Latest Institutional Transactions on Gdl Fund (GDL)
This table provides information on the latest institutional transactions involving Gdl Fund (GDL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
96New |
$771 - $830
|
96
$797
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
16.7KNew |
$134K - $144K
|
16.7K
$139K
|
|
|
Jul 14, 2022
Q2 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
10.2KNew |
$82.1K - $88.4K
|
10.2K
$84.8K
|
|
| Q1 2022 | |||||||
|
Apr 26, 2022
Q1 2022
|
Marquette Asset Management, LLC
|
SELL
|
- |
-21.4KClosed |
$179K - $192K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-18.1KClosed |
$160K - $163K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.03K+ 451.33% |
$17.9K - $18.3K
|
2.48K
$20.6K
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-186KClosed |
$1.64M - $1.68M
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 10, 2021
Q3 2021
|
Arcadia Investment Management Corp
|
SELL
|
- |
-1.9KClosed |
$17K - $17.3K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-5Closed |
$44.6 - $45.5
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-44KClosed |
$383K - $398K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-51.4KClosed |
$427K - $455K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-25.7KClosed |
$211K - $220K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-10.6KClosed |
$86.9K - $90.7K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-16.3KClosed |
$134K - $140K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-11KClosed |
$82.8K - $93.9K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-669KClosed |
$5.03M - $5.71M
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Trust CO Of Vermont
|
SELL
|
- |
-1.55KClosed |
$11.7K - $13.2K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-30KClosed |
$173K - $285K
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
Round Table Services, LLC
|
SELL
|
- |
-22.2KClosed |
$128K - $211K
|
0
$0
|
|
|
Apr 09, 2020
Q1 2020
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5.82KClosed |
$33.4K - $55.3K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.35KNew |
$12.3K - $12.6K
|
1.35K
$11.2K
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.25KClosed |
$11.4K - $11.6K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-1.48KClosed |
$13.5K - $13.9K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-5.96KClosed |
$54.6K - $56.1K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 06, 2019
Q2 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-10.6KClosed |
$96.1K - $101K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-700Closed |
$6.37K - $6.69K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-16.1KClosed |
$146K - $155K
|
0
$0
|
|
|
Apr 22, 2019
Q1 2019
|
Cwm, LLC
|
SELL
|
- |
-13.3KClosed |
$120K - $128K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jan 31, 2019
Q4 2018
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-115KClosed |
$984K - $1.05M
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-5.12KClosed |
$43.8K - $46.9K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-2.06KClosed |
$18.7K - $19.2K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-39.9KClosed |
$362K - $371K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-88Closed |
$799 - $818
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 07, 2018
Q2 2018
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.25KClosed |
$11.4K - $11.9K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-103Closed |
$1K - $1.06K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-87.9KClosed |
$856K - $906K
|
0
$0
|
|
|
Feb 09, 2018
Q4 2017
|
Wedbush Securities Inc
|
SELL
|
- |
-31.4KClosed |
$306K - $324K
|
0
$0
|
|