|
|
Q2 2019
Filed on Aug 05, 2019
|
244
|
N/A
|
|
Neuberger Berman Strategic Inc Instl
|
Q2 2019
Filed on Aug 05, 2019
|
4,307
|
N/A
|
|
Columbia Short Term Bond Cl A
|
Q2 2019
Filed on Aug 05, 2019
|
66
|
N/A
|
|
Nuveen Intermediate Duration Muni Bond I
|
Q2 2019
Filed on Aug 05, 2019
|
6,973
|
N/A
|
|
Oakmark Equity & Income Investor Cl
|
Q2 2019
Filed on Aug 05, 2019
|
626
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
290
|
N/A
|
|
|
|
Oakmark Select Investor Cl
|
Q2 2019
Filed on Aug 05, 2019
|
2,042
|
N/A
|
|
Oakmark Fund Investor Class
|
Q2 2019
Filed on Aug 05, 2019
|
151
|
N/A
|
|
Invesco Oppenheimer Rochester Cal Muni Y
|
Q2 2019
Filed on Aug 05, 2019
|
76,317
|
N/A
|
|
Invesco Oppenheimer Capital Income Y
|
Q2 2019
Filed on Aug 05, 2019
|
47,981
|
N/A
|
|
Invesco Oppenheimer Developing Markets Y
|
Q2 2019
Filed on Aug 05, 2019
|
1,233
|
N/A
|
|
Invesco Oppenheimer Global Opport Y
|
Q2 2019
Filed on Aug 05, 2019
|
1,002
|
N/A
|
|
Invesco Oppenheimer Global Y
|
Q2 2019
Filed on Aug 05, 2019
|
319
|
N/A
|
|
Invesco Oppenheimer Gold & Special Min Y
|
Q2 2019
Filed on Aug 05, 2019
|
59
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
179
|
N/A
|
|
Invesco Oppenheimer Intl Diversified Y
|
Q2 2019
Filed on Aug 05, 2019
|
8,092
|
N/A
|
|
Invesco Oppenheimer Intl Growth Y
|
Q2 2019
Filed on Aug 05, 2019
|
3,232
|
N/A
|
|
Invesco Oppenheimer Roch Limited Tm Ca Y
|
Q2 2019
Filed on Aug 05, 2019
|
81,519
|
N/A
|
|
|
|
Invesco Oppenheimer Senior Float Rate C
|
Q2 2019
Filed on Aug 05, 2019
|
1,491
|
N/A
|
|
Office Pptys Income Tr Sr Nt 46 5.87500percent 05/01/2046 Pfd (Call Date 05/26/21)
|
Q2 2019
Filed on Aug 05, 2019
|
10,550
|
N/A
|
|
Invesco Oppenheimer Roch High Yld Muni Y
|
Q2 2019
Filed on Aug 05, 2019
|
1,530
|
N/A
|
|
Invesco Oppenheimer Short Tm Municipal Y
|
Q2 2019
Filed on Aug 05, 2019
|
13,728
|
N/A
|
|
Invesco Oppenheimer Global Strat Inc Y
|
Q2 2019
Filed on Aug 05, 2019
|
1,064
|
N/A
|
|
Invesco Oppenheimer Intl Small Mid CO Y
|
Q2 2019
Filed on Aug 05, 2019
|
98
|
N/A
|
|
The Osterweis Strategic Income Fd
|
Q2 2019
Filed on Aug 05, 2019
|
752
|
N/A
|
|
Invesco Oppenheimer Cap Appreciation Y
|
Q2 2019
Filed on Aug 05, 2019
|
1,108
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
118
|
N/A
|
|
Invesco Oppenheimer Series Mod Inv Y
|
Q2 2019
Filed on Aug 05, 2019
|
533
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
232
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
140
|
N/A
|
|
Pax World Balanced Inv Cl
|
Q2 2019
Filed on Aug 05, 2019
|
4,618
|
N/A
|
|
Prospect Capital Corporation Nts 2024 6.25000percent 06/15/2024 Pfd (Call Date 06/17/19)
|
Q2 2019
Filed on Aug 05, 2019
|
6,175
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
500
|
N/A
|
|
|
|
Q2 2019
Filed on Aug 05, 2019
|
4,358
|
N/A
|
|
Pacific Gas & Elec 5.50000percent Pfd
|
Q2 2019
Filed on Aug 05, 2019
|
124
|
N/A
|
|
|
|
Putnam Ca Tax Exempt Income Cl Y
|
Q2 2019
Filed on Aug 05, 2019
|
5,079
|
N/A
|
|
Pimco Commodities Plus Strategy I2
|
Q2 2019
Filed on Aug 05, 2019
|
461
|
N/A
|
|
Principal California Municipal Instl
|
Q2 2019
Filed on Aug 05, 2019
|
35,878
|
N/A
|
|
Pimco Commodity Real Return Inst
|
Q2 2019
Filed on Aug 05, 2019
|
1,026
|
N/A
|
|
Pgim Total Return Bond Cl Z
|
Q2 2019
Filed on Aug 05, 2019
|
29,561
|
N/A
|
|
Pimco Diversified Income Fund Instl
|
Q2 2019
Filed on Aug 05, 2019
|
139
|
N/A
|
|
Pernod Ricard Adr Each Repr 0.20 Ord
|
Q2 2019
Filed on Aug 05, 2019
|
68
|
N/A
|
|
Pimco Emerging Markets Bond Instl
|
Q2 2019
Filed on Aug 05, 2019
|
465
|
N/A
|
|
Pgim Jennison Mid Cap Growth Cl Z
|
Q2 2019
Filed on Aug 05, 2019
|
1,050
|
N/A
|
|
Principal Equity Income Instl
|
Q2 2019
Filed on Aug 05, 2019
|
77
|
N/A
|
|
Putnam Equity Income Fund Cl Y
|
Q2 2019
Filed on Aug 05, 2019
|
314
|
N/A
|
|
Principal Mid Cap Fund Class A
|
Q2 2019
Filed on Aug 05, 2019
|
809
|
N/A
|
|
Putnam Global Equity Fd Cl Y
|
Q2 2019
Filed on Aug 05, 2019
|
569
|
N/A
|
|
Pimco Low Duration Income Institutional
|
Q2 2019
Filed on Aug 05, 2019
|
146,669
|
N/A
|
|
Pimco Flexible Credit Inc Fd Instl
|
Q2 2019
Filed on Aug 05, 2019
|
74,447
|
N/A
|
|
