Purchases and Sales Made in Q3 2022 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q3 2022. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-317- 70.76% |
$6.05K - $36.4K
|
131
$24.4K
|
|
|
Nov 03, 2022
Q3 2022
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-326- 53.09% |
$6.22K - $37.4K
|
288
$53.6K
|
|
|
Nov 10, 2022
Q3 2022
|
Mount Lucas Management LP
Newtown, PA |
SELL
|
- |
-329- 1.51% |
$6.28K - $37.8K
|
21.5K
$4M
|
|
|
Nov 03, 2022
Q3 2022
|
Deseret Mutual Benefit Administrators
|
SELL
|
- |
-330- 10.27% |
$6.3K - $37.9K
|
2.88K
$536K
|
|
|
Nov 14, 2022
Q3 2022
|
Regentatlantic Capital LLC
Morristown, NJ |
SELL
|
- |
-332- 1.35% |
$6.33K - $38.1K
|
24.3K
$4.52M
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
SELL
|
- |
-333- 11.94% |
$6.35K - $38.2K
|
2.46K
$457K
|
|
|
Nov 14, 2022
Q3 2022
|
Waldron Private Wealth LLC
|
SELL
|
- |
-333- 4.51% |
$6.35K - $38.2K
|
7.05K
$1.31M
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-336- 0.18% |
$6.41K - $38.6K
|
191K
$35.6M
|
|
|
Oct 27, 2022
Q3 2022
|
Diversified Investment Strategies, LLC
|
SELL
|
- |
-340- 0.56% |
$6.49K - $39K
|
60.8K
$11.3M
|
|
|
Nov 01, 2022
Q3 2022
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-348- 0.93% |
$6.64K - $39.9K
|
37.2K
$6.92M
|
|
|
Nov 22, 2022
Q3 2022
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-350- 43.32% |
$6.68K - $40.2K
|
458
$85.2K
|
|
|
Nov 14, 2022
Q3 2022
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-367- 1.24% |
$7K - $42.1K
|
29.2K
$5.43M
|
|
|
Nov 14, 2022
Q3 2022
|
Pointe Capital Management LLC
|
SELL
|
- |
-375- 14.35% |
$7.15K - $43K
|
2.24K
$417K
|
|
|
Nov 14, 2022
Q3 2022
|
Caas Capital Management LP
New York, NY |
SELL
|
- |
-383- 7.66% |
$7.31K - $44K
|
4.62K
$859K
|
|
|
Nov 14, 2022
Q3 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-393- 0.57% |
$7.5K - $45.1K
|
68.9K
$12.8M
|
|
|
Nov 04, 2022
Q3 2022
|
Armstrong Shaw Associates Inc
|
SELL
|
- |
-397- 1.64% |
$7.57K - $45.6K
|
23.8K
$4.44M
|
|
|
Dec 13, 2022
Q3 2022
|
Houlihan Financial Resource Group, Ltd.
Ashburn, VA |
SELL
|
- |
-412Closed |
$7.86K - $47.3K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-412- 13.89% |
$7.86K - $47.3K
|
2.55K
$475K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-419- 19.71% |
$7.99K - $48.1K
|
1.71K
$318K
|
|
|
Nov 10, 2022
Q3 2022
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-430- 3.15% |
$8.2K - $49.3K
|
13.2K
$2.46M
|
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-431- 9.35% |
$8.22K - $49.5K
|
4.18K
$777K
|
|
|
Nov 14, 2022
Q3 2022
|
Cigna Investments Inc
Bloomfield, CT |
SELL
|
- |
-439- 8.43% |
$8.38K - $50.4K
|
4.77K
$887K
|
|
|
Oct 17, 2022
Q3 2022
|
Janiczek Wealth Management, LLC
|
SELL
|
- |
-440- 25.96% |
$8.4K - $50.5K
|
1.26K
$233K
|
|
|
Nov 07, 2022
Q3 2022
|
Caprock Group, Inc.
|
SELL
|
- |
-440- 5.77% |
$8.4K - $50.5K
|
7.18K
$1.34M
|
|
|
Nov 14, 2022
Q3 2022
|
Probity Advisors, Inc.
Dallas, TX |
SELL
|
- |
-441- 11.86% |
$8.41K - $50.6K
|
3.28K
$610K
|
|
|
Nov 09, 2022
Q3 2022
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-460- 3.42% |
$8.78K - $52.8K
|
13K
$2.41M
|
|
|
Nov 08, 2022
Q3 2022
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-464- 0.87% |
$8.85K - $53.2K
|
53.2K
$9.89M
|
|
|
Oct 05, 2022
Q3 2022
|
First Hawaiian Bank
|
SELL
|
- |
-465- 1.07% |
$8.87K - $53.4K
|
43K
$8M
|
|
|
Nov 03, 2022
Q3 2022
|
Selway Asset Management
Boise, ID |
SELL
|
- |
-467- 6.06% |
$8.91K - $53.6K
|
7.23K
$1.35M
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-469- 1.63% |
$8.95K - $53.8K
|
28.4K
$5.28M
|
|
|
Nov 10, 2022
Q3 2022
|
Heritage Wealth Advisors
|
SELL
|
- |
-470- 9.34% |
$8.97K - $53.9K
|
4.56K
$848K
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-474- 11.27% |
$9.04K - $54.4K
|
3.73K
$694K
|
|
|
Oct 25, 2022
Q3 2022
|
Balasa Dinverno & Foltz LLC
Itasca, IL |
SELL
|
- |
-480- 4.97% |
$9.16K - $55.1K
|
9.19K
$1.71M
|
|
|
Feb 21, 2023
Q3 2022
|
Dgs Capital Management, LLC
|
SELL
|
- |
-496- 17.6% |
$9.46K - $56.9K
|
2.32K
$432K
|
|
|
Nov 14, 2022
Q3 2022
|
Wellington Management Group LLP
Boston, MA |
SELL
|
- |
-501- 2.2% |
$9.56K - $57.5K
|
22.3K
$4.14M
|
|
|
Oct 21, 2022
Q3 2022
|
Aaron Wealth Advisors LLC
|
SELL
|
- |
-508- 8.65% |
$9.69K - $58.3K
|
5.36K
$998K
|
|
|
Nov 02, 2022
Q3 2022
|
Hartford Investment Management CO
|
SELL
|
- |
-510- 1.27% |
$9.73K - $58.5K
|
39.7K
$7.39M
|
|
|
Nov 08, 2022
Q3 2022
|
Barden Capital Management, Inc.
|
SELL
|
- |
-524- 4.15% |
$10K - $60.1K
|
12.1K
$2.25M
|
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-529- 7.02% |
$10.1K - $60.7K
|
7.01K
$1.3M
|
|
|
Nov 09, 2022
Q3 2022
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-548- 1.23% |
$10.5K - $62.9K
|
44.2K
$8.22M
|
|
|
Nov 14, 2022
Q3 2022
|
Nissay Asset Management Corp
Tokyo, M0 |
SELL
|
- |
-559- 1.18% |
$10.7K - $64.2K
|
46.8K
$8.7M
|
|
|
Oct 26, 2022
Q3 2022
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-560- 15.89% |
$10.7K - $64.3K
|
2.96K
$551K
|
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
SELL
|
- |
-563- 15.72% |
$10.7K - $64.6K
|
3.02K
$561K
|
|
|
Oct 07, 2022
Q3 2022
|
Gateway Investment Advisers LLC
|
SELL
|
- |
-572- 14.51% |
$10.9K - $65.6K
|
3.37K
$627K
|
|
|
Nov 10, 2022
Q3 2022
|
Greenleaf Trust
Kalamazoo, MI |
SELL
|
- |
-575- 7.31% |
$11K - $66K
|
7.29K
$1.36M
|
|
|
Nov 03, 2022
Q3 2022
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-594- 14.63% |
$11.3K - $68.2K
|
3.47K
$645K
|
|
|
Nov 14, 2022
Q3 2022
|
Duff & Phelps Investment Management CO
Chicago, IL |
SELL
|
- |
-595- 12.25% |
$11.4K - $68.3K
|
4.26K
$793K
|
|
|
Oct 13, 2022
Q3 2022
|
Culbertson A N & CO Inc
|
SELL
|
- |
-615- 4.34% |
$11.7K - $70.6K
|
13.6K
$2.52M
|
|
|
Oct 27, 2022
Q3 2022
|
Riverview Trust CO
|
SELL
|
- |
-625- 18.68% |
$11.9K - $71.7K
|
2.72K
$506K
|
|
|
Oct 07, 2022
Q3 2022
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-643- 1.16% |
$12.3K - $73.8K
|
54.7K
$10.2M
|