The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 2U INC | NOTE 2.250% 5/0 | 90214JAB7 | BBG00TC5P0G6 | 1,684,137 | 2,821,000 | PRN | SOLE | 1 | 2,821,000 | 0 | 0 | |
| ALIBABA GROUP HOLDING LTD | SPONSORED ADS | 01609W102 | BBG006G2JVQ7 | 4,086,755 | 47,115 | SH | SOLE | 2 | 47,115 | 0 | 0 | |
| AMAZON.COM INC | COM | 023135106 | BBG000BVQ4Z3 | 3,050,880 | 24,000 | SH | SOLE | 2 | 24,000 | 0 | 0 | |
| BLACKSTONE MORTGAGE TR | NOTE 5.500% 3/1 | 09257WAE0 | BBG016BZ9FJ2 | 1,760,292 | 2,000,000 | PRN | SOLE | 2 | 2,000,000 | 0 | 0 | |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | BBG000C3HT52 | 4,185,511 | 25,220 | SH | SOLE | 2 | 25,220 | 0 | 0 | |
| CHESAPEAKE ENERGY CORP | COM | 165167735 | BBG00Z6DX5Q1 | 3,166,366 | 36,720 | SH | SOLE | 2 | 36,720 | 0 | 0 | |
| CNX RESOURCES CORP | COM | 12653C108 | BBG000CKVVL5 | 5,799,673 | 256,850 | SH | SOLE | 2 | 256,850 | 0 | 0 | |
| DYNEX CAP INC | COM | 26817Q886 | BBG000FBJSP9 | 278,238 | 23,303 | SH | SOLE | 1 | 23,303 | 0 | 0 | |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | BBG000BM2JF8 | 56,654,010 | 4,038,062 | SH | SOLE | 1,2 | 4,038,062 | 0 | 0 | |
| INVESCO CURRENCYSHARES JAPAN | JAPANESE YEN | 46138W107 | BBG00K45H037 | 435,330 | 7,000 | SH | SOLE | 1 | 7,000 | 0 | 0 | |
| ISHARES 0-5 YEAR HIGH YIELD C | 0-5YR HI YL CP | 46434V407 | BBG005DW06H1 | 32,411,023 | 790,320 | SH | SOLE | 2 | 790,320 | 0 | 0 | |
| ISHARES TR | MBS ETF | 464288588 | BBG000QN3K57 | 1,474,080 | 16,600 | SH | SOLE | 1 | 16,600 | 0 | 0 | |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | BBG000R2T5T1 | 479,180 | 6,500 | SH | SOLE | 1 | 6,500 | 0 | 0 | |
| JANUS HENDERSON AAA CLO ETF | HENDRSON AAA CL | 47103U845 | BBG00XX897P1 | 24,998,408 | 496,690 | SH | SOLE | 2 | 496,690 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | BBG000BPHFS9 | 3,410,100 | 10,800 | SH | SOLE | 2 | 10,800 | 0 | 0 | |
| MPLX LP | COM UNIT REP LTD | 55336V100 | BBG0035TJGZ0 | 56,321,147 | 1,583,389 | SH | SOLE | 1,2 | 1,583,389 | 0 | 0 | |
| OXFORD LANE CAP CORP | COM | 691543102 | BBG0019RL380 | 1,782,453 | 357,205 | SH | SOLE | 1 | 357,205 | 0 | 0 | |
| PIMCO ETF TR | 25YR+ ZERO U S | 72201R882 | BBG000PN8SV7 | 798,575 | 10,980 | SH | SOLE | 1 | 10,980 | 0 | 0 | |
| SELECTA BIOSCIENCES INC | COM | 816212104 | BBG00CZPL782 | 700,503 | 660,852 | SH | SOLE | 2 | 660,852 | 0 | 0 | |
| SIXTH STREET SPECIALTY LENDI | COM | 83012A109 | BBG001DFW799 | 3,279,087 | 160,425 | SH | SOLE | 1 | 160,425 | 0 | 0 | |