The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC | COM | 90214J101 | 2,712 | 72,062 | SH | DFND | 72,062 | 0 | 0 | ||
2U INC | COM | 90214J101 | 1,503 | 39,918 | SH | SOLE | 39,918 | 0 | 0 | ||
2U INC | COM | 90214J101 | 17,644 | 468,767 | SH | DFND | 1,3 | 468,767 | 0 | 0 | |
ADOBE INC | COM | 00724F101 | 3,759 | 12,757 | SH | DFND | 12,757 | 0 | 0 | ||
ADOBE INC | COM | 00724F101 | 13,626 | 46,244 | SH | SOLE | 42,341 | 0 | 3,903 | ||
ADOBE INC | COM | 00724F101 | 40,476 | 137,371 | SH | DFND | 1,2,3,4 | 137,371 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,637 | 21,466 | SH | DFND | 21,466 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 13,146 | 77,579 | SH | SOLE | 70,970 | 0 | 6,609 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 37,965 | 224,047 | SH | DFND | 1,2,3,4 | 224,047 | 0 | 0 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 3,292 | 23,493 | SH | DFND | 23,493 | 0 | 0 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 11,890 | 84,852 | SH | SOLE | 77,625 | 0 | 7,227 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 34,596 | 246,887 | SH | DFND | 1,2,3,4 | 246,887 | 0 | 0 | |
ALLOGENE THERAPEUTICS INC | COM | 019770106 | 289 | 10,760 | SH | DFND | 10,760 | 0 | 0 | ||
ALLOGENE THERAPEUTICS INC | COM | 019770106 | 163 | 6,080 | SH | SOLE | 6,080 | 0 | 0 | ||
ALLOGENE THERAPEUTICS INC | COM | 019770106 | 1,931 | 71,920 | SH | DFND | 1,3 | 71,920 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 3,403 | 3,148 | SH | DFND | 3,148 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 12,489 | 11,554 | SH | SOLE | 10,569 | 0 | 985 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 35,777 | 33,099 | SH | DFND | 1,2,3,4 | 33,099 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 3,736 | 1,973 | SH | DFND | 1,973 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 13,613 | 7,189 | SH | SOLE | 6,577 | 0 | 612 | ||
AMAZON COM INC | COM | 023135106 | 39,227 | 20,715 | SH | DFND | 1,2,3,4 | 20,715 | 0 | 0 | |
ATLASSIAN CORP PLC | CL A | G06242104 | 3,042 | 23,253 | SH | DFND | 23,253 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 10,345 | 79,069 | SH | SOLE | 72,374 | 0 | 6,695 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 30,451 | 232,738 | SH | DFND | 1,2,3,4 | 232,738 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 294 | 7,760 | SH | DFND | 7,760 | 0 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 166 | 4,380 | SH | SOLE | 4,380 | 0 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 1,965 | 51,900 | SH | DFND | 1,3 | 51,900 | 0 | 0 | |
AVALARA INC | COM | 05338G106 | 1,564 | 21,660 | SH | DFND | 21,660 | 0 | 0 | ||
AVALARA INC | COM | 05338G106 | 814 | 11,280 | SH | SOLE | 11,280 | 0 | 0 | ||
AVALARA INC | COM | 05338G106 | 9,839 | 136,270 | SH | DFND | 1,3 | 136,270 | 0 | 0 | |
BLACKLINE INC | COM | 09239B109 | 1,562 | 29,200 | SH | DFND | 29,200 | 0 | 0 | ||
BLACKLINE INC | COM | 09239B109 | 814 | 15,220 | SH | SOLE | 15,220 | 0 | 0 | ||
BLACKLINE INC | COM | 09239B109 | 9,832 | 183,740 | SH | DFND | 1,3 | 183,740 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 234 | 1,840 | SH | DFND | 1,840 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 132 | 1,040 | SH | SOLE | 1,040 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 1,566 | 12,310 | SH | DFND | 1,3 | 12,310 | 0 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 3,599 | 1,920 | SH | DFND | 1,920 | 0 | 0 | ||
BOOKING HLDGS INC | COM | 09857L108 | 13,104 | 6,990 | SH | SOLE | 6,390 | 0 | 600 | ||
BOOKING HLDGS INC | COM | 09857L108 | 37,682 | 20,100 | SH | DFND | 1,2,3,4 | 20,100 | 0 | 0 | |
CARMAX INC | COM | 143130102 | 3,935 | 45,319 | SH | DFND | 45,319 | 0 | 0 | ||
CARMAX INC | COM | 143130102 | 14,199 | 163,525 | SH | SOLE | 149,601 | 0 | 13,924 | ||
CARMAX INC | COM | 143130102 | 41,068 | 472,970 | SH | DFND | 1,2,3,4 | 472,970 | 0 | 0 | |
COMSCORE INC | COM | 20564W105 | 41 | 7,945 | SH | DFND | 7,945 | 0 | 0 | ||
COMSCORE INC | COM | 20564W105 | 121 | 23,418 | SH | SOLE | 21,509 | 0 | 1,909 | ||
COMSCORE INC | COM | 20564W105 | 427 | 82,717 | SH | DFND | 1,2,3,4 | 82,717 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 3,299 | 26,055 | SH | DFND | 26,055 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 11,222 | 88,636 | SH | SOLE | 81,139 | 0 | 7,497 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 33,030 | 260,876 | SH | DFND | 1,2,3,4 | 260,876 | 0 | 0 | |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 368 | 7,820 | SH | DFND | 7,820 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 208 | 4,420 | SH | SOLE | 4,420 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 2,463 | 52,290 | SH | DFND | 1,3 | 52,290 | 0 | 0 | |
EDITAS MEDICINE INC | COM | 28106W103 | 277 | 11,180 | SH | DFND | 11,180 | 0 | 0 | ||
EDITAS MEDICINE INC | COM | 28106W103 | 156 | 6,310 | SH | SOLE | 6,310 | 0 | 0 | ||
EDITAS MEDICINE INC | COM | 28106W103 | 1,849 | 74,740 | SH | DFND | 1,3 | 74,740 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 3,766 | 19,515 | SH | DFND | 19,515 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 13,444 | 69,658 | SH | SOLE | 63,723 | 0 | 5,935 | ||
FACEBOOK INC | CL A | 30303M102 | 39,112 | 202,653 | SH | DFND | 1,2,3,4 | 202,653 | 0 | 0 | |
FARFETCH LTD | ORD SH CL A | 30744W107 | 1,416 | 68,100 | SH | DFND | 68,100 | 0 | 0 | ||
FARFETCH LTD | ORD SH CL A | 30744W107 | 738 | 35,470 | SH | SOLE | 35,470 | 0 | 0 | ||
FARFETCH LTD | ORD SH CL A | 30744W107 | 8,913 | 428,500 | SH | DFND | 1,3 | 428,500 | 0 | 0 | |
GLOBALSTAR INC | COM | 378973408 | 482 | 1,003,531 | SH | DFND | 1,003,531 | 0 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 1,087 | 2,263,934 | SH | SOLE | 2,085,553 | 0 | 178,381 | ||
GLOBALSTAR INC | COM | 378973408 | 4,724 | 9,841,496 | SH | DFND | 1,2,3,4 | 9,841,496 | 0 | 0 | |
HOMOLOGY MEDICINES INC | COM | 438083107 | 201 | 10,290 | SH | DFND | 10,290 | 0 | 0 | ||
HOMOLOGY MEDICINES INC | COM | 438083107 | 114 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
HOMOLOGY MEDICINES INC | COM | 438083107 | 1,346 | 68,760 | SH | DFND | 1,3 | 68,760 | 0 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 3,171 | 104,698 | SH | DFND | 104,698 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 1,793 | 59,202 | SH | SOLE | 59,202 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 21,173 | 699,020 | SH | DFND | 1,3 | 699,020 | 0 | 0 | |
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 1,720 | 100,061 | SH | DFND | 100,061 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 888 | 51,672 | SH | SOLE | 51,672 | 0 | 0 | ||
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 11,335 | 659,399 | SH | DFND | 1,3 | 659,399 | 0 | 0 | |
MEIRAGTX HOLDINGS PLC | COM | G59665102 | 418 | 15,547 | SH | DFND | 15,547 | 0 | 0 | ||
MEIRAGTX HOLDINGS PLC | COM | G59665102 | 236 | 8,778 | SH | SOLE | 8,778 | 0 | 0 | ||
MEIRAGTX HOLDINGS PLC | COM | G59665102 | 2,794 | 103,926 | SH | DFND | 1,3 | 103,926 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 3,761 | 10,239 | SH | DFND | 10,239 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 13,207 | 35,954 | SH | SOLE | 32,885 | 0 | 3,069 | ||
NETFLIX INC | COM | 64110L106 | 39,261 | 106,885 | SH | DFND | 1,2,3,4 | 106,885 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 3,050 | 36,328 | SH | DFND | 36,328 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 1,628 | 19,390 | SH | SOLE | 19,390 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 20,541 | 244,678 | SH | DFND | 1,3 | 244,678 | 0 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 3,421 | 16,787 | SH | DFND | 16,787 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 12,383 | 60,771 | SH | SOLE | 55,597 | 0 | 5,174 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 35,818 | 175,784 | SH | DFND | 1,2,3,4 | 175,784 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 3,518 | 30,732 | SH | DFND | 30,732 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 12,652 | 110,539 | SH | SOLE | 101,134 | 0 | 9,405 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 36,641 | 320,119 | SH | DFND | 1,2,3,4 | 320,119 | 0 | 0 | |
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 769 | 72,842 | SH | DFND | 72,842 | 0 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 429 | 40,599 | SH | SOLE | 40,599 | 0 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 5,142 | 486,952 | SH | DFND | 1,3 | 486,952 | 0 | 0 | |
PROOFPOINT INC | COM | 743424103 | 3,090 | 25,700 | SH | DFND | 25,700 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 1,674 | 13,924 | SH | SOLE | 13,924 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 21,069 | 175,211 | SH | DFND | 1,3 | 175,211 | 0 | 0 | |
PTC INC | COM | 69370C100 | 3,144 | 35,031 | SH | DFND | 35,031 | 0 | 0 | ||
PTC INC | COM | 69370C100 | 1,699 | 18,927 | SH | SOLE | 18,927 | 0 | 0 | ||
PTC INC | COM | 69370C100 | 21,396 | 238,367 | SH | DFND | 1,3 | 238,367 | 0 | 0 | |
PVH CORP | COM | 693656100 | 3,015 | 31,860 | SH | DFND | 31,860 | 0 | 0 | ||
PVH CORP | COM | 693656100 | 1,706 | 18,030 | SH | SOLE | 18,030 | 0 | 0 | ||
PVH CORP | COM | 693656100 | 20,109 | 212,475 | SH | DFND | 1,3 | 212,475 | 0 | 0 | |
REGENXBIO INC | COM | 75901B107 | 263 | 5,120 | SH | DFND | 5,120 | 0 | 0 | ||
REGENXBIO INC | COM | 75901B107 | 148 | 2,880 | SH | SOLE | 2,880 | 0 | 0 | ||
REGENXBIO INC | COM | 75901B107 | 1,756 | 34,180 | SH | DFND | 1,3 | 34,180 | 0 | 0 | |
RH | COM | 74967X103 | 4,484 | 38,785 | SH | DFND | 38,785 | 0 | 0 | ||
RH | COM | 74967X103 | 15,866 | 137,250 | SH | SOLE | 125,740 | 0 | 11,510 | ||
RH | COM | 74967X103 | 46,801 | 404,856 | SH | DFND | 1,2,3,4 | 404,856 | 0 | 0 | |
ROKU INC | COM CL A | 77543R102 | 2,986 | 32,970 | SH | DFND | 32,970 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 10,878 | 120,093 | SH | SOLE | 109,859 | 0 | 10,234 | ||
ROKU INC | COM CL A | 77543R102 | 31,217 | 344,636 | SH | DFND | 1,2,3,4 | 344,636 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 3,412 | 22,487 | SH | DFND | 22,487 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 12,347 | 81,372 | SH | SOLE | 74,434 | 0 | 6,938 | ||
SALESFORCE COM INC | COM | 79466L302 | 35,879 | 236,464 | SH | DFND | 1,2,3,4 | 236,464 | 0 | 0 | |
SANGAMO THERAPEUTICS INC | COM | 800677106 | 247 | 22,960 | SH | DFND | 22,960 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 140 | 12,960 | SH | SOLE | 12,960 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 1,653 | 153,440 | SH | DFND | 1,3 | 153,440 | 0 | 0 | |
SEA LTD | SPONSORED ADS | 81141R100 | 2,992 | 90,077 | SH | DFND | 90,077 | 0 | 0 | ||
SEA LTD | SPONSORED ADS | 81141R100 | 1,713 | 51,551 | SH | SOLE | 51,551 | 0 | 0 | ||
SEA LTD | SPONSORED ADS | 81141R100 | 21,862 | 658,087 | SH | DFND | 1,3 | 658,087 | 0 | 0 | |
SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 2,758 | 47,866 | SH | DFND | 47,866 | 0 | 0 | ||
SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 1,559 | 27,066 | SH | SOLE | 27,066 | 0 | 0 | ||
SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 18,391 | 319,241 | SH | DFND | 1,3 | 319,241 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 4,022 | 17,997 | SH | DFND | 17,997 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 14,434 | 64,594 | SH | SOLE | 59,103 | 0 | 5,491 | ||
TESLA INC | COM | 88160R101 | 41,875 | 187,395 | SH | DFND | 1,2,3,4 | 187,395 | 0 | 0 | |
TYLER TECHNOLOGIES INC | COM | 902252105 | 3,471 | 16,068 | SH | DFND | 16,068 | 0 | 0 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 12,559 | 58,140 | SH | SOLE | 53,182 | 0 | 4,958 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 36,495 | 168,941 | SH | DFND | 1,2,3,4 | 168,941 | 0 | 0 | |
ULTA BEAUTY INC | COM | 90384S303 | 2,872 | 8,280 | SH | DFND | 8,280 | 0 | 0 | ||
ULTA BEAUTY INC | COM | 90384S303 | 1,623 | 4,680 | SH | SOLE | 4,680 | 0 | 0 | ||
ULTA BEAUTY INC | COM | 90384S303 | 19,100 | 55,060 | SH | DFND | 1,3 | 55,060 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 3,398 | 19,581 | SH | DFND | 19,581 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 8,629 | 49,721 | SH | SOLE | 45,821 | 0 | 3,900 | ||
VISA INC | COM CL A | 92826C839 | 30,939 | 178,271 | SH | DFND | 1,2,3,4 | 178,271 | 0 | 0 | |
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 375 | 13,781 | SH | DFND | 13,781 | 0 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 212 | 7,786 | SH | SOLE | 7,786 | 0 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 2,508 | 92,131 | SH | DFND | 1,3 | 92,131 | 0 | 0 | |
WORLDPAY INC | CL A | 981558109 | 1,758 | 14,347 | SH | DFND | 14,347 | 0 | 0 | ||
WORLDPAY INC | CL A | 981558109 | 995 | 8,117 | SH | SOLE | 8,117 | 0 | 0 | ||
WORLDPAY INC | CL A | 981558109 | 11,724 | 95,669 | SH | DFND | 1,3 | 95,669 | 0 | 0 |