Umb Bank, N.A. Closed Holding Positions

Umb Bank, N.A.

$6.3 Billion
Q3 2024

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
GSPRJ Goldman Sachs Group Inc Dep Sh	Q4 2021 Filed on Feb 09, 2022	32,971	N/A
BACPRM Bank Amer Corp Dep Shs Repstg	Q4 2021 Filed on Feb 09, 2022	33,402	N/A
Alanco Technologies Inc	Q4 2021 Filed on Feb 09, 2022	28,125	N/A
Nano Flex Power Corp	Q4 2021 Filed on Feb 09, 2022	16,000	N/A
Guardian 8 Holdings	Q4 2021 Filed on Feb 09, 2022	21,155	N/A
Kansas City Southern $1.00 Pfd	Q4 2021 Filed on Feb 09, 2022	8,128	N/A
Strategic Mining Corp	Q4 2021 Filed on Feb 09, 2022	13,200	N/A
Fluoro Pharma Medical Inc.	Q4 2021 Filed on Feb 09, 2022	696,550	N/A
Midcountry Finl Corp	Q4 2021 Filed on Feb 09, 2022	882,353	N/A
KSU Kansas City Southern Industrials	Q4 2021 Filed on Feb 09, 2022	38,389	N/A
Fleetwood Enterprises Inc	Q4 2021 Filed on Feb 09, 2022	85,000	N/A
Conforce International Inc	Q4 2021 Filed on Feb 09, 2022	100,000	N/A
Kansas City Life Insurance CO	Q4 2021 Filed on Feb 09, 2022	4,845	N/A
MSPRL Morgan Stanley Depositary Shs	Q4 2021 Filed on Feb 09, 2022	32,361	N/A
Fire Eye Inc	Q4 2021 Filed on Feb 09, 2022	21,270	N/A
Pete Lien & Sons Inc.	Q4 2021 Filed on Feb 09, 2022	72	N/A
Mirenco Inc	Q4 2021 Filed on Feb 09, 2022	33,000	N/A
JPMPRC Jpmorgan Chase & CO Dep Sh Rep	Q4 2021 Filed on Feb 09, 2022	9,003	N/A
USBPRP Us Bancorp Del	Q4 2021 Filed on Feb 09, 2022	9,856	N/A
Sierra Income Corporation	Q4 2021 Filed on Feb 09, 2022	10,412	N/A
Index Store Fixture CO	Q4 2021 Filed on Feb 09, 2022	10,425	N/A
Fs Energy And Power Fund	Q4 2021 Filed on Feb 09, 2022	14,221	N/A
WFCPRC Wells Fargo & CO New Dep Shs R	Q4 2021 Filed on Feb 09, 2022	10,663	N/A
George T Sanders CO	Q4 2021 Filed on Feb 09, 2022	1,865	N/A
General Electric CO	Q3 2021 Filed on Oct 18, 2021	57,089	N/A
QCRH Qcr Holdings Inc Financial Services	Q3 2021 Filed on Oct 18, 2021	5,500	$45.47 - $52.95 $250K - $291K
AERI Aerie Pharmaceuticals Inc Healthcare	Q3 2021 Filed on Oct 18, 2021	10,000	$11.32 - $16.63 $113K - $166K
Viper Networks Inc	Q3 2021 Filed on Oct 18, 2021	10,000,000	N/A
OMID Omid Hldgs Inc Com Par $0.0000	Q3 2021 Filed on Oct 18, 2021	14,050,000	$0.05 - $0.09 $703K - $1.26M
Metactive Medical Inc Series A	Q3 2021 Filed on Oct 18, 2021	104,129	N/A
Flow Forward Medical Inc Pfd	Q3 2021 Filed on Oct 18, 2021	79,129	N/A
I Shares Gold Trust	Q2 2021 Filed on Jul 26, 2021	184,071	N/A
Iac/Inter Active Corp.	Q2 2021 Filed on Jul 26, 2021	2,530	N/A
Nic Inc	Q2 2021 Filed on Jul 26, 2021	10,863	N/A
Truist Financial Corporation	Q2 2021 Filed on Jul 26, 2021	33,550	N/A
BGY Black Rock Enhanced International Dividend Trust Financial Services	Q1 2021 Filed on Apr 15, 2021	13,840	$5.8 - $6.07 $80.3K - $84K
Wells Fargo & Company $1.425	Q1 2021 Filed on Apr 15, 2021	10,156	N/A
Fs Investment Corp Ii	Q4 2020 Filed on Feb 04, 2021	10,990	N/A
Inter Active Corp	Q4 2020 Filed on Feb 04, 2021	3,110	N/A
Vivakor Inc	Q4 2020 Filed on Feb 04, 2021	20,000	N/A
Non Custody Money Market	Q2 2020 Filed on Jul 16, 2020	3,767,992	N/A
Raytheon CO	Q2 2020 Filed on Jul 16, 2020	86,436	N/A
Tallgrass Energy LP	Q2 2020 Filed on Jul 16, 2020	10,900	N/A
United Technologies Corp	Q2 2020 Filed on Jul 16, 2020	77,957	N/A
RPMT Rego Payment Architectures, Inc. Technology	Q2 2020 Filed on Jul 16, 2020	250,000	$0.2 - $0.26 $50K - $65K
Plus Therapeutics Inc Wts	Q2 2020 Filed on Jul 16, 2020	64,800	N/A
MYFW First Western Financial Inc Financial Services	Q2 2020 Filed on Jul 16, 2020	14,615	$11.91 - $15.48 $174K - $226K
MWA Mueller Water Products, Inc. Industrials	Q1 2020 Filed on May 26, 2020	20,822	$7.09 - $12.64 $148K - $263K
Leagold Mining Corporation	Q1 2020 Filed on May 26, 2020	10,000	N/A
Tortoise Energy Infrastructure	Q1 2020 Filed on May 26, 2020	27,361	N/A

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