Seven Bridge Financial Group, LLC Closed Holding Positions

Seven Bridge Financial Group, LLC

$478 Million
Q1 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Service Master Global Holdings Inc	Q1 2018 Filed on May 11, 2018	58	N/A
AQB Aqua Bounty Technologies, Inc. Consumer Defensive	Q1 2018 Filed on May 11, 2018	2	$2.31 - $8.89 $4.62 - $17.8
Sunshine Bancorp Inc	Q1 2018 Filed on May 11, 2018	400	N/A
Syngenta Ag	Q1 2018 Filed on May 11, 2018	10	N/A
Cirrus Logic Inc Call Opt 01/18 70.0 01/19/2018	Q1 2018 Filed on May 11, 2018	5	N/A
OMI Owens & Minor Inc Healthcare	Q1 2018 Filed on May 11, 2018	500	$14.94 - $22.68 $7.47K - $11.3K
Call Dunkin Brands Group 03/16/2018	Q1 2018 Filed on May 11, 2018	7	N/A
Cypress Semiconductor Corp Call Opt 01/18 16.0 01/19/2018	Q1 2018 Filed on May 11, 2018	15	N/A
WPRT Westport Fuel Systems Inc. Consumer Cyclical	Q1 2018 Filed on May 11, 2018	300	$2.13 - $4.16 $639 - $1.25K
BNDX Vanguard Total International B ETFs	Q1 2018 Filed on May 11, 2018	28	N/A
CUBE Cube Smart Real Estate	Q1 2018 Filed on May 11, 2018	2,274	$25.34 - $28.97 $57.6K - $65.9K
SHYG Ishares 0 5 Year High Yield CO ETFs	Q1 2018 Filed on May 11, 2018	95	$46.35 - $47.44 $4.4K - $4.51K
Powershare Ftse Rafi Us	Q1 2018 Filed on May 11, 2018	73	N/A
EFT Eaton Vance Floating Rate Income Trust Financial Services	Q1 2018 Filed on May 11, 2018	487	$14.24 - $14.95 $6.93K - $7.28K
Powershares Ftse Rafi	Q1 2018 Filed on May 11, 2018	163	N/A
Pwrshrs Dev Mkts Ex Us	Q1 2018 Filed on May 11, 2018	113	N/A
SCHH Schwab Strategic U.S. Reit ETF ETFs	Q1 2018 Filed on May 11, 2018	45	N/A
HYLB Xtrackers Usd High Yield Corp ETFs	Q1 2018 Filed on May 11, 2018	14	N/A
DBEF Xtrackers Msci Eafe Hedged Equ ETFs	Q1 2018 Filed on May 11, 2018	245	N/A
Pwrshs Ftse Rafi Us	Q1 2018 Filed on May 11, 2018	45	N/A
EBND Spdr Bloomberg Emerging Market ETFs	Q1 2018 Filed on May 11, 2018	168	N/A
Vaneck Vectors J P	Q1 2018 Filed on May 11, 2018	1	N/A
FNDF Schwab Fundamental Intl Large ETFs	Q1 2018 Filed on May 11, 2018	199	N/A
Etfs Physical Precious	Q1 2018 Filed on May 11, 2018	51	N/A
VSS Vanguard Intl Eqty Ftse All Wo ETFs	Q1 2018 Filed on May 11, 2018	18	N/A
FV First Trust Dorsey Wright Focu ETFs	Q1 2018 Filed on May 11, 2018	225	N/A
Arena Pharmaceuticals Inc	Q4 2017 Filed on Feb 20, 2018	30	N/A
Southern CO	Q4 2017 Filed on Feb 20, 2018	1,000	N/A
Level 3 Communications Inc	Q4 2017 Filed on Feb 20, 2018	225	N/A
WFCPRQ Wells Fargo&Co New Dep Shs Rep	Q4 2017 Filed on Feb 20, 2018	1,000	N/A
Star North Environmental	Q4 2017 Filed on Feb 20, 2018	2,405	N/A
Esc Seventy Seven (Nv)	Q4 2017 Filed on Feb 20, 2018	21	N/A
Santander Finance Preferred Sau	Q4 2017 Filed on Feb 20, 2018	197	N/A
Juniata Valley Financial Corp	Q4 2017 Filed on Feb 20, 2018	1,402	N/A
Nortel Networks Corp	Q4 2017 Filed on Feb 20, 2018	20	N/A
PBIPRB Pitney Bowes Inc 6.70% Nts Due	Q4 2017 Filed on Feb 20, 2018	1,000	N/A
DGX Quest Diagnostics Inc Healthcare	Q4 2017 Filed on Feb 20, 2018	289	$90.86 - $100.24 $26.3K - $29K
Qwest Corp Nt 52	Q4 2017 Filed on Feb 20, 2018	1,000	N/A
Pura Naturals Inc	Q4 2017 Filed on Feb 20, 2018	1,000	N/A
Reaves Utility In 17 Rts	Q4 2017 Filed on Feb 20, 2018	168	N/A
SRPT Sarepta Therapeutics, Inc. Healthcare	Q4 2017 Filed on Feb 20, 2018	400	$47.64 - $56.75 $19.1K - $22.7K
Wells Fargo & CO	Q4 2017 Filed on Feb 20, 2018	174	N/A
Aralez Pharmaceuticals Inc	Q4 2017 Filed on Feb 20, 2018	1,000	N/A
Adia Nutrition Inc	Q4 2017 Filed on Feb 20, 2018	45,000	N/A
NLS Nautilus, Inc. Consumer Cyclical	Q4 2017 Filed on Feb 20, 2018	200	$12.4 - $17.25 $2.48K - $3.45K
MJNA Medical Marijuana, Inc. Common	Q4 2017 Filed on Feb 20, 2018	65,000	N/A
Deutsche Bank Contingent Capital Trust Iii	Q4 2017 Filed on Feb 20, 2018	176	N/A
Oasis Petroleum Inc	Q4 2017 Filed on Feb 20, 2018	2,000	N/A
Orgenesis Inc	Q4 2017 Filed on Feb 20, 2018	3,000	N/A
D.R. Horton Inc Call Opt 02/18 39.0 02/16/2018	Q4 2017 Filed on Feb 20, 2018	12	N/A

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