Stephens Inc Closed Holding Positions

Stephens Inc

$6.84 Billion
Q4 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
SWAV Shockwave Medical, Inc. Healthcare	Q2 2019 Filed on Aug 01, 2019	11,425	$29.73 - $66.02 $340K - $754K
Advisorshares Tr	Q2 2019 Filed on Aug 01, 2019	12,500	N/A
Dowdupont Inc	Q2 2019 Filed on Aug 01, 2019	193,403	N/A
Israel Chemicals LTD	Q2 2019 Filed on Aug 01, 2019	70,000	N/A
PSL Invesco Dwa Consumer Staples M	Q2 2019 Filed on Aug 01, 2019	37,437	N/A
Talend S A	Q2 2019 Filed on Aug 01, 2019	12,700	N/A
Goldcorp Inc New	Q2 2019 Filed on Aug 01, 2019	13,499	N/A
Transcanada Corp	Q2 2019 Filed on Aug 01, 2019	12,929	N/A
Soliton Inc	Q2 2019 Filed on Aug 01, 2019	12,000	N/A
New Media Invt Group Inc	Q1 2019 Filed on May 03, 2019	28,309	N/A
VRE Veris Residential, Inc. Real Estate	Q1 2019 Filed on May 03, 2019	17,197	$19.12 - $22.38 $329K - $385K
APPN Appian Corp Technology	Q1 2019 Filed on May 03, 2019	8,590	$25.61 - $38.97 $220K - $335K
JRVR James River Group Holdings, Ltd. Financial Services	Q1 2019 Filed on May 03, 2019	14,360	$35.4 - $42.07 $508K - $604K
Pennsylvania Rl Estate Invt	Q1 2019 Filed on May 03, 2019	67,126	N/A
Aircastle LTD	Q1 2019 Filed on May 03, 2019	19,218	N/A
Valero Energy Partners LP	Q1 2019 Filed on May 03, 2019	5,010	N/A
UBSI United Bankshares Inc Financial Services	Q1 2019 Filed on May 03, 2019	30,700	$31.59 - $38.72 $970K - $1.19M
Ubs Ag London Brh	Q1 2019 Filed on May 03, 2019	12,595	N/A
STRL Sterling Construction CO Inc Industrials	Q1 2019 Filed on May 03, 2019	10,000	$11.14 - $14.86 $111K - $149K
Shire PLC	Q1 2019 Filed on May 03, 2019	1,482	N/A
COMT Ishares U.S. ETF Trust Gsci CO ETFs	Q1 2019 Filed on May 03, 2019	10,422	$30.56 - $33.51 $318K - $349K
EWJ Ishares Msci Japan ETF ETFs	Q1 2019 Filed on May 03, 2019	13,421	N/A
Scana Corp New	Q1 2019 Filed on May 03, 2019	35,408	N/A
Western Gas Partners LP	Q1 2019 Filed on May 03, 2019	7,182	N/A
BSVN Bank7 Corp. Financial Services	Q1 2019 Filed on May 03, 2019	36,250	$13.35 - $17.37 $484K - $630K
FLS Flowserve Corp Industrials	Q1 2019 Filed on May 03, 2019	11,413	$36.43 - $47.78 $416K - $545K
Cypress Semiconductor Corp	Q1 2019 Filed on May 03, 2019	52,200	N/A
SAN Banco Santander, S.A. Financial Services	Q1 2019 Filed on May 03, 2019	11,079	$4.51 - $5.04 $50K - $55.8K
Stamps Com Inc	Q1 2019 Filed on May 03, 2019	220	N/A
IEV Ishares Tr Europe ETF ETFs	Q1 2019 Filed on May 03, 2019	8,146	$38.63 - $44.26 $315K - $361K
Apartment Invt & Mgmt CO	Q1 2019 Filed on May 03, 2019	41,635	N/A
Apache Corp	Q1 2019 Filed on May 03, 2019	9,210	N/A
Pdvwireless Inc	Q1 2019 Filed on May 03, 2019	6,920	N/A
Biotelemetry Inc	Q1 2019 Filed on May 03, 2019	113	N/A
Cornerstone Ondemand Inc	Q1 2019 Filed on May 03, 2019	51	N/A
CTSO Cytosorbents Corp Healthcare	Q1 2019 Filed on May 03, 2019	10,000	$6.82 - $8.56 $68.2K - $85.6K
HRTX Heron Therapeutics, Inc. Healthcare	Q1 2019 Filed on May 03, 2019	8,000	$23.15 - $28.34 $185K - $227K
XMMO Invesco Exchange Traded Fd Tr ETFs	Q1 2019 Filed on May 03, 2019	15,298	$43.61 - $57.2 $667K - $875K
RYF Invesco S&P 500 Equal Weight F ETFs	Q1 2019 Filed on May 03, 2019	11,979	$35.96 - $42.21 $431K - $506K
Endologix Inc	Q1 2019 Filed on May 03, 2019	2,398,414	N/A
SPGP Invesco Exchange Traded Fd Tr ETFs	Q1 2019 Filed on May 03, 2019	11,447	$44.41 - $53.75 $508K - $615K
Invesco Exch Trd Slf Idx Fd	Q1 2019 Filed on May 03, 2019	47,913	N/A
Esterline Technologies Corp	Q1 2019 Filed on May 03, 2019	3,506	N/A
TME Tencent Music Entertainment Group Communication Services	Q1 2019 Filed on May 03, 2019	15,000	$12.2 - $19.11 $183K - $287K
SUPN Supernus Pharmaceuticals, Inc. Healthcare	Q1 2019 Filed on May 03, 2019	145	$32.77 - $41.99 $4.75K - $6.09K
Enlink Midstream Partners LP	Q1 2019 Filed on May 03, 2019	18,952	N/A
FBP First Bancorp Financial Services	Q1 2019 Filed on May 03, 2019	12,006	$8.43 - $11.6 $101K - $139K
SMMD Ishares Tr Russell 2500 ETF ETFs	Q1 2019 Filed on May 03, 2019	21,534	$37.68 - $45.04 $811K - $970K
UOCT Innovator U.S. Equity Ultra Bu ETFs	Q1 2019 Filed on May 03, 2019	81,701	$22.8 - $24.3 $1.86M - $1.99M
Pinnacle Foods Inc Del	Q4 2018 Filed on Feb 11, 2019	17,016	N/A

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