Global Holdings Inc	Q1 2018 Filed on May 11, 2018	58	N/A
FNDF Schwab Fundamental Intl Large ETFs	Q1 2018 Filed on May 11, 2018	199	N/A
EBND Spdr Bloomberg Emerging Market ETFs	Q1 2018 Filed on May 11, 2018	168	N/A
Vaneck Vectors J P	Q1 2018 Filed on May 11, 2018	1	N/A
IYZ Ishares Tr Us Telecommunicatio ETFs	Q1 2018 Filed on May 11, 2018	35	$26.68 - $29.73 $934 - $1.04K
BNDX Vanguard Total International B ETFs	Q1 2018 Filed on May 11, 2018	28	N/A
CUBE Cube Smart Real Estate	Q1 2018 Filed on May 11, 2018	2,274	$25.34 - $28.97 $57.6K - $65.9K
OMI Owens & Minor Inc Healthcare	Q1 2018 Filed on May 11, 2018	500	$14.94 - $22.68 $7.47K - $11.3K
SCHH Schwab Strategic U.S. Reit ETF ETFs	Q1 2018 Filed on May 11, 2018	45	N/A
Bioverativ Inc Com	Q1 2018 Filed on May 11, 2018	427	N/A
Jagged Peak Energy Inc	Q1 2018 Filed on May 11, 2018	1,275	N/A
EFT Eaton Vance Floating Rate Income Trust Financial Services	Q1 2018 Filed on May 11, 2018	487	$14.24 - $14.95 $6.93K - $7.28K
Etfs Physical Precious	Q1 2018 Filed on May 11, 2018	51	N/A
FV First Trust Dorsey Wright Focu ETFs	Q1 2018 Filed on May 11, 2018	225	N/A
ORLY O Reilly Automotive Inc Consumer Cyclical	Q1 2018 Filed on May 11, 2018	19	$238.58 - $275.93 $4.53K - $5.24K
ACRX Acelrx Pharmaceuticals Inc Healthcare	Q4 2017 Filed on Feb 20, 2018	1,000	$1.75 - $5.5 $1.75K - $5.5K
Adia Nutrition Inc	Q4 2017 Filed on Feb 20, 2018	45,000	N/A
Orgenesis Inc	Q4 2017 Filed on Feb 20, 2018	3,000	N/A
PJT Pjt Partners Inc. Financial Services	Q4 2017 Filed on Feb 20, 2018	3	$36.59 - $45.6 $110 - $137
Aralez Pharmaceuticals Inc	Q4 2017 Filed on Feb 20, 2018	1,000	N/A
MJNA Medical Marijuana, Inc. Common	Q4 2017 Filed on Feb 20, 2018	65,000	N/A
Oasis Petroleum Inc	Q4 2017 Filed on Feb 20, 2018	2,000	N/A
C.R. Bard Inc	Q4 2017 Filed on Feb 20, 2018	812	N/A
Arena Pharmaceuticals Inc	Q4 2017 Filed on Feb 20, 2018	30	N/A
Microsoft Corp Call Opt 01/18 67.5 01/19/2018	Q4 2017 Filed on Feb 20, 2018	20	N/A
SRPT Sarepta Therapeutics, Inc. Healthcare	Q4 2017 Filed on Feb 20, 2018	400	$47.64 - $56.75 $19.1K - $22.7K
D.R. Horton Inc Call Opt 02/18 39.0 02/16/2018	Q4 2017 Filed on Feb 20, 2018	12	N/A
Cannabis Science Inc	Q4 2017 Filed on Feb 20, 2018	75,000	N/A
Mobileye Nv	Q4 2017 Filed on Feb 20, 2018	1,300	N/A
NLS Nautilus, Inc. Consumer Cyclical	Q4 2017 Filed on Feb 20, 2018	200	$12.4 - $17.25 $2.48K - $3.45K
Petrosonic Energy Inc	Q4 2017 Filed on Feb 20, 2018	200	N/A
Houston Wire & Cable CO	Q4 2017 Filed on Feb 20, 2018	150	N/A
FITBI Fifth Third Bancorp Financial Services	Q4 2017 Filed on Feb 20, 2018	1,000	$28.26 - $30.07 $28.3K - $30.1K
FIVE Five Below, Inc Consumer Cyclical	Q4 2017 Filed on Feb 20, 2018	375	$54.54 - $68.29 $20.5K - $25.6K
Goldman Sachs Group Inc	Q4 2017 Filed on Feb 20, 2018	186	N/A
Ing Groep Nv	Q4 2017 Filed on Feb 20, 2018	292	N/A
Jp Morgan Chase & CO	Q4 2017 Filed on Feb 20, 2018	1,000	N/A
MKSI Mks Instruments Inc Technology	Q4 2017 Filed on Feb 20, 2018	125	$89.5 - $108.65 $11.2K - $13.6K
FMCC Federal Home Loan Mortgage Corp Financial Services	Q4 2017 Filed on Feb 20, 2018	1,300	$2.52 - $3.17 $3.28K - $4.12K
Nortel Networks Corp	Q4 2017 Filed on Feb 20, 2018	20	N/A

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