Insider Transactions in Q1 2019 at Capital One Financial Corp (COF)
Insider Transaction List (Q1 2019)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 15
2019
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Indirect |
107
-1.01%
|
$8,667
$81.57 P/Share
|
|
Feb 15
2019
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
3,569
-2.27%
|
$289,089
$81.57 P/Share
|
|
Feb 15
2019
|
Sheldon Hall Senior Advisor to CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,877
-1.73%
|
$227,283
$79.85 P/Share
|
|
Feb 15
2019
|
Sheldon Hall Senior Advisor to CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
2,877
+1.69%
|
-
|
|
Feb 15
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Payment of exercise price or tax liability
|
Direct |
3,802
-3.11%
|
$307,962
$81.57 P/Share
|
|
Feb 15
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Sale (or disposition) back to the issuer
|
Direct |
4,050
-3.02%
|
$319,950
$79.85 P/Share
|
|
Feb 15
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Exercise of conversion of derivative security
|
Direct |
4,050
+2.93%
|
-
|
|
Feb 15
2019
|
Michael J Wassmer President, Card |
SELL
Payment of exercise price or tax liability
|
Direct |
7,093
-2.45%
|
$574,533
$81.57 P/Share
|
|
Feb 15
2019
|
Michael J Wassmer President, Card |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,163
-2.31%
|
$565,877
$79.85 P/Share
|
|
Feb 15
2019
|
Michael J Wassmer President, Card |
BUY
Exercise of conversion of derivative security
|
Direct |
7,163
+2.25%
|
-
|
|
Feb 15
2019
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
5,899
-2.54%
|
$477,819
$81.57 P/Share
|
|
Feb 15
2019
|
Jory A Berson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,384
-2.92%
|
$583,336
$79.85 P/Share
|
|
Feb 15
2019
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
7,384
+2.84%
|
-
|
|
Feb 15
2019
|
Lia Dean Pres, Banking & Prem. Products |
SELL
Payment of exercise price or tax liability
|
Direct |
1,445
-2.7%
|
$117,045
$81.57 P/Share
|
|
Feb 15
2019
|
John G Finneran Jr |
SELL
Payment of exercise price or tax liability
|
Direct |
7,517
-2.04%
|
$608,877
$81.57 P/Share
|
|
Feb 15
2019
|
John G Finneran Jr |
SELL
Sale (or disposition) back to the issuer
|
Direct |
9,005
-2.28%
|
$711,395
$79.85 P/Share
|
|
Feb 15
2019
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
9,005
+2.23%
|
-
|
|
Feb 15
2019
|
Celia Karam Pres, Retail Bank |
SELL
Payment of exercise price or tax liability
|
Direct |
568
-1.7%
|
$46,008
$81.57 P/Share
|
|
Feb 15
2019
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,766
-2.04%
|
$467,046
$81.57 P/Share
|
|
Feb 15
2019
|
Robert M. Alexander Chief Information Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,208
-2.38%
|
$569,432
$79.85 P/Share
|
|
Feb 15
2019
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
7,208
+2.32%
|
-
|
|
Feb 15
2019
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
7,476
-3.72%
|
$605,556
$81.57 P/Share
|
|
Feb 15
2019
|
Michael Slocum President, Commercial Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,837
-3.5%
|
$619,123
$79.85 P/Share
|
|
Feb 15
2019
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
7,837
+3.38%
|
-
|
|
Feb 15
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
6,905
-4.33%
|
$559,305
$81.57 P/Share
|
|
Feb 15
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
7,960
-4.37%
|
$628,840
$79.85 P/Share
|
|
Feb 15
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
7,960
+4.18%
|
-
|
|
Jan 31
2019
|
Timothy P Golden Controller |
BUY
Grant, award, or other acquisition
|
Direct |
4,141
+17.93%
|
-
|
|
Jan 31
2019
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
16,780
+11.78%
|
-
|
|
Jan 31
2019
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
16,852
+14.59%
|
-
|
|
Jan 31
2019
|
Celia Karam Pres, Retail Bank |
BUY
Grant, award, or other acquisition
|
Direct |
5,811
+33.87%
|
-
|
|
Jan 31
2019
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
15,511
+22.83%
|
-
|
|
Jan 31
2019
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
13,853
+12.58%
|
-
|
|
Jan 31
2019
|
Kleber Santos Pres., Retail & Direct Banking |
BUY
Grant, award, or other acquisition
|
Direct |
11,261
+29.31%
|
-
|
|
Jan 31
2019
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
9,307
+20.27%
|
-
|
|
Jan 31
2019
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
17,465
+14.14%
|
-
|
|
Jan 31
2019
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
14,789
+17.56%
|
-
|
|
Jan 31
2019
|
Lia Dean Pres, Banking & Prem. Products |
BUY
Grant, award, or other acquisition
|
Direct |
6,283
+20.36%
|
-
|
|
Jan 31
2019
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
16,165
+17.28%
|
-
|
|
Jan 31
2019
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
13,560
+14.63%
|
-
|
|
Jan 31
2019
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Indirect |
379
+9.7%
|
-
|
|
Jan 31
2019
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
8,726
+14.03%
|
-
|
|
Jan 31
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
BUY
Grant, award, or other acquisition
|
Direct |
11,261
+21.11%
|
-
|
|
Jan 31
2019
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
593
-0.01%
|
$47,440
$80.59 P/Share
|
|
Jan 31
2019
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
593
+0.01%
|
$47,440
$80.59 P/Share
|
|
Jan 31
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
12,071
+17.86%
|
-
|
|
Jan 01
2019
|
Cornelis Paj Leenaars Director |
BUY
Grant, award, or other acquisition
|
Direct |
937
+50.0%
|
-
|