Insider Transactions in Q1 2017 at Capital One Financial Corp (COF)
Insider Transaction List (Q1 2017)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Mar 16
2017
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Open market or private sale
|
Direct |
5,238
-16.57%
|
$471,420
$90.46 P/Share
|
|
Mar 13
2017
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
63,562
-21.49%
|
$5,847,704
$92.08 P/Share
|
|
Mar 13
2017
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
57,457
+26.12%
|
$2,757,936
$48.28 P/Share
|
|
Mar 08
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,344
-9.99%
|
$675,648
$92.4 P/Share
|
|
Mar 08
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
14,432
+16.41%
|
-
|
|
Mar 08
2017
|
Jonathan W. Witter President, Retail Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
7,460
-6.61%
|
$686,320
$92.4 P/Share
|
|
Mar 08
2017
|
Jonathan W. Witter President, Retail Banking |
BUY
Grant, award, or other acquisition
|
Direct |
14,660
+11.49%
|
-
|
|
Mar 08
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
SELL
Payment of exercise price or tax liability
|
Direct |
11,686
-6.17%
|
$1,075,112
$92.4 P/Share
|
|
Mar 08
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
BUY
Grant, award, or other acquisition
|
Direct |
22,660
+10.69%
|
-
|
|
Mar 08
2017
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
2,679
-3.22%
|
$246,468
$92.4 P/Share
|
|
Mar 08
2017
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
5,616
+6.32%
|
-
|
|
Mar 08
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
92,696
-3.34%
|
$8,528,032
$92.4 P/Share
|
|
Mar 08
2017
|
Richard D Fairbank Chairman and CEO |
BUY
Grant, award, or other acquisition
|
Direct |
194,330
+6.55%
|
-
|
|
Mar 08
2017
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
6,562
-8.78%
|
$603,704
$92.4 P/Share
|
|
Mar 08
2017
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
11,754
+13.59%
|
-
|
|
Mar 08
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
6,270
-3.57%
|
$576,840
$92.4 P/Share
|
|
Mar 08
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
14,946
+7.84%
|
-
|
|
Mar 08
2017
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
8,113
-5.49%
|
$746,396
$92.4 P/Share
|
|
Mar 08
2017
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
15,939
+9.73%
|
-
|
|
Mar 08
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
5,427
-8.61%
|
$499,284
$92.4 P/Share
|
|
Mar 08
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
10,662
+14.46%
|
-
|
|
Mar 08
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,617
-5.6%
|
$516,764
$92.4 P/Share
|
|
Mar 08
2017
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,775
+10.51%
|
-
|
|
Mar 08
2017
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
6,548
-5.87%
|
$602,416
$92.4 P/Share
|
|
Mar 08
2017
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
13,727
+10.95%
|
-
|
|
Mar 06
2017
|
John G Finneran Jr |
SELL
Open market or private sale
|
Indirect |
9,429
-29.76%
|
$876,897
$93.49 P/Share
|
|
Mar 02
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
14,446
-7.12%
|
$1,372,370
$95.65 P/Share
|
|
Mar 02
2017
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
21,175
-10.82%
|
$2,011,625
$95.76 P/Share
|
|
Mar 02
2017
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
18,990
+16.12%
|
$911,520
$48.95 P/Share
|
|
Mar 01
2017
|
Richard Scott Blackley Senior Advisor |
SELL
Open market or private sale
|
Direct |
3,507
-7.55%
|
$333,165
$95.0 P/Share
|
|
Mar 01
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
10,000
-5.86%
|
$950,000
$95.02 P/Share
|
|
Mar 01
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
10,000
+5.53%
|
$560,000
$56.32 P/Share
|
|
Feb 15
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
4,999
-1.57%
|
$449,910
$90.93 P/Share
|
|
Feb 15
2017
|
Robert M. Alexander Chief Information Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
19,564
-4.05%
|
$1,721,632
$88.31 P/Share
|
|
Feb 15
2017
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
19,564
+3.86%
|
-
|
|
Feb 15
2017
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
5,548
-1.82%
|
$499,320
$90.93 P/Share
|
|
Feb 15
2017
|
Jory A Berson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,727
-4.44%
|
$1,823,976
$88.31 P/Share
|
|
Feb 15
2017
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
20,727
+4.22%
|
-
|
|
Feb 15
2017
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
2,871
-1.98%
|
$258,390
$90.93 P/Share
|
|
Feb 15
2017
|
Richard Scott Blackley Senior Advisor |
SELL
Sale (or disposition) back to the issuer
|
Direct |
9,349
-5.52%
|
$822,712
$88.31 P/Share
|
|
Feb 15
2017
|
Richard Scott Blackley Senior Advisor |
BUY
Exercise of conversion of derivative security
|
Direct |
9,349
+5.13%
|
-
|
|
Feb 15
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
6,996
-4.09%
|
$629,640
$90.93 P/Share
|
|
Feb 15
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,648
-7.06%
|
$1,817,024
$88.31 P/Share
|
|
Feb 15
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
20,648
+6.54%
|
-
|
|
Feb 15
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
SELL
Payment of exercise price or tax liability
|
Direct |
12,541
-2.39%
|
$1,128,690
$90.93 P/Share
|
|
Feb 15
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
SELL
Sale (or disposition) back to the issuer
|
Direct |
38,308
-4.69%
|
$3,371,104
$88.31 P/Share
|
|
Feb 15
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
BUY
Exercise of conversion of derivative security
|
Direct |
38,308
+4.44%
|
-
|
|
Feb 15
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,976
-2.44%
|
$177,840
$90.93 P/Share
|
|
Feb 15
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
8,128
-5.78%
|
$715,264
$88.31 P/Share
|
|
Feb 15
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
8,128
+5.34%
|
-
|