|
Q3 2018
Filed on Nov 13, 2018
|
9,902
|
$71.77 - $105.53
$711K - $1.04M
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
9,500
|
N/A
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
7,000
|
N/A
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
500
|
N/A
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
2,679
|
N/A
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
185
|
$1083.48 - $1218.38
$200K - $225K
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
4,361
|
N/A
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
25,700
|
N/A
|
|
Ishares Nasdaq Etfbiotechnology
|
Q3 2018
Filed on Nov 13, 2018
|
6,500
|
N/A
|
|
|
Q3 2018
Filed on Nov 13, 2018
|
10,291
|
$12.53 - $13.07
$129K - $135K
|
|
Direxion Shs ETF Tr Etfdirexion Daily Brazilbull 3 X Shs New
|
Q3 2018
Filed on Nov 13, 2018
|
11,500
|
N/A
|
|
Guggenheim Xxxbulletshares 2019 Corporate Bond Fund
|
Q2 2018
Filed on Aug 13, 2018
|
61,700
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
9,000
|
N/A
|
|
Guggenheim Xxxbulletshares 2020 Corporate Bond Fund
|
Q2 2018
Filed on Aug 13, 2018
|
68,550
|
N/A
|
|
Guggenheim Xxxbulletshares2018 High Yield Corp Bd
|
Q2 2018
Filed on Aug 13, 2018
|
97,250
|
N/A
|
|
Guggenheim Xxxbulletshares 2021 Corporate Bond ETF
|
Q2 2018
Filed on Aug 13, 2018
|
31,100
|
N/A
|
|
Guggenheim Xxxbulletshares 2022 Corporate Bond
|
Q2 2018
Filed on Aug 13, 2018
|
24,225
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
10,298
|
N/A
|
|
Guggenheim Bulletshs Xxx2019 High Yield
|
Q2 2018
Filed on Aug 13, 2018
|
51,645
|
N/A
|
|
Guggenheim Bulletshs Xxx20182018 Corp Bond
|
Q2 2018
Filed on Aug 13, 2018
|
43,100
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
19,791
|
$20.47 - $21.79
$405K - $431K
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
15,000
|
N/A
|
|
Guggengeim Xxxbulletshares 2023 Corporate Bond
|
Q2 2018
Filed on Aug 13, 2018
|
10,800
|
N/A
|
|
Colony Northstar Crreal Estate Inc Cl A
|
Q2 2018
Filed on Aug 13, 2018
|
36,215
|
N/A
|
|
Direxionshares ETF Energy Bull 3 X Sharesnon Traditional ETF
|
Q2 2018
Filed on Aug 13, 2018
|
17,000
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
12,281
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
10,481
|
N/A
|
|
Guggenheim S&P 500 Xxxequal Weight Financials
|
Q2 2018
Filed on Aug 13, 2018
|
17,143
|
N/A
|
|
Powershares Senior ETF Loan Portfolio
|
Q2 2018
Filed on Aug 13, 2018
|
25,500
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
48,592
|
$36.44 - $39.34
$1.77M - $1.91M
|
|
Powershares Intl Div ETF Achievers Portfolio
|
Q2 2018
Filed on Aug 13, 2018
|
65,173
|
N/A
|
|
Powershares Qqq Tr ETF Series 1
|
Q2 2018
Filed on Aug 13, 2018
|
1,904
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
6,500
|
N/A
|
|
|
Q2 2018
Filed on Aug 13, 2018
|
1,638
|
$162.06 - $176.43
$265K - $289K
|
|
Priceline Group Inccom New
|
Q1 2018
Filed on May 03, 2018
|
188
|
N/A
|
|
|
Q1 2018
Filed on May 03, 2018
|
7,342
|
$48.01 - $57.91
$352K - $425K
|
|
|
Q1 2018
Filed on May 03, 2018
|
3,950
|
N/A
|
|
|
Q1 2018
Filed on May 03, 2018
|
2,800
|
$109.2 - $129.58
$306K - $363K
|
|
|
Q1 2018
Filed on May 03, 2018
|
2,368
|
$124.22 - $146.44
$294K - $347K
|
|
|
Q1 2018
Filed on May 03, 2018
|
5,420
|
$168.15 - $210.94
$911K - $1.14M
|
|
|
Q1 2018
Filed on May 03, 2018
|
240
|
N/A
|
|
|
Q1 2018
Filed on May 03, 2018
|
3,548
|
N/A
|
|
Liberty Global PLC Chglilac Shs Cl A Usd
|
Q1 2018
Filed on May 03, 2018
|
11,681
|
N/A
|
|
|
Q1 2018
Filed on May 03, 2018
|
2,893
|
$90.06 - $104.43
$261K - $302K
|
|
|
Q1 2018
Filed on May 03, 2018
|
8,000
|
$25.81 - $28.95
$206K - $232K
|
|
Liberty Global PLC Chglilac Shs Class C Usd
|
Q1 2018
Filed on May 03, 2018
|
29,440
|
N/A
|
|
|
Q4 2017
Filed on Feb 13, 2018
|
1,422
|
$11.23 - $19.1
$16K - $27.2K
|
|
|
Q4 2017
Filed on Feb 13, 2018
|
2,823
|
$63.24 - $82.64
$179K - $233K
|
|
Spdr Bloomberg Barclays 1 3 Month T Bill ETF
|
Q4 2017
Filed on Feb 13, 2018
|
10,450
|
N/A
|
|
First Tr Rba Quality ETF Income
|
Q4 2017
Filed on Feb 13, 2018
|
15,310
|
N/A
|
|