Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 25, 2023
Q4 2022
|
Greylin Investment Mangement Inc
|
BUY
|
- |
1.05KNew |
$180K - $255K
|
1.05K
$405K
|
|
|
Jan 25, 2023
Q4 2022
|
Pettee Investors, Inc.
|
BUY
|
- |
908New |
$155K - $221K
|
908
$351K
|
|
|
Jan 25, 2023
Q4 2022
|
Westhampton Capital, LLC
|
SELL
|
- |
-15- 0.33% |
$2.57K - $3.65K
|
4.51K
$1.74M
|
|
|
Jan 25, 2023
Q4 2022
|
Boenning & Scattergood, Inc.
|
BUY
|
- |
243+ 3.18% |
$41.6K - $59.1K
|
7.88K
$3.04M
|
|
|
Jan 23, 2023
Q4 2022
|
Cpr Investments Inc.
Rochester, MI |
BUY
|
- |
1.89KNew |
$323K - $459K
|
1.89K
$729K
|
|
|
Jan 23, 2023
Q4 2022
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-1.16K- 5.79% |
$199K - $282K
|
18.9K
$7.28M
|
|
|
Jan 23, 2023
Q4 2022
|
Mitsubishi Ufj Morgan Stanley Securities Co., Ltd.
|
BUY
|
- |
40+ 133.33% |
$6.85K - $9.73K
|
70
$27K
|
|
|
Jan 20, 2023
Q4 2022
|
Affiance Financial, LLC
|
BUY
|
- |
41New |
$7.02K - $9.97K
|
41
$15.8K
|
|
|
Jan 20, 2023
Q4 2022
|
Lehman & Derafelo Financial Resources LLC
|
BUY
|
- |
172+ 8.49% |
$29.5K - $41.8K
|
2.2K
$848K
|
|
|
Jan 20, 2023
Q4 2022
|
Mcrae Capital Management Inc
|
SELL
|
- |
-149- 0.36% |
$25.5K - $36.2K
|
41.1K
$15.9M
|
|
|
Jan 20, 2023
Q4 2022
|
Clear Harbor Asset Management, LLC
|
BUY
|
PUT |
1KNew |
$171K - $243K
|
1K
$386K
|
|
|
Jan 20, 2023
Q4 2022
|
Annapolis Financial Services, LLC
|
SELL
|
- |
-20- 21.28% |
$3.42K - $4.86K
|
74
$28.6K
|
|
|
Jan 20, 2023
Q4 2022
|
Quattro Financial Advisors LLC
|
SELL
|
- |
-1K- 50.0% |
$171K - $243K
|
1K
$386K
|
|
|
Jan 19, 2023
Q4 2022
|
Pendal Group LTD
|
BUY
|
- |
13.4KNew |
$2.29M - $3.25M
|
13.4K
$5.16M
|
|
|
Jan 19, 2023
Q4 2022
|
S.C. Financial Services, Inc.
|
BUY
|
- |
1.1KNew |
$189K - $268K
|
1.1K
$425K
|
|
|
Jan 18, 2023
Q4 2022
|
Spring Capital Management, LLC
|
BUY
|
- |
1.12KNew |
$192K - $272K
|
1.12K
$432K
|
|
|
Jan 17, 2023
Q4 2022
|
Sterling Manor Financial, LLC
|
BUY
|
- |
1.03KNew |
$177K - $251K
|
1.03K
$399K
|
|
|
Jan 17, 2023
Q4 2022
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
1KNew |
$172K - $244K
|
1K
$387K
|
|
|
Jan 13, 2023
Q4 2022
|
Kempner Capital Management Inc.
|
SELL
|
- |
-7.95K- 50.34% |
$1.36M - $1.93M
|
7.84K
$3.03M
|
|
|
Jan 13, 2023
Q4 2022
|
Piershale Financial Group, Inc.
|
BUY
|
- |
25New |
$4.28K - $6.08K
|
25
$9.65K
|
|
|
Jan 13, 2023
Q4 2022
|
Gofen & Glossberg LLC
|
BUY
|
- |
1.71K+ 2.86% |
$293K - $416K
|
61.6K
$23.8M
|
|
|
Jan 12, 2023
Q4 2022
|
Center Star Asset Management, LLC
|
BUY
|
PUT |
7.4KNew |
$1.27M - $1.8M
|
7.4K
$2.86M
|
|
|
Jan 12, 2023
Q4 2022
|
Riverwater Partners LLC
|
SELL
|
- |
-7- 0.32% |
$1.2K - $1.7K
|
2.21K
$852K
|
|
|
Jan 12, 2023
Q4 2022
|
Titleist Asset Management, Ltd.
San Antonio, TX |
SELL
|
- |
-81- 1.31% |
$13.9K - $19.7K
|
6.1K
$2.36M
|
|
|
Jan 12, 2023
Q4 2022
|
Bennicas & Associates, Inc.
|
BUY
|
- |
1.05KNew |
$180K - $255K
|
1.05K
$405K
|
|
|
Jan 11, 2023
Q4 2022
|
My Personal Cfo, LLC
|
BUY
|
- |
465New |
$79.6K - $113K
|
465
$179K
|
|
|
Jan 10, 2023
Q4 2022
|
Fny Investment Advisers, LLC
|
BUY
|
PUT |
5New |
$856 - $1.22K
|
5
$1.93K
|
|
|
Jan 10, 2023
Q4 2022
|
Madden Securities Corp
|
BUY
|
- |
390New |
$66.8K - $94.8K
|
390
$151K
|
|
| Q3 2022 | |||||||
|
May 28, 2024
Q3 2022
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-13Closed |
$2.11K - $2.58K
|
0
$0
|
|
|
Sep 21, 2023
Q3 2022
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-4.97K- 90.44% |
$808K - $986K
|
526
$203K
|
|
|
Sep 21, 2023
Q3 2022
|
Jefferies Group LLC
New York, NY |
BUY
|
PUT |
32K+ 400.0% |
$5.2M - $6.34M
|
40K
$15.4M
|
|
|
Dec 01, 2022
Q3 2022
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-1.33K- 3.15% |
$216K - $264K
|
40.9K
$15.8M
|
|
|
Nov 22, 2022
Q3 2022
|
Continental Investors Services, Inc.
Longview, WA |
BUY
|
- |
1.86KNew |
$301K - $368K
|
1.86K
$716K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
8.89K+ 211.27% |
$1.44M - $1.76M
|
13.1K
$5.05M
|
|
|
Nov 18, 2022
Q3 2022
|
Seven One Seven Capital Management
Lancaster, PA |
SELL
|
- |
-128- 6.34% |
$20.8K - $25.4K
|
1.89K
$730K
|
|
|
Nov 15, 2022
Q3 2022
|
Doyle Wealth Management
St. Petersburg, FL |
BUY
|
- |
80+ 5.05% |
$13K - $15.9K
|
1.67K
$643K
|
|
|
Nov 15, 2022
Q3 2022
|
Oxler Private Wealth LLC
New York, NY |
BUY
|
- |
3+ 0.59% |
$487 - $595
|
509
$196K
|
|
|
Nov 14, 2022
Q3 2022
|
Cpwm, LLC
Seattle, WA |
BUY
|
- |
195+ 3.6% |
$31.7K - $38.7K
|
5.61K
$2.16M
|
|
|
Nov 14, 2022
Q3 2022
|
Beaumont Financial Partners, LLC
|
BUY
|
- |
53+ 4.21% |
$8.61K - $10.5K
|
1.31K
$506K
|
|
|
Nov 14, 2022
Q3 2022
|
Cipher Capital LP
New York, NY |
BUY
|
- |
38.3KNew |
$6.22M - $7.59M
|
38.3K
$14.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Mint Tower Capital Management B.V.
|
SELL
|
PUT |
-16.2K- 61.83% |
$2.63M - $3.21M
|
10K
$3.86M
|
|
|
Nov 14, 2022
Q3 2022
|
Surevest, LLC
Los Angeles, CA |
SELL
|
- |
-74- 27.01% |
$12K - $14.7K
|
200
$77.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
72+ 2.64% |
$11.7K - $14.3K
|
2.8K
$1.08M
|
|
|
Nov 14, 2022
Q3 2022
|
Maryland Capital Management
Towson, MD |
SELL
|
- |
-1.07K- 33.56% |
$173K - $211K
|
2.11K
$814K
|
|
|
Nov 14, 2022
Q3 2022
|
Bluestein R H & CO LLC
Birmingham, MI |
SELL
|
- |
-5.58K- 2.52% |
$906K - $1.11M
|
216K
$83.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Regentatlantic Capital LLC
Morristown, NJ |
SELL
|
- |
-191- 0.66% |
$31K - $37.9K
|
28.8K
$11.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Cary Street Partners Asset Management LLC
Richmond, VA |
BUY
|
- |
77New |
$12.5K - $15.3K
|
77
$29.7K
|
|
|
Nov 14, 2022
Q3 2022
|
55 I, LLC
Boston, MA |
BUY
|
- |
2.44K+ 110.17% |
$396K - $483K
|
4.65K
$1.79M
|
|
|
Nov 14, 2022
Q3 2022
|
Select Asset Management & Trust
Mechanicsburg, PA |
SELL
|
- |
-1.2K- 26.83% |
$195K - $238K
|
3.27K
$1.26M
|
|
|
Nov 14, 2022
Q3 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-120K- 11.13% |
$19.6M - $23.9M
|
961K
$371M
|
|