Insider Transactions in Q1 2017 at Capital One Financial Corp (COF)
Insider Transaction List (Q1 2017)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 15
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
11,124
-0.43%
|
$1,001,160
$90.93 P/Share
|
|
Feb 15
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
38,935
-1.48%
|
$3,426,280
$88.31 P/Share
|
|
Feb 15
2017
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
38,935
+1.46%
|
-
|
|
Feb 15
2017
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
7,299
-1.78%
|
$656,910
$90.93 P/Share
|
|
Feb 15
2017
|
John G Finneran Jr |
SELL
Sale (or disposition) back to the issuer
|
Direct |
24,938
-4.01%
|
$2,194,544
$88.31 P/Share
|
|
Feb 15
2017
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
24,938
+3.83%
|
-
|
|
Feb 15
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,218
-4.25%
|
$739,620
$90.93 P/Share
|
|
Feb 15
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
22,755
-6.91%
|
$2,002,440
$88.31 P/Share
|
|
Feb 15
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
22,755
+6.41%
|
-
|
|
Feb 15
2017
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Payment of exercise price or tax liability
|
Direct |
2,640
-2.64%
|
$237,600
$90.93 P/Share
|
|
Feb 15
2017
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,829
-7.48%
|
$512,952
$88.31 P/Share
|
|
Feb 15
2017
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Exercise of conversion of derivative security
|
Direct |
5,829
+6.87%
|
-
|
|
Feb 15
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Payment of exercise price or tax liability
|
Direct |
5,303
-1.08%
|
$477,270
$90.93 P/Share
|
|
Feb 15
2017
|
Yajnik Sanjiv President, Financial Services |
SELL
Sale (or disposition) back to the issuer
|
Direct |
23,568
-3.25%
|
$2,073,984
$88.31 P/Share
|
|
Feb 15
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
23,568
+3.13%
|
-
|
|
Feb 15
2017
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
6,360
-3.15%
|
$572,400
$90.93 P/Share
|
|
Feb 15
2017
|
Michael Slocum President, Commercial Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,979
-6.31%
|
$1,846,152
$88.31 P/Share
|
|
Feb 15
2017
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
20,979
+5.88%
|
-
|
|
Feb 15
2017
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
5,425
-2.17%
|
$488,250
$90.93 P/Share
|
|
Feb 15
2017
|
Michael J Wassmer President, Card |
SELL
Sale (or disposition) back to the issuer
|
Direct |
14,112
-3.73%
|
$1,241,856
$88.31 P/Share
|
|
Feb 15
2017
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
14,112
+3.57%
|
-
|
|
Feb 15
2017
|
Jonathan W. Witter President, Retail Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
6,608
-2.15%
|
$594,720
$90.93 P/Share
|
|
Feb 15
2017
|
Jonathan W. Witter President, Retail Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
23,012
-4.8%
|
$2,025,056
$88.31 P/Share
|
|
Feb 15
2017
|
Jonathan W. Witter President, Retail Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
23,012
+4.55%
|
-
|
|
Feb 14
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
SELL
Open market or private sale
|
Direct |
30,993
-24.56%
|
$2,758,377
$89.7 P/Share
|
|
Feb 14
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
30,993
+30.16%
|
$2,541,426
$82.08 P/Share
|
|
Feb 10
2017
|
Patrick W Gross Director |
SELL
Open market or private sale
|
Direct |
41,060
-46.19%
|
$3,613,280
$88.5 P/Share
|
|
Feb 10
2017
|
Patrick W Gross Director |
BUY
Exercise of conversion of derivative security
|
Direct |
41,060
+10.35%
|
$2,011,940
$49.21 P/Share
|
|
Feb 07
2017
|
Mayo A Shattuck Iii Director |
SELL
Open market or private sale
|
Direct |
3,415
-7.54%
|
$297,105
$87.25 P/Share
|
|
Feb 07
2017
|
Mayo A Shattuck Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
3,415
+7.01%
|
$252,710
$74.72 P/Share
|
|
Feb 02
2017
|
Stephen S Crawford Head of Finance and Corp Dev |
BUY
Grant, award, or other acquisition
|
Direct |
23,124
+11.43%
|
-
|
|
Feb 02
2017
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
8,112
+19.15%
|
-
|
|
Feb 02
2017
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,947
+9.97%
|
-
|
|
Feb 02
2017
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
14,302
+17.1%
|
-
|
|
Feb 02
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
13,198
+18.18%
|
-
|
|
Feb 02
2017
|
Noelle K Eder Chief Card Cust. Exp. Officer |
BUY
Grant, award, or other acquisition
|
Direct |
13,239
+24.51%
|
-
|
|
Feb 02
2017
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
14,762
+9.58%
|
-
|
|
Feb 02
2017
|
Jonathan W. Witter President, Retail Banking |
BUY
Grant, award, or other acquisition
|
Direct |
13,702
+11.57%
|
-
|
|
Feb 02
2017
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
18,242
+17.64%
|
-
|
|
Feb 02
2017
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
16,939
+25.55%
|
-
|
|
Feb 02
2017
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
15,646
+18.86%
|
-
|
|
Feb 02
2017
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,694
-0.02%
|
$145,684
$86.34 P/Share
|
|
Feb 02
2017
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
965
+0.02%
|
$82,990
$86.34 P/Share
|
|
Feb 02
2017
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
11,930
+10.35%
|
-
|
|
Feb 02
2017
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
13,969
+7.76%
|
-
|
|
Feb 01
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Open market or private sale
|
Direct |
39,297
-24.2%
|
$3,458,136
$88.48 P/Share
|
|
Feb 01
2017
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
29,540
+15.79%
|
$1,831,480
$62.87 P/Share
|
|
Feb 01
2017
|
Michael J Wassmer President, Card |
SELL
Open market or private sale
|
Direct |
8,750
-11.56%
|
$770,000
$88.1 P/Share
|
|
Feb 01
2017
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
8,750
+10.36%
|
$665,000
$76.79 P/Share
|
|
Feb 01
2017
|
John G Finneran Jr |
SELL
Bona fide gift
|
Direct |
16,321
-11.59%
|
-
|