The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 320 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 | 9,292 | 666,665 | SH | SOLE | 0 | 0 | 666,665 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 882 | 600 | SH | Call | SOLE | 0 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 1,242 | 394 | SH | SOLE | 0 | 0 | 394 | ||
AMAZON COM INC | COM | 023135106 | 2,205 | 700 | SH | Call | SOLE | 0 | 0 | 0 | |
AMERICAN ELEC PWR CO INC | COM | 025537101 | 267 | 3,267 | SH | SOLE | 0 | 0 | 3,267 | ||
APPLE INC | COM | 037833100 | 788 | 6,800 | SH | Call | SOLE | 0 | 0 | 0 | |
APPLE INC | COM | 037833100 | 5,664 | 48,917 | SH | SOLE | 0 | 0 | 48,917 | ||
APPLIED MATLS INC | COM | 038222105 | 297 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
ARAMARK | COM | 03852U106 | 582 | 22,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ARES CAPITAL CORP | COM | 04010L103 | 155 | 11,185 | SH | SOLE | 0 | 0 | 11,185 | ||
BNY MELLON MUN BD INFRASTRUC | COM SHS | 09662W109 | 494 | 36,712 | SH | SOLE | 0 | 0 | 36,712 | ||
BNY MELLON MUN INCOME INC | COM | 05589T104 | 3,162 | 366,495 | SH | SOLE | 0 | 0 | 366,495 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 347 | 7,390 | SH | SOLE | 0 | 0 | 7,390 | ||
CHICOS FAS INC | COM | 168615102 | 179 | 184,426 | SH | SOLE | 0 | 0 | 184,426 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 225 | 3,323 | SH | SOLE | 0 | 0 | 3,323 | ||
FACEBOOK INC | CL A | 30303M102 | 314 | 1,200 | SH | Call | SOLE | 0 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 157 | 604 | SH | SOLE | 0 | 0 | 604 | ||
FIDUCIARY CLAYMORE ENGRY INF | COM | 31647Q205 | 1,019 | 141,781 | SH | SOLE | 0 | 0 | 141,781 | ||
FLAHERTY & CRUMRIN PFD & INM | COM | 338480106 | 1,310 | 79,347 | SH | SOLE | 0 | 0 | 79,347 | ||
HERSHEY CO | COM | 427866108 | 573 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
INVESCO CALIF MUN INCOME TR | COM | 46132P108 | 639 | 43,433 | SH | SOLE | 0 | 0 | 43,433 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 8,811 | 31,713 | SH | SOLE | 0 | 0 | 31,713 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 216 | 10,059 | SH | SOLE | 0 | 0 | 10,059 | ||
ISHARES TR | MRNGSTR LG-CP GR | 464287119 | 650 | 2,428 | SH | SOLE | 0 | 0 | 2,428 | ||
ISHARES TR | MRNGSTR LG-CP VL | 464288109 | 308 | 3,120 | SH | SOLE | 0 | 0 | 3,120 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 2,151 | 15,894 | SH | SOLE | 0 | 0 | 15,894 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 14,172 | 96,165 | SH | SOLE | 0 | 0 | 96,165 | ||
ISHARES TR | MRGSTR SM CP GR | 464288604 | 519 | 2,180 | SH | SOLE | 0 | 0 | 2,180 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 273 | 2,229 | SH | SOLE | 0 | 0 | 2,229 | ||
JOHNSON & JOHNSON | COM | 478160104 | 669 | 4,501 | SH | SOLE | 0 | 0 | 4,501 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 313 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
L BRANDS INC | COM | 501797104 | 3,865 | 121,522 | SH | SOLE | 0 | 0 | 121,522 | ||
LCNB CORP | COM | 50181P100 | 400 | 29,258 | SH | SOLE | 0 | 0 | 29,258 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 367 | 957 | SH | SOLE | 0 | 0 | 957 | ||
MAINSTAY MACKAY DEFINDTRM MU | COM | 56064K100 | 549 | 26,502 | SH | SOLE | 0 | 0 | 26,502 | ||
MCDONALDS CORP | COM | 580135101 | 843 | 3,843 | SH | SOLE | 0 | 0 | 3,843 | ||
MERCK & CO. INC | COM | 58933Y105 | 229 | 2,760 | SH | SOLE | 0 | 0 | 2,760 | ||
MICROSOFT CORP | COM | 594918104 | 430 | 2,044 | SH | SOLE | 0 | 0 | 2,044 | ||
NCR CORP NEW | COM | 62886E108 | 440 | 19,869 | SH | SOLE | 0 | 0 | 19,869 | ||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 77 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
PEPSICO INC | COM | 713448108 | 399 | 2,880 | SH | SOLE | 0 | 0 | 2,880 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 559 | 4,014 | SH | SOLE | 0 | 0 | 4,014 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 258 | 10,775 | SH | SOLE | 0 | 0 | 10,775 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 570 | 5,417 | SH | SOLE | 0 | 0 | 5,417 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 310 | 4,025 | SH | SOLE | 0 | 0 | 4,025 | ||
SHOPIFY INC | CL A | 82509L107 | 205 | 200 | SH | SOLE | 0 | 0 | 200 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 42,004 | 237,130 | SH | SOLE | 0 | 0 | 237,130 | ||
SPDR INDEX SHS FDS | S&P CHINA ETF | 78463X400 | 2,568 | 21,624 | SH | SOLE | 0 | 0 | 21,624 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 502 | 1,500 | SH | Call | SOLE | 0 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 687 | 2,050 | SH | SOLE | 0 | 0 | 2,050 | ||
SPDR SER TR | PORTFOLIO LN TSR | 78464A664 | 2,807 | 60,360 | SH | SOLE | 0 | 0 | 60,360 | ||
SPDR SER TR | AEROSPACE DEF | 78464A631 | 891 | 10,175 | SH | SOLE | 0 | 0 | 10,175 | ||
SSGA ACTIVE TR | SPDR DBLELN SHRT | 78470P200 | 3,372 | 67,970 | SH | SOLE | 0 | 0 | 67,970 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,121 | 6,726 | SH | SOLE | 0 | 0 | 6,726 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,565 | 8,229 | SH | SOLE | 0 | 0 | 8,229 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 3,855 | 41,399 | SH | SOLE | 0 | 0 | 41,399 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,243 | 10,539 | SH | SOLE | 0 | 0 | 10,539 | ||
VERTEX ENERGY INC | COM | 92534K107 | 5 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
WALMART INC | COM | 931142103 | 420 | 3,000 | SH | Call | SOLE | 0 | 0 | 0 | |
WALMART INC | COM | 931142103 | 524 | 3,736 | SH | SOLE | 0 | 0 | 3,736 | ||
WENDYS CO | COM | 95058W100 | 560 | 25,098 | SH | SOLE | 0 | 0 | 25,098 | ||
WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | 442 | 36,300 | SH | SOLE | 0 | 0 | 36,300 | ||
WISDOMTREE TR | US LARGECAP FUND | 97717W588 | 44,770 | 1,264,146 | SH | SOLE | 0 | 0 | 1,264,146 | ||
WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 | 1,057 | 24,766 | SH | SOLE | 0 | 0 | 24,766 | ||
WISDOMTREE TR | US MULTIFACTOR | 97717Y857 | 38,990 | 1,245,953 | SH | SOLE | 0 | 0 | 1,245,953 | ||
WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | 20,809 | 386,659 | SH | SOLE | 0 | 0 | 386,659 | ||
WISDOMTREE TR | US S CAP QTY DIV | 97717X651 | 4,961 | 161,686 | SH | SOLE | 0 | 0 | 161,686 | ||
WISDOMTREE TR | MORTGAGE PLUS BD | 97717Y725 | 6,775 | 131,032 | SH | SOLE | 0 | 0 | 131,032 | ||
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 10,396 | 209,893 | SH | SOLE | 0 | 0 | 209,893 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 11,764 | 406,676 | SH | SOLE | 0 | 0 | 406,676 | ||
WISDOMTREE TR | US HGH YLD CORP | 97717X172 | 4,585 | 91,588 | SH | SOLE | 0 | 0 | 91,588 | ||
WISDOMTREE TR | US SHT TRM CORP | 97717X156 | 2,880 | 56,063 | SH | SOLE | 0 | 0 | 56,063 | ||
WISDOMTREE TR | FLOATNG RAT TREA | 97717X628 | 3,330 | 132,749 | SH | SOLE | 0 | 0 | 132,749 | ||
WORTHINGTON INDS INC | COM | 981811102 | 1,761 | 43,177 | SH | SOLE | 0 | 0 | 43,177 |