Insider Transactions in Q1 2021 at Capital One Financial Corp (COF)
Insider Transaction List (Q1 2021)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Feb 15
2021
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Payment of exercise price or tax liability
|
Direct |
3,040
-2.79%
|
$355,680
$117.75 P/Share
|
|
Feb 15
2021
|
Matthew W Cooper General Counsel & Corp Secy |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,312
-3.39%
|
$143,008
$109.6 P/Share
|
|
Feb 15
2021
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Exercise of conversion of derivative security
|
Direct |
1,312
+3.28%
|
-
|
|
Feb 15
2021
|
Jory A Berson |
SELL
Payment of exercise price or tax liability
|
Direct |
4,251
-2.35%
|
$497,367
$117.75 P/Share
|
|
Feb 15
2021
|
Jory A Berson |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,965
-3.09%
|
$214,185
$109.6 P/Share
|
|
Feb 15
2021
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
1,965
+2.99%
|
-
|
|
Feb 15
2021
|
Robert M. Alexander Chief Information Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,077
-1.85%
|
$594,009
$117.75 P/Share
|
|
Feb 15
2021
|
Robert M. Alexander Chief Information Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,008
-2.11%
|
$218,872
$109.6 P/Share
|
|
Feb 15
2021
|
Robert M. Alexander Chief Information Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,008
+2.06%
|
-
|
|
Feb 15
2021
|
Celia Karam Pres, Retail Bank |
SELL
Payment of exercise price or tax liability
|
Direct |
1,514
-1.95%
|
$177,138
$117.75 P/Share
|
|
Feb 15
2021
|
Richard Scott Blackley Senior Advisor |
SELL
Payment of exercise price or tax liability
|
Direct |
4,667
-2.92%
|
$546,039
$117.75 P/Share
|
|
Feb 15
2021
|
Richard Scott Blackley Senior Advisor |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,967
-3.47%
|
$214,403
$109.6 P/Share
|
|
Feb 15
2021
|
Richard Scott Blackley Senior Advisor |
BUY
Exercise of conversion of derivative security
|
Direct |
1,967
+3.35%
|
-
|
|
Feb 15
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
4,359
-2.48%
|
$510,003
$117.75 P/Share
|
|
Feb 15
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,214
-3.55%
|
$241,326
$109.6 P/Share
|
|
Feb 15
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
2,214
+3.43%
|
-
|
|
Feb 15
2021
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Indirect |
118
-0.83%
|
$13,806
$117.75 P/Share
|
|
Feb 15
2021
|
Sheldon Hall Senior Advisor to CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
2,805
-1.35%
|
$328,185
$117.75 P/Share
|
|
Feb 15
2021
|
Sheldon Hall Senior Advisor to CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,116
-1.57%
|
$121,644
$109.6 P/Share
|
|
Feb 15
2021
|
Sheldon Hall Senior Advisor to CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
1,116
+1.54%
|
-
|
|
Feb 15
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
5,065
-2.72%
|
-
|
|
Feb 15
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,340
-3.54%
|
$255,060
$109.6 P/Share
|
|
Feb 15
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Exercise of conversion of derivative security
|
Direct |
2,340
+3.42%
|
-
|
|
Feb 15
2021
|
Richard D Fairbank Chairman and CEO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
23,147
-0.64%
|
$2,523,023
$109.6 P/Share
|
|
Feb 15
2021
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
23,147
+0.63%
|
-
|
|
Feb 15
2021
|
Andrew M Young Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,189
-2.97%
|
$139,113
$117.75 P/Share
|
|
Feb 15
2021
|
Michael Slocum President, Commercial Banking |
SELL
Payment of exercise price or tax liability
|
Direct |
4,776
-3.21%
|
$558,792
$117.75 P/Share
|
|
Feb 15
2021
|
Michael Slocum President, Commercial Banking |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,107
-3.96%
|
$229,663
$109.6 P/Share
|
|
Feb 15
2021
|
Michael Slocum President, Commercial Banking |
BUY
Exercise of conversion of derivative security
|
Direct |
2,107
+3.81%
|
-
|
|
Feb 10
2021
|
Mayo A Shattuck Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,376
+11.29%
|
$390,928
$53.03 P/Share
|
|
Feb 08
2021
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
19,988
-28.11%
|
$2,298,620
$115.23 P/Share
|
|
Feb 04
2021
|
Matthew W Cooper General Counsel & Corp Secy |
BUY
Grant, award, or other acquisition
|
Direct |
8,703
+18.9%
|
-
|
|
Feb 04
2021
|
Robert M. Alexander Chief Information Officer |
BUY
Grant, award, or other acquisition
|
Direct |
11,557
+11.02%
|
-
|
|
Feb 04
2021
|
La Prade,Iii Frank G. Chief Enterprise Srvcs Officer |
BUY
Grant, award, or other acquisition
|
Direct |
12,270
+16.13%
|
-
|
|
Feb 04
2021
|
Lia Dean Pres, Banking & Prem. Products |
BUY
Grant, award, or other acquisition
|
Direct |
7,892
+20.02%
|
-
|
|
Feb 04
2021
|
Michael Slocum President, Commercial Banking |
BUY
Grant, award, or other acquisition
|
Direct |
11,221
+13.63%
|
-
|
|
Feb 04
2021
|
Yajnik Sanjiv President, Financial Services |
BUY
Grant, award, or other acquisition
|
Direct |
13,248
+9.51%
|
-
|
|
Feb 04
2021
|
Michael J Wassmer President, Card |
BUY
Grant, award, or other acquisition
|
Direct |
12,201
+12.0%
|
-
|
|
Feb 04
2021
|
John G Finneran Jr |
BUY
Grant, award, or other acquisition
|
Direct |
7,896
+11.17%
|
-
|
|
Feb 04
2021
|
Celia Karam Pres, Retail Bank |
BUY
Grant, award, or other acquisition
|
Direct |
9,017
+25.46%
|
-
|
|
Feb 04
2021
|
Timothy P Golden Controller |
BUY
Grant, award, or other acquisition
|
Direct |
3,928
+25.06%
|
-
|
|
Feb 04
2021
|
Richard D Fairbank Chairman and CEO |
SELL
Payment of exercise price or tax liability
|
Direct |
1,099
-0.01%
|
$123,088
$112.66 P/Share
|
|
Feb 04
2021
|
Richard D Fairbank Chairman and CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
1,099
+0.01%
|
$123,088
$112.66 P/Share
|
|
Feb 04
2021
|
Richard Scott Blackley Senior Advisor |
BUY
Grant, award, or other acquisition
|
Direct |
11,996
+17.96%
|
-
|
|
Feb 04
2021
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Indirect |
329
+6.43%
|
-
|
|
Feb 04
2021
|
Sheldon Hall Senior Advisor to CEO |
BUY
Grant, award, or other acquisition
|
Direct |
9,345
+11.77%
|
-
|
|
Feb 04
2021
|
Andrew M Young Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
5,366
+28.08%
|
-
|
|
Feb 04
2021
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Grant, award, or other acquisition
|
Direct |
9,159
+13.21%
|
-
|
|
Feb 04
2021
|
Jory A Berson |
BUY
Grant, award, or other acquisition
|
Direct |
10,289
+14.29%
|
-
|
|
Jan 06
2021
|
Robert M. Alexander Chief Information Officer |
SELL
Open market or private sale
|
Direct |
30,645
-27.27%
|
$3,187,080
$104.0 P/Share
|