Purchases and Sales Made in Q3 2022 in Gdl Fund (GDL)
This table provides information about the institutional ownership of Gdl Fund (GDL) during Q3 2022. The information is specifically focused on institutions that hold shares of GDL FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2022
Q3 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
123KNew |
$966K - $6.28M
|
123K
$1M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
28.2KNew |
$221K - $1.44M
|
28.2K
$230K
|
|
|
Nov 10, 2022
Q3 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
18.4K+ 10.43% |
$144K - $937K
|
195K
$1.58M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
10.8K+ 4.31% |
$84.5K - $549K
|
260K
$2.12M
|
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
5.13KNew |
$40.3K - $262K
|
5.13K
$41.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
3.41K+ 0.83% |
$26.8K - $174K
|
415K
$3.38M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
2.89K+ 18.04% |
$22.7K - $147K
|
18.9K
$154K
|
|
|
Nov 14, 2022
Q3 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
1.59K+ 1.52% |
$12.5K - $81.2K
|
107K
$867K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
623+ 6.27% |
$4.89K - $31.8K
|
10.6K
$85.9K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
194+ 0.22% |
$1.52K - $9.89K
|
88.9K
$723K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2022
Q3 2022
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 01, 2022
Q3 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-203- 1.11% |
$1.59K - $10.3K
|
18.2K
$148K
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-253- 1.15% |
$1.99K - $12.9K
|
21.7K
$176K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-374- 4.61% |
$2.94K - $19.1K
|
7.74K
$63K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.1K- 0.92% |
$8.64K - $56.1K
|
118K
$963K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.43K- 0.77% |
$19.1K - $124K
|
314K
$2.56M
|
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
SELL
|
- |
-2.75K- 22.07% |
$21.6K - $140K
|
9.71K
$79K
|
|
|
Nov 14, 2022
Q3 2022
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-3.31K- 2.65% |
$26K - $169K
|
122K
$989K
|
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-3.89K- 3.36% |
$30.5K - $198K
|
112K
$909K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.28K- 8.06% |
$41.5K - $269K
|
60.3K
$491K
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-17.7K- 1.61% |
$139K - $903K
|
1.08M
$8.79M
|
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-19.6K- 5.28% |
$154K - $997K
|
351K
$2.86M
|