The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 267 | 1,385 | SH | DFND | 1 | 0 | 1,385 | 0 | |
ABBOTT LABS | COM | 002824100 | 365 | 3,049 | SH | DFND | 1 | 0 | 3,049 | 0 | |
ABBVIE INC | COM | 00287Y109 | 214 | 1,975 | SH | DFND | 1 | 0 | 1,975 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 851 | 3,079 | SH | DFND | 1 | 0 | 3,079 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 230 | 2,471 | SH | DFND | 1 | 0 | 2,471 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 1,042 | 2,191 | SH | DFND | 1 | 0 | 2,191 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 2,195 | 1,064 | SH | DFND | 1 | 0 | 1,064 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 21,307 | 10,300 | SH | SOLE | 10,300 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,457 | 471 | SH | DFND | 1 | 0 | 471 | 0 | |
AMERISOURCEBERGEN CORP | COM | 03073E105 | 2,952 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,729 | 14,155 | SH | DFND | 1 | 0 | 14,155 | 0 | |
ATHENE HOLDING LTD | CL A | G0684D107 | 16,783 | 333,000 | SH | SOLE | 333,000 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 208 | 751 | SH | DFND | 1 | 0 | 751 | 0 | |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 283 | 1,503 | SH | DFND | 1 | 0 | 1,503 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,228 | 4,805 | SH | DFND | 1 | 0 | 4,805 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 346 | 8,945 | SH | DFND | 1 | 0 | 8,945 | 0 | |
BOEING CO | COM | 097023105 | 338 | 1,326 | SH | DFND | 1 | 0 | 1,326 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 142 | 2,243 | SH | DFND | 1 | 0 | 2,243 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 4,103 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 232 | 501 | SH | DFND | 1 | 0 | 501 | 0 | |
CATERPILLAR INC | COM | 149123101 | 315 | 1,357 | SH | DFND | 1 | 0 | 1,357 | 0 | |
CISCO SYS INC | COM | 17275R102 | 333 | 6,447 | SH | DFND | 1 | 0 | 6,447 | 0 | |
COCA COLA CO | COM | 191216100 | 497 | 9,425 | SH | DFND | 1 | 0 | 9,425 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 312 | 5,760 | SH | DFND | 1 | 0 | 5,760 | 0 | |
COMSOVEREIGN HLDG CORP | *W EXP 12/18/202 | 205650112 | 271 | 216,501 | SH | SOLE | 216,501 | 0 | 0 | ||
COMSOVEREIGN HLDG CORP | COM NEW | 205650203 | 1,095 | 410,000 | SH | SOLE | 410,000 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 203 | 575 | SH | DFND | 1 | 0 | 575 | 0 | |
CREDIT SUISSE GROUP | PUT | 225401958 | 265 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 265 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CVS HEALTH CORP | CALL | 126650900 | 3,408 | 45,300 | SH | Call | SOLE | 45,300 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 9,855 | 131,000 | SH | SOLE | 131,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 163 | 2,163 | SH | DFND | 1 | 0 | 2,163 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 229 | 1,018 | SH | DFND | 1 | 0 | 1,018 | 0 | |
DAVITA INC | COM | 23918K108 | 1,778 | 16,500 | SH | SOLE | 16,500 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 211 | 565 | SH | DFND | 1 | 0 | 565 | 0 | |
DISNEY WALT CO | COM | 254687106 | 461 | 2,498 | SH | DFND | 1 | 0 | 2,498 | 0 | |
EHEALTH INC | COM | 28238P109 | 2,182 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 1,782 | 6,050 | SH | DFND | 1 | 0 | 6,050 | 0 | |
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 393 | 2,796 | SH | DFND | 1 | 0 | 2,796 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 267 | 20,320 | SH | DFND | 1 | 0 | 20,320 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 2,853 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 403 | 1,321 | SH | DFND | 1 | 0 | 1,321 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 376 | 1,731 | SH | DFND | 1 | 0 | 1,731 | 0 | |
INTEL CORP | COM | 458140100 | 418 | 6,527 | SH | DFND | 1 | 0 | 6,527 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 601 | 4,508 | SH | DFND | 1 | 0 | 4,508 | 0 | |
INTUIT | COM | 461202103 | 450 | 1,174 | SH | DFND | 1 | 0 | 1,174 | 0 | |
INVESCO QQQ TR | PUT | 46090E953 | 15,957 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ISHARES SILVER TR | CALL | 46428Q909 | 2,270 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
ISHARES SILVER TR | ISHARES | 46428Q109 | 341 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 460 | 2,799 | SH | DFND | 1 | 0 | 2,799 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 561 | 3,683 | SH | DFND | 1 | 0 | 3,683 | 0 | |
LINDE PLC | SHS | G5494J103 | 354 | 1,263 | SH | DFND | 1 | 0 | 1,263 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 235 | 635 | SH | DFND | 1 | 0 | 635 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,212 | 3,403 | SH | DFND | 1 | 0 | 3,403 | 0 | |
MCDONALDS CORP | COM | 580135101 | 207 | 922 | SH | DFND | 1 | 0 | 922 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 259 | 2,193 | SH | DFND | 1 | 0 | 2,193 | 0 | |
MICROSOFT CORP | COM | 594918104 | 2,173 | 9,218 | SH | DFND | 1 | 0 | 9,218 | 0 | |
MORGAN STANLEY | CALL | 617446908 | 14,755 | 190,000 | SH | Call | SOLE | 190,000 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 110 | 1,416 | SH | DFND | 1 | 0 | 1,416 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 14,922 | 192,146 | SH | SOLE | 192,146 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 1,044 | 2,002 | SH | DFND | 1 | 0 | 2,002 | 0 | |
NIKE INC | CL B | 654106103 | 210 | 1,584 | SH | DFND | 1 | 0 | 1,584 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 534 | 1,000 | SH | DFND | 1 | 0 | 1,000 | 0 | |
ORACLE CORP | COM | 68389X105 | 671 | 9,561 | SH | DFND | 1 | 0 | 9,561 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 1,158 | 4,769 | SH | DFND | 1 | 0 | 4,769 | 0 | |
PEPSICO INC | COM | 713448108 | 465 | 3,285 | SH | DFND | 1 | 0 | 3,285 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 801 | 5,911 | SH | DFND | 1 | 0 | 5,911 | 0 | |
QUALCOMM INC | COM | 747525103 | 258 | 1,948 | SH | DFND | 1 | 0 | 1,948 | 0 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 291 | 3,765 | SH | DFND | 1 | 0 | 3,765 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 914 | 4,314 | SH | DFND | 1 | 0 | 4,314 | 0 | |
SERVICENOW INC | COM | 81762P102 | 440 | 879 | SH | DFND | 1 | 0 | 879 | 0 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 376 | 1,530 | SH | DFND | 1 | 0 | 1,530 | 0 | |
TESLA INC | COM | 88160R101 | 678 | 1,015 | SH | DFND | 1 | 0 | 1,015 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 262 | 1,388 | SH | DFND | 1 | 0 | 1,388 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 310 | 680 | SH | DFND | 1 | 0 | 680 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 328 | 6,024 | SH | DFND | 1 | 0 | 6,024 | 0 | |
UNION PAC CORP | COM | 907818108 | 372 | 1,690 | SH | DFND | 1 | 0 | 1,690 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 303 | 1,784 | SH | DFND | 1 | 0 | 1,784 | 0 | |
UNITED STATES STL CORP NEW | CALL | 912909908 | 654 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 539 | 1,449 | SH | DFND | 1 | 0 | 1,449 | 0 | |
VANECK VECTORS ETF TR | CALL | 92189F906 | 2,438 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
VIACOMCBS INC | CL B | 92556H206 | 271 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,283 | 6,059 | SH | DFND | 1 | 0 | 6,059 | 0 | |
VYNE THERAPEUTICS INC | COM | 92941V209 | 7,106 | 1,038,145 | SH | SOLE | 1,038,145 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 230 | 716 | SH | DFND | 1 | 0 | 716 | 0 |