Steward Partners Investment Advisory, LLC Closed Holding Positions

Steward Partners Investment Advisory, LLC

$10.6 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Ennis Tx Economic Dev Corp Sales Tax Rev, Ref Bds	Q3 2021 Filed on Nov 12, 2021	50,000	N/A
ASBPRE Associated Banc Corp Dep Sh Re	Q3 2021 Filed on Nov 12, 2021	4,375	N/A
North Harris Cnty Regl Wtr Auth Tx Rev, Ref Bds	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Validus Holdings, Ltd.	Q3 2021 Filed on Nov 12, 2021	67,000	N/A
Little Ferry N J, Ultd Tax Go Impt Bds	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
ARKAY Arkema S.A. Basic Materials	Q3 2021 Filed on Nov 12, 2021	106	N/A
ENGIY Engie (France) Utilities	Q3 2021 Filed on Nov 12, 2021	240	$13.02 - $14.62 $3.12K - $3.51K
Validian Corporation	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
North Harris Cnty Regl Wtr Auth Tx Rev, Sr Lien Rev Ref Bds	Q3 2021 Filed on Nov 12, 2021	50,000	N/A
Lincoln Ne West Haymarket Jt Pub Agy, Go Fac Bds	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
Energy Northwest Wa Elec Rev, Rev And Ref Bds, Columbia Generating Station	Q3 2021 Filed on Nov 12, 2021	15,000	N/A
Valdosta & Lowndes Cnty Ga Hosp Auth Rev, Rev Ctfs, South Georgia Med Ctr	Q3 2021 Filed on Nov 12, 2021	5,000	N/A
North Ft Bend Wtr Auth Tx Wtr Sys Rev, Wtr Sys Rev Bds	Q3 2021 Filed on Nov 12, 2021	30,000	N/A
NLYPRI Annaly Cap Mgmt Inc Pfd Ser I	Q3 2021 Filed on Nov 12, 2021	4,500	N/A
Energy Northwest Wa Elec Rev, Rev And Ref Bds, Columbia Generating Station	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
Val Verde Cnty Tex, LTD Tax And Toll Rev Bds	Q3 2021 Filed on Nov 12, 2021	75,000	N/A
Lincoln Ne West Haymarket Jt Pub Agy, Go Facilities Bds	Q3 2021 Filed on Nov 12, 2021	40,000	N/A
North Ft Bend Wtr Auth Tx Wtr Sys Rev, Wtr Sys Rev Bds	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
AFSIP Amtrust Finl Svcs Inc Dep Shs	Q3 2021 Filed on Nov 12, 2021	1,250	N/A
Lincoln Ne West Haymarket Jt Pub Agy, Go Facilities Bds	Q3 2021 Filed on Nov 12, 2021	80,000	N/A
Energy Northwest Wa Elec Rev, Columbia Generating Station Ref Bds	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
Vacaville Ca Redev Agy Successor Agy Tax Alloc, Sub Tax Alloc Ref Bds	Q3 2021 Filed on Nov 12, 2021	50,000	N/A
North Charleston Sc Pub Facilities Corp Installment Pur Rev, Rev Bds	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
Amtrust Financial Services Incorporated Dep 1/40 Pfd E	Q3 2021 Filed on Nov 12, 2021	5,400	N/A
Lincoln Mass, Go Sch Bds	Q3 2021 Filed on Nov 12, 2021	100,000	N/A
Energy Northwest Wa Elec Rev, Elec Rev Ref Bds, Columbia Generating Station	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
Utility Debt Securitization Auth N Y, Restructuring Bds	Q3 2021 Filed on Nov 12, 2021	60,000	N/A
North Charleston S C, Go Bds	Q3 2021 Filed on Nov 12, 2021	50,000	N/A
Amtrust Financial Services Incorporated Dshs 1/40 Pf F	Q3 2021 Filed on Nov 12, 2021	10,208	N/A
Utility Debt Securitization Auth N Y, Restructuring Bds	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
Energy Northwest Wa Elec Rev, Rev Ref Bds, Columbia Generating Sta	Q3 2021 Filed on Nov 12, 2021	20,000	N/A
North Carolina Tpke Auth Monroe Connector Sys St Appropriation Rev, St	Q3 2021 Filed on Nov 12, 2021	50,000	N/A
Amtrust Financial Services, Pfd	Q3 2021 Filed on Nov 12, 2021	4,300	N/A
Energy Northwest Wa Elec Rev, Rev Ref Bds, Proj 1	Q3 2021 Filed on Nov 12, 2021	125,000	N/A
Utility Debt Securitization Auth N Y, Restructuring Bds	Q3 2021 Filed on Nov 12, 2021	45,000	N/A
Liberty Ny Dev Corp Rev, Rev Bds, Goldman Sachs Headquarters LLC	Q3 2021 Filed on Nov 12, 2021	15,000	N/A
AFSIB Amtrust Finl Svcs Inc Dep Sh R	Q3 2021 Filed on Nov 12, 2021	55,135	N/A
North Carolina St LTD Oblig, LTD Oblig Bds	Q3 2021 Filed on Nov 12, 2021	60,000	N/A
Energy Northwest Wa Elec Rev, Rev Ref Bds, Proj 1	Q3 2021 Filed on Nov 12, 2021	50,000	N/A
Utility Debt Securitization Auth N Y, Restructuring Bds	Q3 2021 Filed on Nov 12, 2021	80,000	N/A
Liberty Ny Dev Corp Rev, Rev Bds, Goldman Sachs Headquarters LLC	Q3 2021 Filed on Nov 12, 2021	10,000	N/A
North Carolina St, Go Pub Impt Bds	Q3 2021 Filed on Nov 12, 2021	100,000	N/A
Utility Debt Securitization Auth N Y, Restructuring Bds, Long Island Pwr Auth	Q3 2021 Filed on Nov 12, 2021	45,000	N/A
Energy Northwest Wa Elec Rev, Elec Rev Ref Bds	Q3 2021 Filed on Nov 12, 2021	150,000	N/A
North Carolina Hsg Fin Agy, Home Ownership Rev Bds	Q3 2021 Filed on Nov 12, 2021	15,000	N/A
Lexington Va Indl Dev Auth Edl Facilities Rev, Edu Facilities Rev Ref	Q3 2021 Filed on Nov 12, 2021	110,000	N/A
AIGPRA American Intl Group Inc Dep Sh	Q3 2021 Filed on Nov 12, 2021	12,928	N/A
Endurance Specialty Holdings LTD	Q3 2021 Filed on Nov 12, 2021	25,000	N/A
Utah Tran Auth Sales Tax Rev, Bds	Q3 2021 Filed on Nov 12, 2021	250,000	N/A
North Carolina Med Care Commn Health Care Facilities Rev, Rev Ref Bds,	Q3 2021 Filed on Nov 12, 2021	25,000	N/A

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