The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Activision Blizzard Inc | COM | 00507V109 | 235 | 2,525 | SH | SOLE | NONE | 2,525 | 0 | 0 | |
ADC Therapeutics SA | SHS | H0036K147 | 41,012 | 1,680,149 | SH | SOLE | NONE | 1,680,149 | 0 | 0 | |
Adobe Inc | COM | 00724F101 | 502 | 1,055 | SH | SOLE | NONE | 1,055 | 0 | 0 | |
AES Corporation | COM | 00130H105 | 337 | 12,573 | SH | SOLE | NONE | 12,573 | 0 | 0 | |
Akamai Technologies Inc | COM | 00971T101 | 247 | 2,423 | SH | SOLE | NONE | 2,423 | 0 | 0 | |
Altria Group Inc | COM | 02209S103 | 288 | 5,627 | SH | SOLE | NONE | 5,627 | 0 | 0 | |
American Water Works Company I | COM | 030420103 | 257 | 1,713 | SH | SOLE | NONE | 1,713 | 0 | 0 | |
ANSYS Inc | COM | 03662Q105 | 500 | 1,473 | SH | SOLE | NONE | 1,473 | 0 | 0 | |
Anthem Inc | COM | 036752103 | 202 | 564 | SH | SOLE | NONE | 564 | 0 | 0 | |
Apple Inc | COM | 037833100 | 363 | 2,969 | SH | SOLE | NONE | 2,969 | 0 | 0 | |
Aptiv PLC | SHS | G6095L109 | 244 | 1,767 | SH | SOLE | NONE | 1,767 | 0 | 0 | |
Archer-Daniels-Midland Company | COM | 039483102 | 347 | 6,091 | SH | SOLE | NONE | 6,091 | 0 | 0 | |
Atmos Energy Corporation | COM | 049560105 | 255 | 2,584 | SH | SOLE | NONE | 2,584 | 0 | 0 | |
Autodesk Inc | COM | 052769106 | 483 | 1,744 | SH | SOLE | NONE | 1,744 | 0 | 0 | |
Berkshire Hathaway Inc Class B | CL B NEW | 084670702 | 346 | 1,356 | SH | SOLE | NONE | 1,356 | 0 | 0 | |
BorgWarner Inc | COM | 099724106 | 245 | 5,293 | SH | SOLE | NONE | 5,293 | 0 | 0 | |
Cadence Design Systems Inc | COM | 127387108 | 259 | 1,893 | SH | SOLE | NONE | 1,893 | 0 | 0 | |
Capital One Financial Corporat | COM | 14040H105 | 225 | 1,767 | SH | SOLE | NONE | 1,767 | 0 | 0 | |
Charter Communications Inc Cla | CL A | 16119P108 | 232 | 376 | SH | SOLE | NONE | 376 | 0 | 0 | |
Chevron Corporation | COM | 166764100 | 509 | 4,859 | SH | SOLE | NONE | 4,859 | 0 | 0 | |
Chipotle Mexican Grill Inc | COM | 169656105 | 345 | 243 | SH | SOLE | NONE | 243 | 0 | 0 | |
Church & Dwight Co. Inc | COM | 171340102 | 373 | 4,273 | SH | SOLE | NONE | 4,273 | 0 | 0 | |
Clorox Company | COM | 189054109 | 361 | 1,874 | SH | SOLE | NONE | 1,874 | 0 | 0 | |
Coca-Cola Company | COM | 191216100 | 278 | 5,279 | SH | SOLE | NONE | 5,279 | 0 | 0 | |
Colgate-Palmolive Company | COM | 194162103 | 371 | 4,704 | SH | SOLE | NONE | 4,704 | 0 | 0 | |
Comcast Corporation Class A | CL A | 20030N101 | 224 | 4,145 | SH | SOLE | NONE | 4,145 | 0 | 0 | |
Consolidated Communications Hl | COM | 209034107 | 87 | 12,121 | SH | SOLE | NONE | 12,121 | 0 | 0 | |
Costco Wholesale Corporation | COM | 22160K105 | 566 | 1,606 | SH | SOLE | NONE | 1,606 | 0 | 0 | |
CVS Health Corporation | COM | 126650100 | 489 | 6,500 | SH | SOLE | NONE | 6,500 | 0 | 0 | |
Darden Restaurants Inc | COM | 237194105 | 353 | 2,484 | SH | SOLE | NONE | 2,484 | 0 | 0 | |
Digital Realty Trust Inc | COM | 253868103 | 248 | 1,760 | SH | SOLE | NONE | 1,760 | 0 | 0 | |
Discover Financial Services | COM | 254709108 | 218 | 2,291 | SH | SOLE | NONE | 2,291 | 0 | 0 | |
Diversified Healthcare Trust | COM SH BEN INT | 25525P107 | 77 | 16,045 | SH | SOLE | NONE | 16,045 | 0 | 0 | |
Domino's Pizza Inc | COM | 25754A201 | 363 | 986 | SH | SOLE | NONE | 986 | 0 | 0 | |
Electronic Arts Inc | COM | 285512109 | 244 | 1,801 | SH | SOLE | NONE | 1,801 | 0 | 0 | |
Equinix Inc | COM | 29444U700 | 245 | 360 | SH | SOLE | NONE | 360 | 0 | 0 | |
Estee Lauder Companies Inc Cla | CL A | 518439104 | 355 | 1,222 | SH | SOLE | NONE | 1,222 | 0 | 0 | |
Exelon Corporation | COM | 30161N101 | 367 | 8,400 | SH | SOLE | NONE | 8,400 | 0 | 0 | |
Exxon Mobil Corporation | COM | 30231G102 | 488 | 8,741 | SH | SOLE | NONE | 8,741 | 0 | 0 | |
Facebook Inc Class A | CL A | 30303M102 | 347 | 1,179 | SH | SOLE | NONE | 1,179 | 0 | 0 | |
Fibrogen, Inc | COM | 31572Q808 | 21,024 | 605,713 | SH | SOLE | NONE | 605,713 | 0 | 0 | |
FLIR Systems Inc | COM | 302445101 | 274 | 4,844 | SH | SOLE | NONE | 4,844 | 0 | 0 | |
Ford Motor Company | COM | 345370860 | 163 | 13,286 | SH | SOLE | NONE | 13,286 | 0 | 0 | |
Freeport-McMoRan Inc | CL B | 35671D857 | 208 | 6,309 | SH | SOLE | NONE | 6,309 | 0 | 0 | |
Garmin Ltd. | SHS | H2906T109 | 366 | 2,779 | SH | SOLE | NONE | 2,779 | 0 | 0 | |
Hartford Financial Services Gr | COM | 416515104 | 215 | 3,223 | SH | SOLE | NONE | 3,223 | 0 | 0 | |
Hewlett Packard Enterprise Co. | COM | 42824C109 | 176 | 11,200 | SH | SOLE | NONE | 11,200 | 0 | 0 | |
HollyFrontier Corporation | COM | 436106108 | 234 | 6,549 | SH | SOLE | NONE | 6,549 | 0 | 0 | |
Hormel Foods Corporation | COM | 440452100 | 350 | 7,328 | SH | SOLE | NONE | 7,328 | 0 | 0 | |
HP Inc | COM | 40434L105 | 372 | 11,717 | SH | SOLE | NONE | 11,717 | 0 | 0 | |
Intra-Cellular Therapies, Inc. | COM | 46116X101 | 7,690 | 226,670 | SH | SOLE | NONE | 226,670 | 0 | 0 | |
Jacobs Engineering Group Inc | COM | 469814107 | 272 | 2,102 | SH | SOLE | NONE | 2,102 | 0 | 0 | |
Kimberly-Clark Corporation | COM | 494368103 | 369 | 2,656 | SH | SOLE | NONE | 2,656 | 0 | 0 | |
Kinder Morgan Inc Class P | COM | 49456B101 | 240 | 14,419 | SH | SOLE | NONE | 14,419 | 0 | 0 | |
Kroger Co. | COM | 501044101 | 538 | 14,937 | SH | SOLE | NONE | 14,937 | 0 | 0 | |
L3Harris Technologies Inc | COM | 502431109 | 283 | 1,396 | SH | SOLE | NONE | 1,396 | 0 | 0 | |
Lennar Corporation Class A | CL A | 526057104 | 204 | 2,012 | SH | SOLE | NONE | 2,012 | 0 | 0 | |
Loews Corporation | COM | 540424108 | 351 | 6,854 | SH | SOLE | NONE | 6,854 | 0 | 0 | |
Lumen Technologies Inc | COM | 550241103 | 225 | 16,872 | SH | SOLE | NONE | 16,872 | 0 | 0 | |
Marathon Petroleum Corporation | COM | 56585A102 | 249 | 4,647 | SH | SOLE | NONE | 4,647 | 0 | 0 | |
McDonald's Corporation | COM | 580135101 | 376 | 1,676 | SH | SOLE | NONE | 1,676 | 0 | 0 | |
Microsoft Corporation | COM | 594918104 | 468 | 1,987 | SH | SOLE | NONE | 1,987 | 0 | 0 | |
Monster Beverage Corporation | COM | 61174X109 | 272 | 2,986 | SH | SOLE | NONE | 2,986 | 0 | 0 | |
Motorola Solutions Inc | COM NEW | 620076307 | 378 | 2,008 | SH | SOLE | NONE | 2,008 | 0 | 0 | |
Newmont Goldcorp Corporation | COM | 651639106 | 241 | 3,996 | SH | SOLE | NONE | 3,996 | 0 | 0 | |
NiSource Inc | COM | 65473P105 | 252 | 10,453 | SH | SOLE | NONE | 10,453 | 0 | 0 | |
NOV Inc | COM | 62955J103 | 148 | 10,755 | SH | SOLE | NONE | 10,755 | 0 | 0 | |
NRG Energy Inc | COM NEW | 629377508 | 326 | 8,638 | SH | SOLE | NONE | 8,638 | 0 | 0 | |
Nucor Corporation | COM | 670346105 | 273 | 3,401 | SH | SOLE | NONE | 3,401 | 0 | 0 | |
NVR Inc | COM | 62944T105 | 203 | 43 | SH | SOLE | NONE | 43 | 0 | 0 | |
ONEOK Inc | COM | 682680103 | 232 | 4,572 | SH | SOLE | NONE | 4,572 | 0 | 0 | |
Philip Morris International In | COM | 718172109 | 276 | 3,111 | SH | SOLE | NONE | 3,111 | 0 | 0 | |
Phillips 66 | COM | 718546104 | 247 | 3,035 | SH | SOLE | NONE | 3,035 | 0 | 0 | |
Procter & Gamble Company | COM | 742718109 | 373 | 2,757 | SH | SOLE | NONE | 2,757 | 0 | 0 | |
Quanta Services Inc | COM | 74762E102 | 264 | 3,005 | SH | SOLE | NONE | 3,005 | 0 | 0 | |
Ross Stores Inc | COM | 778296103 | 344 | 2,871 | SH | SOLE | NONE | 2,871 | 0 | 0 | |
ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 | 379,735 | 8,705,551 | SH | SOLE | NONE | 8,705,551 | 0 | 0 | |
Spectrum Pharmaceuticals | COM | 84763A108 | 38 | 11,686 | SH | SOLE | NONE | 11,686 | 0 | 0 | |
Starbucks Corporation | COM | 855244109 | 364 | 3,335 | SH | SOLE | NONE | 3,335 | 0 | 0 | |
Synchrony Financial | COM | 87165B103 | 224 | 5,498 | SH | SOLE | NONE | 5,498 | 0 | 0 | |
Synopsys Inc | COM | 871607107 | 256 | 1,032 | SH | SOLE | NONE | 1,032 | 0 | 0 | |
Syntax Straified MidCap ETF | STRATIFIE MDCP | 87166N205 | 2,083 | 53,110 | SH | SOLE | NONE | 53,110 | 0 | 0 | |
Syntax Straified SmallCap ETF | STRATIFIED SMCP | 87166N304 | 1,030 | 19,890 | SH | SOLE | NONE | 19,890 | 0 | 0 | |
Syntax Stratified LargeCap ETF | STRATIFD LRG CAP | 87166N106 | 18,042 | 290,270 | SH | SOLE | NONE | 290,270 | 0 | 0 | |
Sysco Corporation | COM | 871829107 | 506 | 6,420 | SH | SOLE | NONE | 6,420 | 0 | 0 | |
Take-Two Interactive Software | COM | 874054109 | 243 | 1,377 | SH | SOLE | NONE | 1,377 | 0 | 0 | |
TJX Companies Inc | COM | 872540109 | 349 | 5,269 | SH | SOLE | NONE | 5,269 | 0 | 0 | |
Twitter Inc | COM | 90184L102 | 295 | 4,630 | SH | SOLE | NONE | 4,630 | 0 | 0 | |
Tyson Foods Inc Class A | CL A | 902494103 | 350 | 4,706 | SH | SOLE | NONE | 4,706 | 0 | 0 | |
UnitedHealth Group Incorporate | COM | 91324P102 | 200 | 537 | SH | SOLE | NONE | 537 | 0 | 0 | |
Valero Energy Corporation | COM | 91913Y100 | 234 | 3,263 | SH | SOLE | NONE | 3,263 | 0 | 0 | |
VeriSign Inc | COM | 92343E102 | 249 | 1,251 | SH | SOLE | NONE | 1,251 | 0 | 0 | |
Viatris Inc | COM | 92556V106 | 165 | 11,784 | SH | SOLE | NONE | 11,784 | 0 | 0 | |
Vonage Holdings | COM | 92886T201 | 124 | 10,526 | SH | SOLE | NONE | 10,526 | 0 | 0 | |
Walgreens Boots Alliance Inc | COM | 931427108 | 498 | 9,067 | SH | SOLE | NONE | 9,067 | 0 | 0 | |
Walmart Inc | COM | 931142103 | 537 | 3,954 | SH | SOLE | NONE | 3,954 | 0 | 0 | |
Williams Companies Inc | COM | 969457100 | 233 | 9,851 | SH | SOLE | NONE | 9,851 | 0 | 0 | |
WisdomTree Investments Inc | COM | 97717P104 | 75 | 11,960 | SH | SOLE | NONE | 11,960 | 0 | 0 | |
Yum! Brands Inc | COM | 988498101 | 367 | 3,396 | SH | SOLE | NONE | 3,396 | 0 | 0 |