Neuberger Berman Float Rate Inc Instl
|
Q2 2019
Filed on Aug 05, 2019
|
10,436
|
N/A
|
|
Nuveen Symphony Flt Rate Income Cl I
|
Q2 2019
Filed on Aug 05, 2019
|
5,506
|
N/A
|
|
Nuveen High Yield Municipal Class I
|
Q2 2019
Filed on Aug 05, 2019
|
5,935
|
N/A
|
|
Columbia Select Intl Equity Class I
|
Q2 2019
Filed on Aug 05, 2019
|
541
|
N/A
|
|
Nuveen Equity Market Neutral Fd Cl I
|
Q2 2019
Filed on Aug 05, 2019
|
898
|
N/A
|
|
Columbia Large Cap Index Class I
|
Q2 2019
Filed on Aug 05, 2019
|
122
|
N/A
|
|
Nuveen Large Cap Core Fund Cl I
|
Q2 2019
Filed on Aug 05, 2019
|
2,608
|
N/A
|
|
Neuberger Berman Muni High Inc Instl
|
Q2 2019
Filed on Aug 05, 2019
|
13,255
|
N/A
|
|
Columbia Small Cap Index Fund I
|
Q2 2019
Filed on Aug 05, 2019
|
360
|
N/A
|
|
Neuberger Berman Multi Cap Oppt Instl
|
Q2 2019
Filed on Aug 05, 2019
|
580
|
N/A
|
|
National Retail Pptys Inc Dep Shs Pfd F 5.20000percent (Call Date 10/11/21)
|
Q2 2019
Filed on Aug 05, 2019
|
800
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
33
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
500
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
435
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
800
|
$25.02 - $26.69
$20K - $21.4K
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
2,500
|
$0.26 - $0.47
$650 - $1.18K
|
|
Nuveen Strategic Municipal Opprt Cl I
|
Q2 2019
Filed on Aug 05, 2019
|
42,582
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
244
|
N/A
|
|
Neuberger Berman Strategic Inc Instl
|
Q2 2019
Filed on Aug 05, 2019
|
4,307
|
N/A
|
|
Columbia Short Term Bond Cl A
|
Q2 2019
Filed on Aug 05, 2019
|
66
|
N/A
|
|
Nuveen Intermediate Duration Muni Bond I
|
Q2 2019
Filed on Aug 05, 2019
|
6,973
|
N/A
|
|
Oakmark Equity & Income Investor Cl
|
Q2 2019
Filed on Aug 05, 2019
|
626
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
290
|
N/A
|
|
Oakmark Select Investor Cl
|
Q2 2019
Filed on Aug 05, 2019
|
2,042
|
N/A
|
|
Oakmark Fund Investor Class
|
Q2 2019
Filed on Aug 05, 2019
|
151
|
N/A
|
|
Invesco Oppenheimer Rochester Cal Muni Y
|
Q2 2019
Filed on Aug 05, 2019
|
76,317
|
N/A
|
|
Invesco Oppenheimer Capital Income Y
|
Q2 2019
Filed on Aug 05, 2019
|
47,981
|
N/A
|
|
Invesco Oppenheimer Developing Markets Y
|
Q2 2019
Filed on Aug 05, 2019
|
1,233
|
N/A
|
|
Invesco Oppenheimer Global Opport Y
|
Q2 2019
Filed on Aug 05, 2019
|
1,002
|
N/A
|
|
Invesco Oppenheimer Global Y
|
Q2 2019
Filed on Aug 05, 2019
|
319
|
N/A
|
|
Invesco Oppenheimer Gold & Special Min Y
|
Q2 2019
Filed on Aug 05, 2019
|
59
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
179
|
N/A
|
|
Invesco Oppenheimer Intl Diversified Y
|
Q2 2019
Filed on Aug 05, 2019
|
8,092
|
N/A
|
|
Invesco Oppenheimer Intl Growth Y
|
Q2 2019
Filed on Aug 05, 2019
|
3,232
|
N/A
|
|
Invesco Oppenheimer Roch Limited Tm Ca Y
|
Q2 2019
Filed on Aug 05, 2019
|
81,519
|
N/A
|
|
Invesco Oppenheimer Senior Float Rate C
|
Q2 2019
Filed on Aug 05, 2019
|
1,491
|
N/A
|
|
Office Pptys Income Tr Sr Nt 46 5.87500percent 05/01/2046 Pfd (Call Date 05/26/21)
|
Q2 2019
Filed on Aug 05, 2019
|
10,550
|
N/A
|
|
Invesco Oppenheimer Roch High Yld Muni Y
|
Q2 2019
Filed on Aug 05, 2019
|
1,530
|
N/A
|
|
Invesco Oppenheimer Short Tm Municipal Y
|
Q2 2019
Filed on Aug 05, 2019
|
13,728
|
N/A
|
|
Invesco Oppenheimer Global Strat Inc Y
|
Q2 2019
Filed on Aug 05, 2019
|
1,064
|
N/A
|
|
Invesco Oppenheimer Intl Small Mid CO Y
|
Q2 2019
Filed on Aug 05, 2019
|
98
|
N/A
|
|
The Osterweis Strategic Income Fd
|
Q2 2019
Filed on Aug 05, 2019
|
752
|
N/A
|
|
Invesco Oppenheimer Cap Appreciation Y
|
Q2 2019
Filed on Aug 05, 2019
|
1,108
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
118
|
N/A
|
|
Invesco Oppenheimer Series Mod Inv Y
|
Q2 2019
Filed on Aug 05, 2019
|
533
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
232
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
140
|
N/A
|
|
Pax World Balanced Inv Cl
|
Q2 2019
Filed on Aug 05, 2019
|
4,618
|
N/A
|
|
Prospect Capital Corporation Nts 2024 6.25000percent 06/15/2024 Pfd (Call Date 06/17/19)
|
Q2 2019
Filed on Aug 05, 2019
|
6,175
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
500
|
N/A
|
|
