Sumitomo Mitsui Financial Group, Inc. Closed Holding Positions

Sumitomo Mitsui Financial Group, Inc.

Stock	Closed Quarter	Shares Sold	Price Range
BND Vanguard Bd Index Fd Inc Total ETFs	Q2 2018 Filed on Aug 14, 2018	1,200	N/A
VTI Vanguard Total Stock Market Et ETFs	Q2 2018 Filed on Aug 14, 2018	320	N/A
VYM Vanguard Whitehall Fds (Vangua ETFs	Q2 2018 Filed on Aug 14, 2018	510	N/A
ARCC Ares Capital Corp Financial Services	Q2 2018 Filed on Aug 14, 2018	35,540	$15.9 - $17.09 $565K - $607K
IXN Ishares Global Information Tec ETFs	Q2 2018 Filed on Aug 14, 2018	300	$25.7 - $28.81 $7.71K - $8.64K
GSG I Shares S&P Gsci Commodity Indexed Trust ETFs	Q2 2018 Filed on Aug 14, 2018	397	$16.3 - $18.18 $6.47K - $7.22K
RXI Ishares Tr ETFs	Q2 2018 Filed on Aug 14, 2018	900	N/A
Direxion Shs ETF Tr	Q2 2018 Filed on Aug 14, 2018	2,760	N/A
IEV Ishares Tr Europe ETF ETFs	Q2 2018 Filed on Aug 14, 2018	3,100	$44.12 - $48.3 $137K - $150K
EOG Eog Resources Inc Energy	Q2 2018 Filed on Aug 14, 2018	860	$101.93 - $127.45 $87.7K - $110K
EQT Eqt Corp Energy	Q2 2018 Filed on Aug 14, 2018	3,270	$25.06 - $30.91 $81.9K - $101K
Dr Pepper Snapple Group Inc	Q1 2018 Filed on May 14, 2018	6,946	N/A
National Oilwell Varco Inc	Q1 2018 Filed on May 14, 2018	2,283	N/A
TPR Tapestry, Inc. Consumer Cyclical	Q1 2018 Filed on May 14, 2018	665	$44.97 - $53.24 $29.9K - $35.4K
Aetna Inc New	Q1 2018 Filed on May 14, 2018	11,535	N/A
Tesaro Inc	Q1 2018 Filed on May 14, 2018	1,000	N/A
HON Honeywell International Inc Industrials	Q4 2017 Filed on Feb 13, 2018	230	$136.63 - $149.48 $31.4K - $34.4K
Broadcom LTD	Q4 2017 Filed on Feb 13, 2018	170	N/A

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