Purchases and Sales Made in Q1 2023 in Gdl Fund (GDL)
This table provides information about the institutional ownership of Gdl Fund (GDL) during Q1 2023. The information is specifically focused on institutions that hold shares of GDL FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.8K+ 81.2% |
$130K - $138K
|
37.6K
$313K
|
|
|
May 15, 2023
Q1 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
11.6K+ 62.07% |
$89.7K - $94.9K
|
30.3K
$252K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
3.01K+ 24.4% |
$23.2K - $24.6K
|
15.3K
$128K
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
1.72KNew |
$13.3K - $14K
|
1.72K
$14.3K
|
|
|
May 15, 2023
Q1 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
1.65K+ 1.53% |
$12.8K - $13.5K
|
110K
$914K
|
|
|
Apr 25, 2023
Q1 2023
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
1.64K+ 1.33% |
$12.7K - $13.4K
|
125K
$1.04M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.13KNew |
$8.72K - $9.23K
|
1.13K
$9.4K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
982+ 0.41% |
$7.58K - $8.02K
|
242K
$2.01M
|
|
|
May 12, 2023
Q1 2023
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
534+ 0.17% |
$4.12K - $4.36K
|
313K
$2.6M
|
|
|
May 02, 2023
Q1 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
474New |
$3.66K - $3.87K
|
474
$3.94K
|
|
|
May 16, 2023
Q1 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
80+ 1.54% |
$618 - $654
|
5.29K
$44K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-289- 1.06% |
$2.23K - $2.36K
|
27K
$225K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-599- 5.46% |
$4.62K - $4.89K
|
10.4K
$86.3K
|
|
|
May 11, 2023
Q1 2023
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-1K- 33.33% |
$7.72K - $8.17K
|
2K
$16.6K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1K- 11.45% |
$7.72K - $8.17K
|
7.74K
$64.4K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.62K- 7.09% |
$20.2K - $21.4K
|
34.3K
$285K
|
|
|
Apr 26, 2023
Q1 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-4.53K- 26.85% |
$35K - $37K
|
12.3K
$103K
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-4.55K- 24.48% |
$35.1K - $37.1K
|
14K
$117K
|
|
|
May 12, 2023
Q1 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-8.93K- 3.97% |
$68.9K - $72.9K
|
216K
$1.79M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-9.7K- 3.13% |
$74.9K - $79.3K
|
300K
$2.5M
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-10.6K- 9.61% |
$81.8K - $86.6K
|
99.7K
$830K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-13.4K- 22.75% |
$104K - $110K
|
45.6K
$380K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-13.6K- 11.56% |
$105K - $111K
|
104K
$869K
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-95.6K- 9.05% |
$738K - $781K
|
961K
$8M
|
|
|
May 09, 2023
Q1 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-433K- 62.79% |
$3.35M - $3.54M
|
257K
$2.14M
|