The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,226 | 6,436 | SH | SOLE | 6,436 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 886 | 6,280 | SH | SOLE | 6,280 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 416 | 3,034 | SH | SOLE | 3,034 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,080 | 72,888 | SH | SOLE | 72,888 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 692 | 5,243 | SH | SOLE | 5,243 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 282 | 1,780 | SH | SOLE | 1,780 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 2,022 | 8,975 | SH | SOLE | 8,975 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 380 | 1,859 | SH | SOLE | 1,859 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 306 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 813 | 153,698 | SH | SOLE | 153,698 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 336 | 9,497 | SH | SOLE | 9,497 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 639 | 12,294 | SH | SOLE | 12,294 | 0 | 0 | ||
CAPITALA FIN CORP | COM | 14054R106 | 180 | 25,129 | SH | SOLE | 25,129 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,030 | 23,778 | SH | SOLE | 23,778 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030n101 | 220 | 6,474 | SH | SOLE | 6,474 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825c104 | 801 | 12,854 | SH | SOLE | 12,854 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 1,617 | 10,841 | SH | SOLE | 10,841 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 1,725 | 16,187 | SH | SOLE | 16,187 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746u109 | 1,572 | 21,995 | SH | SOLE | 21,995 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 253 | 4,734 | SH | SOLE | 4,734 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 3,350 | 38,818 | SH | SOLE | 38,818 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 606 | 10,143 | SH | SOLE | 10,143 | 0 | 0 | ||
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 833 | 25,590 | SH | SOLE | 25,590 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,304 | 19,122 | SH | SOLE | 19,122 | 0 | 0 | ||
FIDELITY | MSCI ENERGY IDX | 316092402 | 2 | 135 | SH | SOLE | 135 | 0 | 0 | ||
FIDELITY | MSCI HLTH CARE I | 316092600 | 2,193 | 53,076 | SH | SOLE | 53,076 | 0 | 0 | ||
FIDELITY | MSCI INFO TECH I | 316092808 | 1,943 | 39,451 | SH | SOLE | 39,451 | 0 | 0 | ||
FIDELITY | MSCI UTILS INDEX | 316092865 | 2 | 50 | SH | SOLE | 50 | 0 | 0 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 1,884 | 145,408 | SH | SOLE | 145,408 | 0 | 0 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 597 | 30,168 | SH | SOLE | 30,168 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 648 | 84,709 | SH | SOLE | 84,709 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 204 | 26,503 | SH | SOLE | 26,503 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 294 | 10,509 | SH | SOLE | 10,509 | 0 | 0 | ||
HEALTHCARE RLTY TR | COM | 421946104 | 782 | 27,508 | SH | SOLE | 27,508 | 0 | 0 | ||
HOSPITALITY PPTYS TR | COM SH BEN INT | 44106m102 | 1,693 | 70,884 | SH | SOLE | 70,884 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,076 | 22,926 | SH | SOLE | 22,926 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 483 | 4,250 | SH | SOLE | 4,250 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 244 | 12,674 | SH | SOLE | 12,674 | 0 | 0 | ||
ISHARES INC | MSCI JAPN SMCETF | 464286582 | 23 | 350 | SH | SOLE | 350 | 0 | 0 | ||
ISHARES INC | MSCI HONG KG ETF | 464286871 | 27 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 699 | 4,160 | SH | SOLE | 4,160 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 6 | 67 | SH | SOLE | 67 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 367 | 1,459 | SH | SOLE | 1,459 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 445 | 2,678 | SH | SOLE | 2,678 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 168 | 2,419 | SH | SOLE | 2,419 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 158 | 1,764 | SH | SOLE | 1,764 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 67 | 896 | SH | SOLE | 896 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 12 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 21 | 734 | SH | SOLE | 734 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 138 | 2,342 | SH | SOLE | 2,342 | 0 | 0 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1 | 13 | SH | SOLE | 13 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 72 | 1,850 | SH | SOLE | 1,850 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 825 | 17,760 | SH | SOLE | 17,760 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 264 | 2,017 | SH | SOLE | 2,017 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 159 | 1,433 | SH | SOLE | 1,433 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 122 | 911 | SH | SOLE | 911 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 15 | 142 | SH | SOLE | 142 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 256 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 15 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 8 | 78 | SH | SOLE | 78 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 42 | 218 | SH | SOLE | 218 | 0 | 0 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 34 | 210 | SH | SOLE | 210 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 2,147 | 41,578 | SH | SOLE | 41,578 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 48 | 839 | SH | SOLE | 839 | 0 | 0 | ||
ISHARES TR | ASIA 50 ETF | 464288430 | 263 | 4,760 | SH | SOLE | 4,760 | 0 | 0 | ||
ISHARES TR | INTL DEV RE ETF | 464288489 | 2 | 63 | SH | SOLE | 63 | 0 | 0 | ||
ISHARES TR | INTRM TR CRP ETF | 464288638 | 17 | 320 | SH | SOLE | 320 | 0 | 0 | ||
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 57 | 900 | SH | SOLE | 900 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 6 | 67 | SH | SOLE | 67 | 0 | 0 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 929 | 4,650 | SH | SOLE | 4,650 | 0 | 0 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 89 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ISHARES TR | CORE MSCI EURO | 46434V738 | 205 | 4,950 | SH | SOLE | 4,950 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 606 | 3,350 | SH | SOLE | 3,350 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,346 | 10,430 | SH | SOLE | 10,430 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,046 | 20,959 | SH | SOLE | 20,959 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 370 | 24,035 | SH | SOLE | 24,035 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 270 | 2,337 | SH | SOLE | 2,337 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 2,883 | 31,220 | SH | SOLE | 31,220 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,302 | 7,334 | SH | SOLE | 7,334 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 204 | 2,240 | SH | SOLE | 2,240 | 0 | 0 | ||
NEW MTN FIN CORP | COM | 647551100 | 138 | 10,950 | SH | SOLE | 10,950 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 255 | 7,365 | SH | SOLE | 7,365 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 429 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 2,691 | 228,013 | SH | SOLE | 228,013 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 2,753 | 228,058 | SH | SOLE | 228,058 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 439 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 1,018 | 11,819 | SH | SOLE | 11,819 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 2,151 | 21,310 | SH | SOLE | 21,310 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 1,073 | 11,280 | SH | SOLE | 11,280 | 0 | 0 | ||
PIMCO INCOME STRATEGY FUND | COM | 72201H108 | 1,406 | 129,341 | SH | SOLE | 129,341 | 0 | 0 | ||
PPL CORP | COM | 69351T106 | 242 | 8,544 | SH | SOLE | 8,544 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,051 | 11,434 | SH | SOLE | 11,434 | 0 | 0 | ||
PROGRESSIVE CORP OHIO | COM | 743315103 | 339 | 5,615 | SH | SOLE | 5,615 | 0 | 0 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 287 | 9,750 | SH | SOLE | 9,750 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 653 | 9,526 | SH | SOLE | 9,526 | 0 | 0 | ||
SCHWAB CHARLES CORP NEW | COM | 808513105 | 201 | 4,841 | SH | SOLE | 4,841 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 0 | 9 | SH | SOLE | 9 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 53 | 2,260 | SH | SOLE | 2,260 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 44 | 1,543 | SH | SOLE | 1,543 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 9 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 893 | 19,005 | SH | SOLE | 19,005 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 203 | 3,405 | SH | SOLE | 3,405 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 648 | 13,525 | SH | SOLE | 13,525 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 41 | 1,057 | SH | SOLE | 1,057 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 509 | 8,387 | SH | SOLE | 8,387 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 6 | 124 | SH | SOLE | 124 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,030 | 16,618 | SH | SOLE | 16,618 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 1,738 | 39,569 | SH | SOLE | 39,569 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 402 | 1,610 | SH | SOLE | 1,610 | 0 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 416 | 12,394 | SH | SOLE | 12,394 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 1 | 20 | SH | SOLE | 20 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 16 | 175 | SH | SOLE | 175 | 0 | 0 | ||
SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 5 | 175 | SH | SOLE | 175 | 0 | 0 | ||
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 3 | 125 | SH | SOLE | 125 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 663 | 4,231 | SH | SOLE | 4,231 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 1,236 | 33,492 | SH | SOLE | 33,492 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 210 | 17,200 | SH | SOLE | 17,200 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 895 | 7,710 | SH | SOLE | 7,710 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 222 | 2,955 | SH | SOLE | 2,955 | 0 | 0 | ||
VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | 3,633 | 26,910 | SH | SOLE | 26,910 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 9,318 | 119,481 | SH | SOLE | 119,481 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 142 | 885 | SH | SOLE | 885 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 96 | 575 | SH | SOLE | 575 | 0 | 0 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 7 | 58 | SH | SOLE | 58 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,074 | 36,891 | SH | SOLE | 36,891 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 3,186 | 24,146 | SH | SOLE | 24,146 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 613 | 31,784 | SH | SOLE | 31,784 | 0 | 0 | ||
WELLTOWER INC | COM | 95040Q104 | 536 | 7,720 | SH | SOLE | 7,720 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 450 | 20,594 | SH | SOLE | 20,594 | 0 | 0 | ||
WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | 1,306 | 31,169 | SH | SOLE | 31,169 | 0 | 0 | ||
WISDOMTREE TR | US HIGH DIVIDEND | 97717W208 | 14 | 215 | SH | SOLE | 215 | 0 | 0 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 20 | 800 | SH | SOLE | 800 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 393 | 3,790 | SH | SOLE | 3,790 | 0 | 0 |