The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 316 | 1,800 | SH | Call | DFND | 1,800 | 0 | 0 | |
3M CO | COM | 88579Y101 | 6,350 | 36,200 | SH | Put | DFND | 36,200 | 0 | 0 | |
3M CO | COM | 88579Y101 | 4,928 | 28,090 | SH | DFND | 28,090 | 0 | 0 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 264 | 5,100 | SH | Call | DFND | 5,100 | 0 | 0 | |
AGNICO EAGLE MINES LTD | COM | 008474108 | 264 | 5,100 | SH | Put | DFND | 5,100 | 0 | 0 | |
ALASKA AIR GROUP INC | COM | 011659109 | 1,257 | 21,442 | SH | DFND | 21,442 | 0 | 0 | ||
ALASKA AIR GROUP INC | COM | 011659109 | 2,203 | 37,600 | SH | Put | DFND | 37,600 | 0 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 2,442 | 11,153 | SH | DFND | 11,153 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 6,503 | 29,700 | SH | Put | DFND | 29,700 | 0 | 0 | |
ALCOA CORP | COM | 013872106 | 7,341 | 150,000 | SH | Put | DFND | 150,000 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 3,947 | 70,000 | SH | Put | DFND | 70,000 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 3,554 | 63,042 | SH | DFND | 63,042 | 0 | 0 | ||
ARTISAN ACQUISITION CORP | UNIT 03/26/2026 | G0509L110 | 13,119 | 1,276,199 | SH | SOLE | 1,276,199 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 2,179 | 14,173 | SH | DFND | 14,173 | 0 | 0 | ||
BARCLAYS BANK PLC | IPTH SR B S&P | 06747R477 | 5,566 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
BILIBILI INC | SPONS ADS REP Z | 090040106 | 397 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
BLACK SPADE ACQUISITION CO | UNIT 99/99/9999 | G11537126 | 4,960 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
BOSTON PROPERTIES INC | COM | 101121101 | 2,438 | 22,500 | SH | Call | DFND | 22,500 | 0 | 0 | |
BOSTON PROPERTIES INC | COM | 101121101 | 2,438 | 22,500 | SH | Put | DFND | 22,500 | 0 | 0 | |
C4 THERAPEUTICS INC | COM STK | 12529R107 | 737 | 16,500 | SH | DFND | 16,500 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 4,058 | 13,456 | SH | DFND | 13,456 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 9,046 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
CLOROX CO DEL | COM | 189054109 | 8,281 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
CLOROX CO DEL | COM | 189054109 | 2,948 | 17,802 | SH | DFND | 17,802 | 0 | 0 | ||
COURSERA INC | COM | 22266M104 | 718 | 22,700 | SH | DFND | 22,700 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 5,392 | 35,600 | SH | Put | DFND | 35,600 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 1,852 | 17,800 | SH | DFND | 17,800 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 1,893 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 1,893 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
DOCUSIGN INC | COM | 256163106 | 5,547 | 21,547 | SH | DFND | 21,547 | 0 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 12,872 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
DOLLAR TREE INC | COM | 256746108 | 794 | 8,300 | SH | Put | DFND | 8,300 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 3,311 | 22,178 | SH | DFND | 22,178 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 5,972 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 5,652 | 60,000 | SH | Put | DFND | 60,000 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 2,253 | 23,922 | SH | DFND | 23,922 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 1,494 | 45,942 | SH | DFND | 45,942 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 2,602 | 80,000 | SH | Put | DFND | 80,000 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 2,940 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 2,940 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
GOBI ACQUISITION CORP | CLASS A ORD SHS | G4022Y104 | 1,930 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HENNESSY CAPITAL INVS CORP V | COM CL A | 42589T107 | 23,302 | 2,360,873 | SH | SOLE | 2,360,873 | 0 | 0 | ||
HESS CORP | COM | 42809H107 | 227 | 2,900 | SH | DFND | 2,900 | 0 | 0 | ||
HESS CORP | COM | 42809H107 | 781 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
HH&L ACQUISITION CO | UNIT 99/99/9999 | G39714111 | 5,958 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 49,099 | 561,200 | SH | Put | SOLE | 561,200 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 7,801 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
JOYY INC | ADS REPSTG COM A | 46591M109 | 658 | 12,000 | SH | Put | DFND | 12,000 | 0 | 0 | |
JOYY INC | ADS REPSTG COM A | 46591M109 | 318 | 5,808 | SH | DFND | 5,808 | 0 | 0 | ||
KLA CORP | COM NEW | 482480100 | 1,238 | 3,700 | SH | Call | DFND | 3,700 | 0 | 0 | |
KLA CORP | COM NEW | 482480100 | 1,238 | 3,700 | SH | Put | DFND | 3,700 | 0 | 0 | |
KROGER CO | COM | 501044101 | 1,197 | 29,607 | SH | DFND | 29,607 | 0 | 0 | ||
KROGER CO | COM | 501044101 | 4,043 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
M & T BK CORP | COM | 55261F104 | 1,045 | 7,000 | SH | Call | DFND | 7,000 | 0 | 0 | |
M & T BK CORP | COM | 55261F104 | 1,045 | 7,000 | SH | Put | DFND | 7,000 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 279 | 4,518 | SH | DFND | 4,518 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 1,619 | 26,200 | SH | Put | DFND | 26,200 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 1,834 | 51,461 | SH | DFND | 51,461 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 7,304 | 205,000 | SH | Put | DFND | 205,000 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 4,639 | 80,000 | SH | Put | DFND | 80,000 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 1,438 | 24,800 | SH | Call | DFND | 24,800 | 0 | 0 | |
OUSTER INC | COM | 68989M103 | 597 | 81,600 | SH | DFND | 81,600 | 0 | 0 | ||
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 4,327 | 180,000 | SH | Put | DFND | 180,000 | 0 | 0 | |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 807 | 33,563 | SH | DFND | 33,563 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 6,167 | 68,017 | SH | DFND | 68,017 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 6,347 | 70,000 | SH | Put | DFND | 70,000 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 627 | 4,382 | SH | DFND | 4,382 | 0 | 0 | ||
PPG INDS INC | COM | 693506107 | 386 | 2,700 | SH | Call | DFND | 2,700 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 958 | 6,700 | SH | Put | DFND | 6,700 | 0 | 0 | |
PRIMAVERA CAPITAL ACQUIST CO | UNIT 01/19/2026 | G7255E125 | 11,492 | 1,154,974 | SH | SOLE | 1,154,974 | 0 | 0 | ||
PROGRESSIVE CORP | COM | 743315103 | 1,085 | 12,000 | SH | Call | DFND | 12,000 | 0 | 0 | |
PROGRESSIVE CORP | COM | 743315103 | 1,085 | 12,000 | SH | Put | DFND | 12,000 | 0 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 701 | 2,200 | SH | Call | DFND | 2,200 | 0 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 502 | 1,575 | SH | SOLE | 1,575 | 0 | 0 | ||
SILVER CREST ACQUISITION COR | UNIT 12/15/2025 | G81355110 | 997 | 98,359 | SH | SOLE | 98,359 | 0 | 0 | ||
SNOWFLAKE INC | CL A | 833445109 | 4,536 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
SNOWFLAKE INC | CL A | 833445109 | 1,533 | 5,068 | SH | DFND | 5,068 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 246,756 | 575,000 | SH | Call | SOLE | 575,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 209,721 | 488,700 | SH | Put | SOLE | 488,700 | 0 | 0 | |
SPLUNK INC | COM | 848637104 | 772 | 5,338 | SH | DFND | 5,338 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 9,971 | 68,900 | SH | Put | DFND | 68,900 | 0 | 0 | |
SUMMIT HEALTHCRE ACQUISTN CO | UNIT 06/03/2026 | G8566R128 | 3,015 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 3,511 | 31,450 | SH | DFND | 31,450 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 4,466 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
TELADOC HEALTH INC | COM | 87918A105 | 13,949 | 110,000 | SH | Put | DFND | 110,000 | 0 | 0 | |
TELADOC HEALTH INC | COM | 87918A105 | 10,354 | 81,646 | SH | DFND | 81,646 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 16,389 | 90,000 | SH | Put | DFND | 90,000 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 11,676 | 64,120 | SH | DFND | 64,120 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 5,463 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
VALERO ENERGY CORP | COM | 91913Y100 | 6,768 | 95,900 | SH | Call | DFND | 95,900 | 0 | 0 | |
VALERO ENERGY CORP | COM | 91913Y100 | 4,234 | 60,000 | SH | Put | DFND | 60,000 | 0 | 0 | |
XPENG INC | ADS | 98422D105 | 3,010 | 84,690 | SH | DFND | 84,690 | 0 | 0 | ||
XPENG INC | ADS | 98422D105 | 6,753 | 190,000 | SH | Put | DFND | 190,000 | 0 | 0 | |
ZHIHU INC | ADS | 98955N108 | 866 | 93,773 | SH | DFND | 93,773 | 0 | 0 | ||
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 2,161 | 24,513 | SH | DFND | 24,513 | 0 | 0 | ||
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 5,288 | 60,000 | SH | Put | DFND | 60,000 | 0 | 0 | |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 11,029 | 42,174 | SH | DFND | 42,174 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 16,998 | 65,000 | SH | Put | DFND | 65,000 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 1,015 | 33,109 | SH | DFND | 33,109 | 0 | 0 |