Latest Institutional Transactions on Caterpillar Inc (CAT)
This table provides information on the latest institutional transactions involving Caterpillar Inc (CAT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
136New |
$25.8K - $30.1K
|
136
$52.5K
|
|
|
Nov 10, 2021
Q3 2021
|
Waddell & Associates, LLC
|
SELL
|
- |
-1.71KClosed |
$324K - $378K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Bp PLC
|
SELL
|
- |
-12.2KClosed |
$2.32M - $2.71M
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Ally Financial Inc.
Detroit, MI |
BUY
|
- |
13KNew |
$2.47M - $2.88M
|
13K
$5.02M
|
|
|
Nov 08, 2021
Q3 2021
|
Perennial Advisors, LLC
New York, NY |
SELL
|
- |
-62Closed |
$11.8K - $13.7K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Sitrin Capital Management LLC
|
SELL
|
- |
-25.7KClosed |
$4.87M - $5.69M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Corbett Road Capital Management, LLC
Mclean, VA |
SELL
|
- |
-1.66KClosed |
$316K - $369K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Independent Wealth Network Inc.
|
BUY
|
CALL |
100New |
$19K - $22.2K
|
100
$38.6K
|
|
|
Nov 04, 2021
Q3 2021
|
Prw Wealth Management LLC
|
SELL
|
- |
-1.46KClosed |
$276K - $323K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
New World Advisors LLC
Hingham, MA |
SELL
|
- |
-5.96KClosed |
$1.13M - $1.32M
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Sage Private Wealth Group, LLC
|
BUY
|
- |
400New |
$75.9K - $88.7K
|
400
$154K
|
|
|
Nov 01, 2021
Q3 2021
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-11KClosed |
$2.09M - $2.44M
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Spotlight Asset Group, Inc.
Oakbrook Terrace, IL |
SELL
|
- |
-1.35KClosed |
$255K - $298K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Adams Diversified Equity Fund, Inc.
|
SELL
|
- |
-11.7K- 9.23% |
$2.22M - $2.59M
|
115K
$44.4M
|
|
|
Oct 25, 2021
Q3 2021
|
Exos Asset Management LLC
New York, NY |
SELL
|
- |
-130Closed |
$24.7K - $28.8K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Baldrige Asset Management LLC
|
SELL
|
- |
-12- 4.58% |
$2.28K - $2.66K
|
250
$96.5K
|
|
|
Oct 22, 2021
Q3 2021
|
Cadence Bank Na
|
SELL
|
- |
-1.28KClosed |
$244K - $285K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
6.55KNew |
$1.24M - $1.45M
|
6.55K
$2.53M
|
|
|
Oct 22, 2021
Q3 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-2.8KClosed |
$531K - $620K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
V Wealth Advisors LLC
|
SELL
|
PUT |
-1.5K- 68.18% |
$285K - $332K
|
700
$270K
|
|
|
Oct 20, 2021
Q3 2021
|
Clear Street Markets LLC
|
BUY
|
PUT |
280+ 1400.0% |
$53.2K - $62.1K
|
300
$116K
|
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-974Closed |
$185K - $216K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Paradigm, Strategies In Wealth Management, LLC
|
SELL
|
- |
-375Closed |
$71.2K - $83.1K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-1.23KClosed |
$233K - $272K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Campbell Capital Management Inc
|
SELL
|
- |
-4.08KClosed |
$775K - $904K
|
0
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Canton Hathaway, LLC
|
BUY
|
- |
82+ 60.74% |
$15.6K - $18.2K
|
217
$83.8K
|
|
|
Oct 14, 2021
Q3 2021
|
Schwab Charitable Fund
|
SELL
|
- |
-27.3KClosed |
$5.18M - $6.04M
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Adams Asset Advisors, LLC
|
SELL
|
- |
-44.4KClosed |
$8.43M - $9.85M
|
0
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Corbenic Partners LLC
|
SELL
|
- |
-55- 96.49% |
$10.4K - $12.2K
|
2
$772
|
|
|
Oct 12, 2021
Q3 2021
|
Arden Trust CO
|
SELL
|
- |
-1.29KClosed |
$245K - $287K
|
0
$0
|
|
|
Oct 08, 2021
Q3 2021
|
Freedman Financial Associates, Inc.
Peabody, MA |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-237Closed |
$45K - $52.5K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Nov 09, 2023
Q2 2021
|
Brewin Dolphin LTD
London, X0 |
SELL
|
- |
-1.3K- 4.76% |
$270K - $317K
|
25.9K
$10M
|
|
|
Nov 09, 2023
Q2 2021
|
Brewin Dolphin Wealth Management LTD
Conskleagh, Dublin, L2 |
BUY
|
- |
80+ 5.71% |
$16.7K - $19.6K
|
1.48K
$571K
|
|
|
Jul 28, 2022
Q2 2021
|
Sanford Advisory Services, LLC
|
BUY
|
- |
42+ 2.75% |
$8.77K - $10.3K
|
1.57K
$606K
|
|
|
Nov 16, 2021
Q2 2021
|
Willow Creek Wealth Management Inc.
Sebastopol, CA |
BUY
|
- |
3.14KNew |
$656K - $769K
|
3.14K
$1.21M
|
|
|
Aug 17, 2021
Q2 2021
|
Logan Capital Management Inc
Newtown Square, PA |
BUY
|
PUT |
10.6KNew |
$2.21M - $2.59M
|
10.6K
$4.09M
|
|
|
Aug 16, 2021
Q2 2021
|
Capital Advantage, Inc.
|
SELL
|
- |
-1.56KClosed |
$326K - $383K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Capital Bank & Trust CO
Irvine, CA |
SELL
|
- |
-3.09KClosed |
$644K - $755K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
ETF Managers Group, LLC
Summit, NJ |
SELL
|
- |
-4.25KClosed |
$888K - $1.04M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Voya Financial Advisors, Inc.
Windsor, CT |
SELL
|
- |
-12.5KClosed |
$2.61M - $3.06M
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Capital Management LLC
Richmond, VA |
SELL
|
- |
-278Closed |
$58.1K - $68.1K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
7.32KNew |
$1.53M - $1.79M
|
7.32K
$2.82M
|
|
|
Aug 16, 2021
Q2 2021
|
North Fourth Asset Management, LP
New York, NY |
SELL
|
- |
-37.8KClosed |
$7.89M - $9.25M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Thames Capital Management LLC
New York, NY |
SELL
|
- |
-46.4KClosed |
$9.69M - $11.4M
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Wills Financial Group, Inc.
|
SELL
|
- |
-901Closed |
$188K - $221K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Alpha Wave Global, LP
New York, NY |
SELL
|
- |
-114KClosed |
$23.8M - $27.9M
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-864Closed |
$180K - $211K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Mc Ginn Investment Management, Inc.
|
SELL
|
- |
-900Closed |
$188K - $220K
|
0
$0
|
|
|
Aug 12, 2021
Q2 2021
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-654Closed |
$137K - $160K
|
0
$0
|
|