Transamerica Financial Advisors, Inc. Closed Holding Positions

Transamerica Financial Advisors, Inc.

$1.02 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
RWR Spdr Dow Jones Reit ETF ETFs	Q4 2018 Filed on Feb 04, 2019	14	N/A
EXI Ishares Global Industrials ETF ETFs	Q4 2018 Filed on Feb 04, 2019	46	N/A
IWO Ishares Russell 2000 Gwt ETF ETFs	Q4 2018 Filed on Feb 04, 2019	13,327	$156.33 - $211.73 $2.08M - $2.82M
VT Vanguard Total World Stk Index ETFs	Q4 2018 Filed on Feb 04, 2019	391	N/A
EDV Vanguard Extended Duration Tre ETFs	Q4 2018 Filed on Feb 04, 2019	1	N/A
Vaneck Vectors ETF Tr	Q4 2018 Filed on Feb 04, 2019	20	N/A
RIGS Riverfront Strategic Income Fd ETFs	Q4 2018 Filed on Feb 04, 2019	3,889	$23.9 - $24.61 $92.9K - $95.7K
Vaneck Vectors ETF Tr	Q4 2018 Filed on Feb 04, 2019	23,182	N/A
Ggp Inc	Q3 2018 Filed on Nov 13, 2018	1	N/A
IDV Ishares Tr ETFs	Q3 2018 Filed on Nov 13, 2018	1,862	N/A
Quality Care Pptys Inc	Q3 2018 Filed on Nov 13, 2018	1	N/A
Barclays Bank PLC	Q3 2018 Filed on Nov 13, 2018	1	N/A
DBEF Xtrackers Msci Eafe Hedged Equ ETFs	Q3 2018 Filed on Nov 13, 2018	8,367	N/A
MINC Advisorshares Tr Newfleet Mult ETFs	Q3 2018 Filed on Nov 13, 2018	1	$47.77 - $48.0 $47.8 - $48
CPI Iq Real Return ETF	Q3 2018 Filed on Nov 13, 2018	11,749	N/A
Invesco Exch Trd Slf Idx Fd	Q3 2018 Filed on Nov 13, 2018	13,569	N/A
Invesco Exch Trd Slf Idx Fd	Q3 2018 Filed on Nov 13, 2018	13,527	N/A
Invesco Exch Trd Slf Idx Fd	Q3 2018 Filed on Nov 13, 2018	13,619	N/A
GYLD Arrow ETF Tr Arrow Dow Jones G ETFs	Q3 2018 Filed on Nov 13, 2018	96	N/A
USCI United States Commodity Index Funds Trust ETFs	Q3 2018 Filed on Nov 13, 2018	1,059	$16.32 - $18.48 $17.3K - $19.6K
DEM Wisdomtree Tr Emerging Mkts Hi ETFs	Q3 2018 Filed on Nov 13, 2018	336	N/A
GXC Spdr Index Shs Fund Spdr S&P C ETFs	Q3 2018 Filed on Nov 13, 2018	133	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 25, 2018	10,475	N/A
Powershares ETF Tr Ii	Q2 2018 Filed on Jul 25, 2018	20,938	N/A
RXI Ishares Tr ETFs	Q2 2018 Filed on Jul 25, 2018	52,117	N/A
IGLB Ishares 10+ Year Investment Gr ETFs	Q2 2018 Filed on Jul 25, 2018	1,273	$57.4 - $60.13 $73.1K - $76.5K
HYT Blackrock Corporate High Yield Fund, Inc. Financial Services	Q2 2018 Filed on Jul 25, 2018	329	$10.44 - $10.69 $3.43K - $3.52K
LEMB Ishares Inc Jp Morgan Em Local ETFs	Q2 2018 Filed on Jul 25, 2018	125	$44.26 - $50.35 $5.53K - $6.29K
BKF Ishares Mcsi Bic ETF ETFs	Q2 2018 Filed on Jul 25, 2018	1,433	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 25, 2018	14,283	N/A
DSU Blackrock Debt Strategies Fund, Inc. Financial Services	Q2 2018 Filed on Jul 25, 2018	1,412	$11.18 - $11.7 $15.8K - $16.5K
ILF Ishares Latin America 40 ETF ETFs	Q2 2018 Filed on Jul 25, 2018	1,793	N/A
ZTR Virtus Total Return Fund Inc. Financial	Q2 2018 Filed on Jul 25, 2018	761	$10.74 - $11.43 $8.17K - $8.7K
TBF Proshares Trust Short 20+ Trea ETFs	Q2 2018 Filed on Jul 25, 2018	447	N/A
FTSL First Trust Senior Ln Fund ETFs	Q2 2018 Filed on Jul 25, 2018	232,777	$47.77 - $48.3 $11.1M - $11.2M
Broadcom LTD	Q2 2018 Filed on Jul 25, 2018	117	N/A
FPE First Tr Pfd Secs & Income ETF ETFs	Q2 2018 Filed on Jul 25, 2018	1	$19.02 - $19.6 $19 - $19.6
GAA Cambria Global Asset Allocatio ETFs	Q2 2018 Filed on Jul 25, 2018	914	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 25, 2018	14,317	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 25, 2018	14,378	N/A
Claymore Exchange Trd Fd Tr	Q2 2018 Filed on Jul 25, 2018	268	N/A
Currencyshares Swiss Franc T	Q2 2018 Filed on Jul 25, 2018	4,921	N/A
IXG Ishares Global Fin'L ETF ETFs	Q2 2018 Filed on Jul 25, 2018	80,349	N/A
Rydex ETF Trust	Q2 2018 Filed on Jul 25, 2018	43,093	N/A
Etfs Tr	Q2 2018 Filed on Jul 25, 2018	761	N/A
Currencyshs Japanese Yen Tr	Q2 2018 Filed on Jul 25, 2018	479	N/A
CMBS Ishares Cmbs ETF ETFs	Q2 2018 Filed on Jul 25, 2018	4	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 25, 2018	89,746	N/A
Powershares ETF Trust	Q2 2018 Filed on Jul 25, 2018	117	N/A
Powershs Db Us Dollar Index	Q2 2018 Filed on Jul 25, 2018	2	N/A

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