The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,464 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 68 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ACTINIUM PHARMACEUTICALS INC | COM | 00507W107 | 17 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ADMA BIOLOGICS INC | COM | 000899104 | 474 | 106,500 | SH | SOLE | 106,500 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,305 | 79,500 | SH | SOLE | 79,500 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 159 | 5,500 | SH | Put | SOLE | 5,500 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 248 | 47,100 | SH | SOLE | 47,100 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 245 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 13,423 | 80,250 | SH | SOLE | 80,250 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 731 | 600 | SH | SOLE | 600 | 0 | 0 | ||
AMYRIS INC | COM NEW | 03236M200 | 3,445 | 723,700 | SH | SOLE | 723,700 | 0 | 0 | ||
AMYRIS INC | COM NEW | 03236M200 | 476 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
ANAPLAN INC | COM | 03272L108 | 8,032 | 171,000 | SH | SOLE | 171,000 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 165 | 50,188 | SH | SOLE | 50,188 | 0 | 0 | ||
AQUAVENTURE HLDGS LTD | SHS | G0443N107 | 6,946 | 357,318 | SH | SOLE | 357,318 | 0 | 0 | ||
ATLANTICA YIELD PLC | SHS | G0751N103 | 14,611 | 606,500 | SH | SOLE | 606,500 | 0 | 0 | ||
AVALARA INC | COM | 05338G106 | 773 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
AZURE PWR GLOBAL LTD | SHS | V0393H103 | 538 | 44,802 | SH | SOLE | 44,802 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 437 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 1,265 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
BIO RAD LABS INC | CL A | 090572207 | 665 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 27,701 | 664,450 | SH | SOLE | 664,450 | 0 | 0 | ||
BLOOM ENERGY CORP | COM CL A | 093712107 | 325 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 1,099 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 81 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 77 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CELSIUS HOLDINGS INC | COM NEW | 15118V207 | 521 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 3,028 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CERUS CORP | COM | 157085101 | 412 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
CHART INDS INC | COM PAR $0.01 | 16115Q308 | 935 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
CIENA CORP | COM NEW | 171779309 | 549 | 14,000 | SH | Put | SOLE | 14,000 | 0 | 0 | |
CIRRUS LOGIC INC | COM | 172755100 | 1,340 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
CLEAN ENERGY FUELS CORP | COM | 184499101 | 361 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL A | 18539C105 | 3,713 | 214,000 | SH | SOLE | 214,000 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL C | 18539C204 | 1,824 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CLOUDERA INC | COM | 18914U100 | 4,799 | 541,000 | SH | SOLE | 541,000 | 0 | 0 | ||
COHERENT INC | COM | 192479103 | 615 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
CONSTELLIUM SE | CL A | N22035104 | 127 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CORREVIO PHARMA CORP | COM | 22026V105 | 25 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 1,296 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CRONOS GROUP INC | COM | 22717L101 | 829 | 91,677 | SH | SOLE | 91,677 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 583 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 699 | 7,000 | SH | Put | SOLE | 7,000 | 0 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 102 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 674 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 5,626 | 750,000 | SH | Call | SOLE | 750,000 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 13,427 | 103,050 | SH | SOLE | 103,050 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 352 | 2,700 | SH | Put | SOLE | 2,700 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 1,174 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 783 | 8,000 | SH | Call | SOLE | 8,000 | 0 | 0 | |
ENPHASE ENERGY INC | COM | 29355A107 | 1,112 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ENVIVA PARTNERS LP | COM UNIT | 29414J107 | 23,444 | 731,242 | SH | SOLE | 731,242 | 0 | 0 | ||
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 4,599 | 270,500 | SH | SOLE | 270,500 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 890 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 8,386 | 144,556 | SH | SOLE | 144,556 | 0 | 0 | ||
FIRST SOLAR INC | COM | 336433107 | 1,740 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
FIVE9 INC | COM | 338307101 | 403 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 11,381 | 222,500 | SH | SOLE | 222,500 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 33,784 | 2,227,000 | SH | SOLE | 2,227,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 13 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 11,175 | 1,250,000 | SH | Call | SOLE | 1,250,000 | 0 | 0 | |
GLOBAL WTR RES INC | COM | 379463102 | 1,385 | 117,000 | SH | SOLE | 117,000 | 0 | 0 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 325 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GREENLANE HLDGS INC | CL A | 395330103 | 119 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 5,106 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
HARROW HEALTH INC | COM | 415858109 | 141 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 118 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 723 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
HEXO CORP | COM | 428304109 | 238 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
I D SYSTEMS INC | COM | 449489103 | 2,798 | 511,523 | SH | SOLE | 511,523 | 0 | 0 | ||
INPHI CORP | COM | 45772F107 | 427 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ITERIS INC | COM | 46564T107 | 3,246 | 565,000 | SH | SOLE | 565,000 | 0 | 0 | ||
ITRON INC | COM | 465741106 | 3,402 | 46,000 | SH | SOLE | 46,000 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM | 48213W101 | 20,678 | 8,725,000 | SH | SOLE | 8,725,000 | 0 | 0 | ||
JUST ENERGY GROUP INC | COM | 48213W101 | 7,165 | 3,023,300 | SH | Call | SOLE | 3,023,300 | 0 | 0 | |
KNOWLES CORP | COM | 49926D109 | 4,225 | 207,700 | SH | Call | SOLE | 207,700 | 0 | 0 | |
KNOWLES CORP | COM | 49926D109 | 1,699 | 83,500 | SH | SOLE | 83,500 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 447 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
LIVEPERSON INC | COM | 538146101 | 1,714 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 1,178 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
MAMMOTH ENERGY SVCS INC | COM | 56155L108 | 248 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 14,733 | 11,781,942 | SH | SOLE | 11,781,942 | 0 | 0 | ||
MEDIFAST INC | COM | 58470H101 | 9,840 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 869 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 547 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 15,919 | 114,500 | SH | SOLE | 114,500 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 278 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
MKS INSTRUMENT INC | COM | 55306N104 | 554 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
NEPTUNE WELLNESS SOLUTIONS I | COM | 64079L105 | 89 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 676 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
NEW RELIC INC | COM | 64829B100 | 553 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
NRG ENERGY INC | COM NEW | 629377508 | 4,950 | 125,000 | SH | Put | SOLE | 125,000 | 0 | 0 | |
NUVECTRA CORP | COM | 67075N108 | 34 | 25,095 | SH | SOLE | 25,095 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 3,840 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 1,529 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
PAYLOCITY HLDG CORP | COM | 70438V106 | 1,317 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
POLARITYTE INC | COM | 731094108 | 2,714 | 840,250 | SH | SOLE | 840,250 | 0 | 0 | ||
POLARITYTE INC | COM | 731094108 | 81 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
PRA HEALTH SCIENCES INC | COM | 69354M108 | 595 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
PROOFPOINT INC | COM | 743424103 | 1,549 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
QUEST DIAGNOSTICS INC | COM | 74834L100 | 1,070 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 389 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
REVOLVE GROUP INC | CL A | 76156B107 | 304 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
RUMBLEON INC | CL B | 781386206 | 1,250 | 432,407 | SH | SOLE | 432,407 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 742 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SEELOS THERAPEUTICS INC | COM | 81577F109 | 46 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 584 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 194 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 1,424 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
SMARTSHEET INC | COM CL A | 83200N103 | 5,944 | 165,100 | SH | SOLE | 165,100 | 0 | 0 | ||
SONY CORP | SPONSORED ADR | 835699307 | 355 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
SPARK ENERGY INC | CL A COM | 846511103 | 106 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,187 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 7,734 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
STMICROELECTRONICS N V | NY REGISTRY | 861012102 | 580 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SUNNOVA ENERGY INTL INC | COM | 86745K104 | 1,946 | 181,000 | SH | SOLE | 181,000 | 0 | 0 | ||
SUNOPTA INC | COM | 8676EP108 | 15,612 | 8,673,485 | SH | SOLE | 8,673,485 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 21,299 | 1,275,000 | SH | SOLE | 1,275,000 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 354 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
TPI COMPOSITES INC | COM | 87266J104 | 2,344 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 2,493 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
UPLAND SOFTWARE INC | COM | 91544A109 | 14,641 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 571 | 504,306 | SH | SOLE | 504,306 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 847 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
VISTRA ENERGY CORP | COM | 92840M102 | 401 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 3,189 | 21,250 | SH | SOLE | 21,250 | 0 | 0 | ||
WESTPORT FUEL SYSTEMS INC | COM NEW | 960908309 | 1,530 | 562,500 | SH | SOLE | 562,500 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 480 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 959 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
ZENDESK INC | COM | 98936J101 | 11,295 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 1,098 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
ZSCALER INC | COM | 98980G102 | 2,127 | 45,000 | SH | Put | SOLE | 45,000 | 0 | 0 | |
ZUORA INC | COM CL A | 98983V106 | 301 | 20,000 | SH | SOLE | 20,000 | 0 | 0 |