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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AERIE PHARMACEUTICALS INC NOTE 1.500%10/0 00771VAB4 6,570 6,317,000 PRN   SOLE   6,317,000 0 0
AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 12,113 10,000,000 PRN   SOLE   10,000,000 0 0
ALLSCRIPTS HEALTHCARE SOLUTN NOTE 0.875% 1/0 01988PAF5 2,635 2,000,000 PRN   SOLE   2,000,000 0 0
ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 9,277 7,675,000 PRN   SOLE   7,675,000 0 0
Avadel Fin Cay Ltd/Avadel Pharma Plc NOTE 4.5000% 01-Feb-2023 05337YAA6 12,279 11,000,000 PRN   SOLE   11,000,000 0 0
BANDWIDTH INC NOTE 0.250% 3/0 05988JAB9 26,371 17,250,000 PRN   SOLE   17,250,000 0 0
CHEGG INC NOTE 0.125% 3/1 163092AD1 17,413 10,000,000 PRN   SOLE   10,000,000 0 0
CLEVELAND-CLIFFS INC NEW DBCV 1.500% 1/1 185899AA9 18,636 7,113,000 PRN   SOLE   7,113,000 0 0
COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 22,184 13,040,000 PRN   SOLE   13,040,000 0 0
Dicks Sporting Goods NOTE 3.2500% 15-Apr-2025 253393AC6 24,557 10,700,000 PRN   SOLE   10,700,000 0 0
EAGLE BULK SHIPPING INC NOTE 5.000% 8/0 269442AB5 16,528 14,530,000 PRN   SOLE   14,530,000 0 0
ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 5,500 5,000,000 PRN   SOLE   5,000,000 0 0
ENCORE CAP GROUP INC NOTE 3.250%10/0 292554AM4 16,165 13,250,000 PRN   SOLE   13,250,000 0 0
ETSY INC NOTE 0.125%10/0 29786AAJ5 11,850 5,000,000 PRN   SOLE   5,000,000 0 0
FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 15,321 17,000,000 PRN   SOLE   17,000,000 0 0
FLUIDIGM CORP DEL NOTE 5.250%12/0 34385PAF5 5,156 3,000,000 PRN   SOLE   3,000,000 0 0
GOLAR LNG LTD NOTE 2.750% 2/1 38046YAB7 17,136 17,575,000 PRN   SOLE   17,575,000 0 0
HARMONIC INC DBCV 2.000% 9/0 413160AD4 20,273 18,000,000 PRN   SOLE   18,000,000 0 0
INFINERA CORP NOTE 2.125% 9/0 45667GAC7 21,673 18,213,000 PRN   SOLE   18,213,000 0 0
INFINERA CORP NOTE 2.500% 3/0 45667GAE3 8,791 6,001,000 PRN   SOLE   6,001,000 0 0
INVACARE CORP NOTE 5.000%11/1 461203AL5 11,299 11,500,000 PRN   SOLE   11,500,000 0 0
OKTA INC NOTE 0.125% 9/0 679295AD7 10,574 7,818,000 PRN   SOLE   7,818,000 0 0
OMEROS CORP NOTE 5.250% 2/1 682143AG7 11,685 9,500,000 PRN   SOLE   9,500,000 0 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 6,541 4,955,000 PRN   SOLE   4,955,000 0 0
PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 9,360 8,000,000 PRN   SOLE   8,000,000 0 0
PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 9,917 9,000,000 PRN   SOLE   9,000,000 0 0
PetIQ Inc NOTE 4.0000% 01-Jun-2026 71639TAA4 14,224 10,000,000 PRN   SOLE   10,000,000 0 0
RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 7,440 8,000,000 PRN   SOLE   8,000,000 0 0
Rapid7 Inc NOTE 0.2500% 15-Mar-2027 753422AE4 9,900 10,000,000 PRN   SOLE   10,000,000 0 0
RETROPHIN INC NOTE 2.500% 9/1 761299AB2 12,997 12,900,000 PRN   SOLE   12,900,000 0 0
SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 13,950 7,500,000 PRN   SOLE   7,500,000 0 0
TEEKAY CORPORATION NOTE 5.000% 1/1 87900YAE3 9,982 10,425,000 PRN   SOLE   10,425,000 0 0
WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 2,309 2,250,000 PRN   SOLE   2,250,000 0 0
WORKIVA INC NOTE 1.125% 8/1 98139AAB1 3,938 3,000,000 PRN   SOLE   3,000,000 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 461 50,000 SH Call SOLE   50,000 0 0
AMYRIS INC COM NEW 03236M200 6 4,900 SH Call SOLE   4,900 0 0
AMYRIS INC COM NEW 03236M200 38 50,000 SH Call SOLE   50,000 0 0
AMYRIS INC COM NEW 03236M200 64 160,800 SH Call SOLE   160,800 0 0
AMYRIS INC COM NEW 03236M200 30 100,000 SH Call SOLE   100,000 0 0
AMYRIS INC COM NEW 03236M200 74 23,500 SH Call SOLE   23,500 0 0
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 1,250 250,000 SH Call SOLE   250,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 46 400,000 SH Put SOLE   400,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 940 150,000 SH Put SOLE   150,000 0 0
AF ACQUISITION CORP UNIT 03/31/2028 001040203 740 75,000 SH   SOLE   75,000 0 0
KHOSLA VENTURES ACQUT CO III COM CL A 482506102 100 10,000 SH   SOLE   10,000 0 0
KINDRED BIOSCIENCES INC COM 494577109 2,906 584,653 SH   SOLE   584,653 0 0
RUMBLEON INC COM CL B 781386305 7,186 163,870 SH   SOLE   163,870 0 0
ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 993 100,000 SH   SOLE   100,000 0 0
AKOUSTIS TECHNOLOGIES INC COM 00973N102 9,527 714,190 SH   SOLE   714,190 0 0
GX ACQUISITION CORP II UNIT 03/17/2026 36260F204 250 25,000 SH   SOLE   25,000 0 0
GORES GUGGENHEIM INC UNIT 03/25/2028 38286Q206 149 15,000 SH   SOLE   15,000 0 0
MCAP ACQUISITION CORP UNIT 02/18/2030 55282T208 1,244 125,000 SH   SOLE   125,000 0 0
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 5,628 226,014 SH   SOLE   226,014 0 0
SERVICESOURCE INTL INC COM 81763U100 1,880 1,279,182 SH   SOLE   1,279,182 0 0
TELIGENT INC NEW COM NEW 87960W203 2,396 3,852,066 SH   SOLE   3,852,066 0 0
THUNDER BRIDGE CAP PRTNRS II UNIT 02/15/2028 88605T209 99 10,000 SH   SOLE   10,000 0 0
VIACOMCBS INC CL B 92556H206 236 5,238 SH   SOLE   5,238 0 0