Insider Transactions in Q4 2019 at Capital One Financial Corp (COF)
Insider Transaction List (Q4 2019)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Dec 20
2019
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
8,113
-17.06%
|
$843,752
$104.36 P/Share
|
|
Dec 20
2019
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
8,113
+14.58%
|
$429,989
$53.03 P/Share
|
|
Dec 16
2019
|
Yajnik Sanjiv President, Financial Services |
SELL
Open market or private sale
|
Direct |
57,616
-34.16%
|
$6,049,680
$105.0 P/Share
|
|
Dec 16
2019
|
Yajnik Sanjiv President, Financial Services |
BUY
Exercise of conversion of derivative security
|
Direct |
57,616
+15.85%
|
$4,148,352
$72.96 P/Share
|
|
Dec 06
2019
|
Michael Slocum President, Commercial Banking |
SELL
Open market or private sale
|
Direct |
20,844
-30.0%
|
$2,105,244
$101.06 P/Share
|
|
Dec 02
2019
|
Jory A Berson |
SELL
Open market or private sale
|
Direct |
42,764
-25.05%
|
$4,276,400
$100.1 P/Share
|
|
Dec 02
2019
|
Jory A Berson |
BUY
Exercise of conversion of derivative security
|
Direct |
34,110
+26.74%
|
$1,910,160
$56.32 P/Share
|
|
Nov 29
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
SELL
Open market or private sale
|
Direct |
78,695
-65.82%
|
$7,790,805
$99.92 P/Share
|
|
Nov 29
2019
|
Kevin S. Borgmann Senior Advisor to the CEO |
BUY
Exercise of conversion of derivative security
|
Direct |
62,754
+17.11%
|
$4,330,026
$69.88 P/Share
|
|
Nov 29
2019
|
Christopher T Newkirk Pres,Small Bus, Intl & Walmart |
SELL
Open market or private sale
|
Direct |
5,975
-17.06%
|
$591,525
$99.85 P/Share
|
|
Nov 22
2019
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
3,607
-3.78%
|
$353,486
$98.02 P/Share
|
|
Nov 18
2019
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
7,213
-7.03%
|
$699,661
$97.16 P/Share
|
|
Nov 08
2019
|
Mayo A Shattuck Iii Director |
SELL
Open market or private sale
|
Direct |
7,070
-12.89%
|
$678,720
$96.57 P/Share
|
|
Nov 08
2019
|
Mayo A Shattuck Iii Director |
BUY
Exercise of conversion of derivative security
|
Direct |
7,070
+11.42%
|
$311,080
$44.87 P/Share
|
|
Nov 07
2019
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
10,818
-9.54%
|
$1,060,164
$98.23 P/Share
|
|
Nov 05
2019
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
29,561
-10.91%
|
$2,837,856
$96.94 P/Share
|
|
Nov 05
2019
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
22,679
+13.69%
|
$1,020,555
$45.75 P/Share
|
|
Nov 04
2019
|
John G Finneran Jr |
SELL
Open market or private sale
|
Direct |
27,378
-9.73%
|
$2,600,910
$95.91 P/Share
|
|
Nov 04
2019
|
John G Finneran Jr |
BUY
Exercise of conversion of derivative security
|
Direct |
20,000
+11.93%
|
$900,000
$45.75 P/Share
|
|
Oct 30
2019
|
Timothy P Golden Controller |
SELL
Open market or private sale
|
Direct |
2,216
-12.96%
|
$208,304
$94.5 P/Share
|
|
Oct 01
2019
|
Bradford H Warner Director |
SELL
Open market or private sale
|
Direct |
3,777
-8.74%
|
$343,707
$91.68 P/Share
|
|
Oct 01
2019
|
Bradford H Warner Director |
BUY
Exercise of conversion of derivative security
|
Direct |
3,777
+8.04%
|
$166,188
$44.87 P/Share
|