Purchases and Sales Made in Q4 2021 in Capital One Financial Corp (COF)
This table provides information about the institutional ownership of Capital One Financial Corp (COF) during Q4 2021. The information is specifically focused on institutions that hold shares of CAPITAL ONE FINANCIAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 18, 2022
Q4 2021
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
1+ 0.43% |
$138 - $173
|
234
$43.5K
|
|
Feb 11, 2022
Q4 2021
|
Annapolis Financial Services, LLC
|
BUY
|
- |
1+ 0.33% |
$138 - $173
|
305
$56.7K
|
|
Jan 18, 2022
Q4 2021
|
Family Legacy, Inc.
|
BUY
|
- |
1+ 0.01% |
$138 - $173
|
7.42K
$1.38M
|
|
Jan 19, 2022
Q4 2021
|
Verus Financial Partners, Inc.
|
BUY
|
- |
1+ 0.04% |
$138 - $173
|
2.49K
$463K
|
|
Feb 14, 2022
Q4 2021
|
Circle Wealth Management, LLC
Summit, NJ |
BUY
|
- |
1+ 0.01% |
$138 - $173
|
14.8K
$2.75M
|
|
Feb 10, 2022
Q4 2021
|
Meristem Family Wealth, LLC
Minnetonka, MN |
BUY
|
- |
1+ 0.04% |
$138 - $173
|
2.43K
$452K
|
|
Nov 22, 2024
Q4 2021
|
Erste Asset Management Gmb H
Vienna, C4 |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-1- 0.01% |
$138 - $173
|
14.6K
$2.71M
|
|
Feb 09, 2022
Q4 2021
|
Horan Securities, Inc.
|
SELL
|
- |
-2- 66.67% |
$277 - $347
|
1
$186
|
|
Jan 04, 2022
Q4 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-5- 0.24% |
$692 - $866
|
2.06K
$384K
|
|
Nov 07, 2023
Q4 2021
|
Sutton Wealth Advisors Inc.
Tampa, FL |
SELL
|
- |
-6- 1.17% |
$830 - $1.04K
|
506
$94.1K
|
|
Jan 24, 2022
Q4 2021
|
Westbourne Investment Advisors, Inc.
|
SELL
|
- |
-10- 0.07% |
$1.38K - $1.73K
|
14K
$2.6M
|
|
Jan 21, 2022
Q4 2021
|
Gemmer Asset Management LLC
|
SELL
|
- |
-11- 2.12% |
$1.52K - $1.91K
|
508
$94.5K
|
|
Feb 01, 2022
Q4 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-14- 0.48% |
$1.94K - $2.43K
|
2.93K
$544K
|
|
Feb 14, 2022
Q4 2021
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-14- 1.0% |
$1.94K - $2.43K
|
1.38K
$257K
|
|
Feb 07, 2022
Q4 2021
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-15- 0.55% |
$2.08K - $2.6K
|
2.69K
$501K
|
|
Feb 14, 2022
Q4 2021
|
Glassman Wealth Services
|
SELL
|
- |
-15- 2.48% |
$2.08K - $2.6K
|
590
$110K
|
|
Jan 24, 2022
Q4 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-17- 2.43% |
$2.35K - $2.95K
|
684
$127K
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-17Closed |
$2.35K - $2.95K
|
0
$0
|
|
Jan 27, 2022
Q4 2021
|
Paragon Capital Management LTD
|
SELL
|
- |
-18- 1.23% |
$2.49K - $3.12K
|
1.45K
$269K
|
|
Jan 21, 2022
Q4 2021
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-19- 4.09% |
$2.63K - $3.29K
|
446
$83K
|
|
Feb 03, 2022
Q4 2021
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-20- 7.49% |
$2.77K - $3.47K
|
247
$46K
|
|
Feb 07, 2022
Q4 2021
|
Column Capital Advisors, LLC
|
SELL
|
- |
-20- 23.53% |
$2.77K - $3.47K
|
65
$12.1K
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-20- 2.24% |
$2.77K - $3.47K
|
874
$163K
|
|
Feb 09, 2022
Q4 2021
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-22- 0.04% |
$3.04K - $3.81K
|
57.7K
$10.7M
|
|
Jan 25, 2022
Q4 2021
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-22- 0.6% |
$3.04K - $3.81K
|
3.63K
$676K
|
|
Feb 09, 2022
Q4 2021
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-23- 1.03% |
$3.18K - $3.98K
|
2.21K
$410K
|
|
Feb 02, 2022
Q4 2021
|
Mv Capital Management, Inc.
|
SELL
|
- |
-24- 18.18% |
$3.32K - $4.16K
|
108
$20.1K
|
|
Feb 10, 2022
Q4 2021
|
Guardian Capital Advisors LP
Toronto, A6 |
SELL
|
- |
-25- 1.2% |
$3.46K - $4.33K
|
2.05K
$381K
|
|
Feb 10, 2022
Q4 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-26Closed |
$3.6K - $4.5K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-27- 1.42% |
$3.74K - $4.68K
|
1.87K
$348K
|
|
Jan 28, 2022
Q4 2021
|
Tufton Capital Management
|
SELL
|
- |
-29- 0.16% |
$4.01K - $5.02K
|
18.1K
$3.36M
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-30- 0.66% |
$4.15K - $5.2K
|
4.54K
$844K
|
|
Feb 14, 2022
Q4 2021
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-31Closed |
$4.29K - $5.37K
|
0
$0
|
|
Feb 15, 2022
Q4 2021
|
Blueprint Investment Partners LLC
Greensboro, NC |
SELL
|
- |
-31- 4.14% |
$4.29K - $5.37K
|
717
$133K
|
|
Feb 14, 2022
Q4 2021
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-32- 28.57% |
$4.43K - $5.54K
|
80
$14.9K
|
|
Jan 28, 2022
Q4 2021
|
Guidance Point Advisors, LLC
|
SELL
|
- |
-33Closed |
$4.57K - $5.72K
|
0
$0
|
|
Jan 27, 2022
Q4 2021
|
Baldrige Asset Management LLC
|
SELL
|
- |
-35Closed |
$4.84K - $6.06K
|
0
$0
|
|
Jan 19, 2022
Q4 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-35- 6.82% |
$4.84K - $6.06K
|
478
$88.9K
|
|
Feb 14, 2022
Q4 2021
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-35- 14.89% |
$4.84K - $6.06K
|
200
$37.2K
|
|
Feb 04, 2022
Q4 2021
|
Abbrea Capital, LLC
|
SELL
|
- |
-35- 1.07% |
$4.84K - $6.06K
|
3.23K
$600K
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-36- 0.11% |
$4.98K - $6.24K
|
32.7K
$6.08M
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-36- 1.62% |
$4.98K - $6.24K
|
2.19K
$407K
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-38Closed |
$5.26K - $6.58K
|
0
$0
|
|
Jan 18, 2022
Q4 2021
|
Chicago Trust CO Na
|
SELL
|
- |
-39- 2.73% |
$5.4K - $6.76K
|
1.39K
$259K
|
|
Feb 10, 2022
Q4 2021
|
Mitsubishi Ufj Morgan Stanley Securities Co., Ltd.
|
SELL
|
- |
-40- 57.14% |
$5.53K - $6.93K
|
30
$5.58K
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
SELL
|
- |
-42- 33.33% |
$5.81K - $7.28K
|
84
$15.6K
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-43Closed |
$5.95K - $7.45K
|
0
$0
|
|
Jan 18, 2022
Q4 2021
|
Wolff Wiese Magana LLC
|
SELL
|
- |
-46- 9.68% |
$6.36K - $7.97K
|
429
$79.8K
|
|
Mar 11, 2022
Q4 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-47- 2.02% |
$6.5K - $8.14K
|
2.28K
$423K
|