The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO Equity 88579Y101 1,130 6,874 SH   SOLE   6,874 0 0
ABBOTT LABS Equity 002824100 1,275 15,238 SH   SOLE   15,238 0 0
ABBVIE INC Equity 00287Y109 1,164 15,374 SH   SOLE   15,374 0 0
ACCENTURE PLC IRELAND Equity G1151C101 530 2,755 SH   SOLE   2,755 0 0
ACORDA THERAPEUTICS INC Equity 00484MAA4 12 15,000 SH   SOLE   15,000 0 0
ADOBE INC Equity 00724F101 231 836 SH   SOLE   836 0 0
ALLERGAN PLC Equity G0177J108 443 2,633 SH   SOLE   154 0 0
ALLIANCEBERNSTEIN GBL HGH IN Equity 01879R106 3,090 257,756 SH   SOLE   257,756 0 0
ALLIANCEBERNSTEIN NATL MUNI Equity 01864U106 4,874 353,713 SH   SOLE   353,713 0 0
ALPHABET INC Equity 02079K107 1,465 1,202 SH   SOLE   1,202 0 0
ALPS ETF TR Equity 00162Q866 261 28,561 SH   SOLE   28,561 0 0
AMAZON COM INC Equity 023135106 1,318 759 SH   SOLE   759 0 0
AMGEN INC Equity 031162100 319 1,647 SH   SOLE   1,647 0 0
ANGEL OAK FINL STRATEGIES IN Equity 03464A100 6,555 325,000 SH   SOLE   325,000 0 0
APPLE INC Equity 037833100 4,956 22,127 SH   SOLE   22,127 0 0
AT&T INC Equity 00206R102 1,059 27,999 SH   SOLE   27,999 0 0
B RILEY FINL INC Equity 05580M108 25,392 1,075,000 SH   SOLE   1,075,000 0 0
BANK AMER CORP Equity 060505104 389 13,350 SH   SOLE   13,350 0 0
BANK NEW YORK MELLON CORP Equity 064058100 344 7,617 SH   SOLE   7,617 0 0
BECTON DICKINSON & CO Equity 075887109 211 836 SH   SOLE   836 0 0
BERKSHIRE HATHAWAY INC DEL Equity 084670108 312 1 SH   SOLE   1 0 0
BERKSHIRE HATHAWAY INC DEL Equity 084670702 1,722 8,276 SH   SOLE   8,276 0 0
BLACKROCK CALIF MUN INCOME T Equity 09248E102 392 28,626 SH   SOLE   28,626 0 0
BLACKROCK CORPOR HI YLD FD I Equity 09255P107 3,323 309,145 SH   SOLE   309,145 0 0
BLACKROCK FLOAT RATE OME STR Equity 09255X100 1,392 110,331 SH   SOLE   110,331 0 0
BLACKROCK MUNI INTER DR FD I Equity 09253X102 3,786 267,009 SH   SOLE   267,009 0 0
BLACKROCK MUNICIPL INC QLTY Equity 092479104 935 66,086 SH   SOLE   66,086 0 0
BLACKROCK MUNIHLDNGS CALI QL Equity 09254L107 410 29,010 SH   SOLE   29,010 0 0
BLACKROCK MUNIY QUALITY FD I Equity 09254G108 653 50,378 SH   SOLE   50,378 0 0
BLACKROCK MUNIYIELD CALI QLT Equity 09254N103 224 15,541 SH   SOLE   15,541 0 0
BLACKROCK MUNIYIELD QLTY FD Equity 09254E103 5,727 422,043 SH   SOLE   422,043 0 0
BOEING CO Equity 097023105 235 617 SH   SOLE   617 0 0
BOOKING HLDGS INC Equity 09857L108 277 141 SH   SOLE   141 0 0
BRISTOL MYERS SQUIBB CO Equity 110122108 274 5,405 SH   SOLE   5,405 0 0
BROOKFIELD ASSET MGMT INC Equity 112585104 2,328 43,851 SH   SOLE   43,851 0 0
CAMBREX CORP Equity 132011107 228 3,829 SH   SOLE   3,829 0 0
CBOE GLOBAL MARKETS INC Equity 12503M108 1,149 10,000 SH   SOLE   10,000 0 0
CBRE GROUP INC Equity 12504L109 270 5,097 SH   SOLE   5,097 0 0
CELGENE CORP Equity 151020104 782 7,878 SH   SOLE   726 0 0
CENTER COAST BRKFLD MLP ENRG Equity 151461100 160 22,500 SH   SOLE   22,500 0 0
CF INDS HLDGS INC Equity 125269100 1,015 20,637 SH   SOLE   20,637 0 0
CHEVRON CORP NEW Equity 166764100 1,091 9,196 SH   SOLE   9,196 0 0
CME GROUP INC Equity 12572Q105 1,993 9,431 SH   SOLE   9,431 0 0
CISCO SYS INC Equity 17275R102 510 10,317 SH   SOLE   10,317 0 0
CITIGROUP INC Equity 172967424 863 12,497 SH   SOLE   12,497 0 0
CLOROX CO DEL Equity 189054109 234 1,538 SH   SOLE   1,538 0 0
COCA COLA CO Equity 191216100 687 12,617 SH   SOLE   12,617 0 0
COLONY CAP INC Equity 19624RAB2 15 15,000 SH   SOLE   15,000 0 0
COMCAST CORP NEW Equity 20030N101 451 10,009 SH   SOLE   10,009 0 0
SELECT SECTOR SPDR TR Equity 81369Y407 558 4,622 SH   SOLE   4,622 0 0
CORINDUS VASCULAR ROBOTICS I Equity 218730109 91 21,164 SH   SOLE   21,164 0 0
CORNING INC Equity 219350105 638 22,355 SH   SOLE   22,355 0 0
COSTCO WHSL CORP NEW Equity 22160K105 548 1,903 SH   SOLE   1,903 0 0
DANAHER CORPORATION Equity 235851102 216 1,495 SH   SOLE   1,495 0 0
DISCOVERY INC Equity 25470F302 375 15,212 SH   SOLE   15,212 0 0
DISNEY WALT CO Equity 254687106 1,342 10,294 SH   SOLE   10,294 0 0
DNP SELECT INCOME FD Equity 23325P104 134 10,400 SH   SOLE   10,400 0 0
DOUBLELINE INCOME SOLUTIONS Equity 258622109 622 31,200 SH   SOLE   31,200 0 0
DTF TAX-FREE INCOME INC Equity 23334J107 585 40,430 SH   SOLE   40,430 0 0
EATON VANCE CA MUNI INCOME T Equity 27826F101 219 16,290 SH   SOLE   16,290 0 0
EATON VANCE CALIF MUN BD FD Equity 27828A100 409 36,125 SH   SOLE   36,125 0 0
EATON VANCE LTD DUR INCOME F Equity 27828H105 2,434 194,703 SH   SOLE   194,703 0 0
EATON VANCE MUN BD FD Equity 27827X101 3,448 266,033 SH   SOLE   266,033 0 0
ECHO GLOBAL LOGISTICS INC Equity 27875TAA9 20 20,000 SH   SOLE   20,000 0 0
ECOLAB INC Equity 278865100 264 1,332 SH   SOLE   1,332 0 0
EMERSON ELEC CO Equity 291011104 204 3,049 SH   SOLE   3,049 0 0
ENBRIDGE INC Equity 29250N105 208 5,928 SH   SOLE   5,928 0 0
SELECT SECTOR SPDR TR Equity 81369Y506 209 3,535 SH   SOLE   3,535 0 0
EOG RES INC Equity 26875P101 270 3,635 SH   SOLE   3,635 0 0
EXXON MOBIL CORP Equity 30231G102 1,258 17,821 SH   SOLE   17,821 0 0
FACEBOOK INC Equity 30303M102 18,722 105,132 SH   SOLE   105,132 0 0
FEDEX CORP Equity 31428X106 887 6,090 SH   SOLE   6,090 0 0
FIFTH THIRD BANCORP Equity 316773100 231 8,455 SH   SOLE   8,455 0 0
SELECT SECTOR SPDR TR Equity 81369Y605 226 8,080 SH   SOLE   8,080 0 0
FIRST TR EXCH TRD ALPHA FD I Equity 33737J109 5,328 193,967 SH   SOLE   193,967 0 0
FIRST TR EXCHANGE-TRADED FD Equity 33739E108 11,258 570,578 SH   SOLE   570,578 0 0
GALECTIN THERAPEUTICS INC Equity 363225202 39 10,668 SH   SOLE   10,668 0 0
GAMING & LEISURE PPTYS INC Equity 36467J108 1,346 35,195 SH   SOLE   35,195 0 0
GENERAL ELECTRIC CO Equity 369604103 123 13,760 SH   SOLE   13,760 0 0
GILEAD SCIENCES INC Equity 375558103 260 4,109 SH   SOLE   4,109 0 0
GLOBAL X FDS Equity 37950E473 424 50,550 SH   SOLE   50,550 0 0
GOGO INC Equity 38046CAB5 15 15,000 SH   SOLE   15,000 0 0
ALPHABET INC Equity 02079K305 567 464 SH   SOLE   464 0 0
HOME DEPOT INC Equity 437076102 642 2,766 SH   SOLE   2,766 0 0
HONEYWELL INTL INC Equity 438516106 761 4,495 SH   SOLE   4,495 0 0
IAC INTERACTIVECORP Equity 44919P508 1,737 7,967 SH   SOLE   7,967 0 0
INTEL CORP Equity 458140100 539 10,467 SH   SOLE   10,467 0 0
INTERNATIONAL BUSINESS MACHS Equity 459200101 549 3,777 SH   SOLE   3,777 0 0
INTL PAPER CO Equity 460146103 224 5,367 SH   SOLE   5,367 0 0
INVESCO MUN TR Equity 46131J103 1,864 147,807 SH   SOLE   147,807 0 0
INVESCO QUALITY MUNI INC TRS Equity 46133G107 1,431 111,886 SH   SOLE   111,886 0 0
INVESCO SR INCOME TR Equity 46131H107 6,260 1,490,585 SH   SOLE   1,490,585 0 0
INVESCO VALUE MUN INCOME TR Equity 46132P108 1,415 92,110 SH   SOLE   92,110 0 0
ISHARES TR Equity 464288646 521 9,700 SH   SOLE   9,700 0 0
ISHARES TR Equity 464287226 413 3,649 SH   SOLE   3,649 0 0
ISHARES TR Equity 464288414 253 2,214 SH   SOLE   2,214 0 0
ISHARES TR Equity 464287564 2,269 18,902 SH   SOLE   18,902 0 0
ISHARES TR Equity 46435G672 447 8,007 SH   SOLE   8,007 0 0
ISHARES TR Equity 46432F842 1,452 23,774 SH   SOLE   23,774 0 0
ISHARES INC Equity 46434G103 811 16,545 SH   SOLE   16,545 0 0
ISHARES TR Equity 46434V738 412 9,000 SH   SOLE   9,000 0 0
ISHARES TR Equity 46435G326 1,340 24,540 SH   SOLE   24,540 0 0
ISHARES TR Equity 464287200 7,218 24,178 SH   SOLE   24,178 0 0
ISHARES TR Equity 464287150 335 4,992 SH   SOLE   4,992 0 0
ISHARES TR Equity 464287168 3,198 31,368 SH   SOLE   31,368 0 0
ISHARES TR Equity 464287721 376 1,842 SH   SOLE   1,842 0 0
ISHARES TR Equity 46434VAU4 992 39,927 SH   SOLE   39,927 0 0
ISHARES TR Equity 46434VAQ3 830 32,709 SH   SOLE   32,709 0 0
ISHARES TR Equity 46434VBK5 784 31,353 SH   SOLE   31,353 0 0
ISHARES TR Equity 46434VBA7 628 24,806 SH   SOLE   24,806 0 0
ISHARES TR Equity 46434VAX8 834 32,568 SH   SOLE   32,568 0 0
ISHARES TR Equity 464288448 479 15,573 SH   SOLE   15,573 0 0
ISHARES TR Equity 46434V878 5,105 101,320 SH   SOLE   101,320 0 0
ISHARES TR Equity 46435G342 202 4,795 SH   SOLE   4,795 0 0
ISHARES TR Equity 464288182 1,366 20,603 SH   SOLE   20,603 0 0
ISHARES TR Equity 464287465 6,906 105,907 SH   SOLE   105,907 0 0
ISHARES TR Equity 464288273 402 7,030 SH   SOLE   7,030 0 0
ISHARES TR Equity 464287234 589 14,419 SH   SOLE   14,419 0 0
ISHARES TR Equity 464287614 901 5,643 SH   SOLE   5,643 0 0
ISHARES TR Equity 464287598 1,194 9,309 SH   SOLE   9,309 0 0
ISHARES TR Equity 464287655 2,959 19,553 SH   SOLE   19,553 0 0
ISHARES TR Equity 464287507 2,148 11,118 SH   SOLE   11,118 0 0
ISHARES TR Equity 464287879 339 2,260 SH   SOLE   2,260 0 0
ISHARES TR Equity 464287804 988 12,699 SH   SOLE   12,699 0 0
ISHARES TR Equity 464287499 1,599 28,584 SH   SOLE   28,584 0 0
JOHNSON & JOHNSON Equity 478160104 946 7,309 SH   SOLE   7,309 0 0
JPMORGAN CHASE & CO Equity 46625H100 4,281 36,377 SH   SOLE   36,377 0 0
KAYNE ANDERSN MLP MIDS INVT Equity 486606106 407 28,128 SH   SOLE   28,128 0 0
EXCHANGE LISTED FDS TR Equity 30151E608 2,003 59,374 SH   SOLE   59,374 0 0
LINDE PLC Equity G5494J103 200 1,033 SH   SOLE   1,033 0 0
LYFT INC Equity 55087P104 3,225 78,964 SH   SOLE   78,964 0 0
MASTERCARD INC Equity 57636Q104 390 1,435 SH   SOLE   1,435 0 0
MCDONALDS CORP Equity 580135101 462 2,152 SH   SOLE   2,152 0 0
MCEWEN MNG INC Equity 58039P107 16 10,000 SH   SOLE   10,000 0 0
MEDIDATA SOLUTIONS INC Equity 58471A105 385 4,205 SH   SOLE   4,205 0 0
MERCK & CO INC Equity 58933Y105 480 5,702 SH   SOLE   5,702 0 0
METLIFE INC Equity 59156R108 867 18,392 SH   SOLE   18,392 0 0
MICROSOFT CORP Equity 594918104 3,448 24,800 SH   SOLE   24,800 0 0
MORGAN STANLEY Equity 617446448 211 4,955 SH   SOLE   4,955 0 0
NATIONAL HEALTH INVS INC Equity 63633DAE4 24 20,000 SH   SOLE   20,000 0 0
NEWELL BRANDS INC Equity 651229106 340 18,155 SH   SOLE   18,155 0 0
NEXTERA ENERGY INC Equity 65339F101 1,213 5,208 SH   SOLE   5,208 0 0
NIKE INC Equity 654106103 297 3,157 SH   SOLE   3,157 0 0
NORTHERN DYNASTY MINERALS LT Equity 66510M204 6 10,000 SH   SOLE   10,000 0 0
NORTHERN TR CORP Equity 665859104 589 6,313 SH   SOLE   6,313 0 0
NUVEEN AMT FREE QLTY MUN INC Equity 670657105 5,747 401,640 SH   SOLE   401,640 0 0
NUVEEN CALIFORNIA AMT QLT MU Equity 670651108 441 29,170 SH   SOLE   29,170 0 0
NUVEEN QUALITY MUNCP INCOME Equity 67066V101 2,316 161,313 SH   SOLE   161,313 0 0
NUVEEN SELECT TAX FREE INCM Equity 67063C106 490 32,715 SH   SOLE   32,715 0 0
PAYPAL HLDGS INC Equity 70450Y103 339 3,272 SH   SOLE   3,272 0 0
PEPSICO INC Equity 713448108 840 6,130 SH   SOLE   6,130 0 0
PFIZER INC Equity 717081103 1,746 48,602 SH   SOLE   48,602 0 0
PGIM GLOBAL HIGH YIELD FD IN Equity 69346J106 3,113 216,637 SH   SOLE   216,637 0 0
PGIM HIGH YIELD BOND FUND IN Equity 69346H100 5,485 366,884 SH   SOLE   366,884 0 0
PIMCO ETF TR Equity 72201R718 220 2,195 SH   SOLE   2,195 0 0
INVESCO QQQ TR Equity 46090E103 202 1,070 SH   SOLE   1,070 0 0
PROCTER & GAMBLE CO Equity 742718109 2,733 21,977 SH   SOLE   21,977 0 0
PRUDENTIAL FINL INC Equity 744320102 309 3,435 SH   SOLE   3,435 0 0
RIVERNORTH MARKETPLACE LENDI Equity 76882B108 1,899 99,505 SH   SOLE   99,505 0 0
EXCHANGE LISTED FDS TR Equity 30151E806 426 21,245 SH   SOLE   21,245 0 0
SCHWAB STRATEGIC TR Equity 808524706 862 34,295 SH   SOLE   34,295 0 0
SCHWAB STRATEGIC TR Equity 808524805 888 27,876 SH   SOLE   27,876 0 0
SCHWAB STRATEGIC TR Equity 808524201 1,565 22,061 SH   SOLE   22,061 0 0
SCHWAB STRATEGIC TR Equity 808524508 854 15,097 SH   SOLE   15,097 0 0
SCHWAB STRATEGIC TR Equity 808524607 867 12,435 SH   SOLE   12,435 0 0
SEACOR HOLDINGS INC Equity 811904AM3 10 10,000 SH   SOLE   10,000 0 0
SEMGROUP CORP Equity 81663A105 196 11,984 SH   SOLE   0 0 0
SPDR SERIES TRUST Equity 78468R622 321 2,952 SH   SOLE   2,952 0 0
SPDR DOW JONES INDL AVRG ETF Equity 78467X109 253 941 SH   SOLE   941 0 0
SPDR GOLD TRUST Equity 78463V107 804 5,787 SH   SOLE   5,787 0 0
SPDR SERIES TRUST Equity 78468R739 927 18,915 SH   SOLE   18,915 0 0
SPDR INDEX SHS FDS Equity 78463X889 9,127 310,875 SH   SOLE   310,875 0 0
SPDR INDEX SHS FDS Equity 78463X509 3,225 94,092 SH   SOLE   94,092 0 0
SPDR SERIES TRUST Equity 78464A854 11,847 339,956 SH   SOLE   339,956 0 0
SPDR SERIES TRUST Equity 78464A847 3,991 117,757 SH   SOLE   117,757 0 0
SPDR SERIES TRUST Equity 78468R853 4,082 136,057 SH   SOLE   136,057 0 0
SPDR S&P 500 ETF TR Equity 78462F103 12,380 41,717 SH   SOLE   41,717 0 0
SPDR SERIES TRUST Equity 78464A698 221 4,179 SH   SOLE   4,179 0 0
SSGA ACTIVE ETF TR Equity 78467V707 12,906 319,216 SH   SOLE   319,216 0 0
STARBUCKS CORP Equity 855244109 226 2,561 SH   SOLE   2,561 0 0
SUNTRUST BKS INC Equity 867914103 1,043 18,931 SH   SOLE   471 0 0
TARGET CORP Equity 87612E106 294 2,754 SH   SOLE   2,754 0 0
SELECT SECTOR SPDR TR Equity 81369Y803 373 4,628 SH   SOLE   4,628 0 0
TEMPLETON GLOBAL INCOME FD Equity 880198106 2,940 478,895 SH   SOLE   478,895 0 0
TESLA INC Equity 88160R101 656 2,725 SH   SOLE   2,725 0 0
TEXAS INSTRS INC Equity 882508104 944 7,304 SH   SOLE   7,304 0 0
THERMO FISHER SCIENTIFIC INC Equity 883556102 2,302 7,904 SH   SOLE   7,904 0 0
TORTOISE ENERGY INFRA CORP Equity 89147L100 349 17,084 SH   SOLE   17,084 0 0
UNITEDHEALTH GROUP INC Equity 91324P102 1,683 7,743 SH   SOLE   7,743 0 0
US BANCORP DEL Equity 902973304 430 7,763 SH   SOLE   7,763 0 0
VALERO ENERGY CORP NEW Equity 91913Y100 230 2,694 SH   SOLE   2,694 0 0
VANECK VECTORS ETF TR Equity 92189F486 254 10,050 SH   SOLE   10,050 0 0
VANGUARD GROUP Equity 921908844 231 1,932 SH   SOLE   1,932 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042718 447 4,389 SH   SOLE   4,389 0 0
VANGUARD TAX MANAGED INTL FD Equity 921943858 4,529 110,258 SH   SOLE   110,258 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042858 3,885 96,503 SH   SOLE   96,503 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042874 300 5,595 SH   SOLE   5,595 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042866 413 6,247 SH   SOLE   6,247 0 0
VANGUARD WHITEHALL FDS INC Equity 921946406 390 4,394 SH   SOLE   4,394 0 0
VANGUARD INDEX FDS Equity 922908629 3,223 19,233 SH   SOLE   19,233 0 0
VANGUARD SCOTTSDALE FDS Equity 92206C771 221 4,144 SH   SOLE   4,144 0 0
VANGUARD INDEX FDS Equity 922908363 1,316 4,828 SH   SOLE   4,828 0 0
VANGUARD ADMIRAL FDS INC Equity 921932505 283 1,750 SH   SOLE   1,750 0 0
VANGUARD BD INDEX FD INC Equity 921937827 352 4,352 SH   SOLE   4,352 0 0
VANGUARD SCOTTSDALE FDS Equity 92206C409 349 4,310 SH   SOLE   4,310 0 0
VANGUARD INDEX FDS Equity 922908751 2,557 16,613 SH   SOLE   16,613 0 0
VANGUARD INDEX FDS Equity 922908611 441 3,422 SH   SOLE   3,422 0 0
VANGUARD BD INDEX FD INC Equity 921937835 535 6,341 SH   SOLE   6,341 0 0
VANGUARD INDEX FDS Equity 922908769 6,384 42,277 SH   SOLE   42,277 0 0
VANGUARD INTL EQUITY INDEX F Equity 922042742 696 9,306 SH   SOLE   9,306 0 0
VECTOR GROUP LTD Equity 92240MBC1 21 20,000 SH   SOLE   20,000 0 0
VENTAS INC Equity 92276F100 200 2,745 SH   SOLE   2,745 0 0
VERINT SYS INC Equity 92343XAA8 20 20,000 SH   SOLE   20,000 0 0
VERIZON COMMUNICATIONS INC Equity 92343V104 558 9,237 SH   SOLE   9,237 0 0
VIACOM INC NEW Equity 92553P201 669 27,840 SH   SOLE   258 0 0
VISA INC Equity 92826C839 485 2,822 SH   SOLE   2,822 0 0
VIVALDI OPPORTUNITIES FD Equity 92853C207 54,883 3,987,558 SH   OTR   0 0 3,987,558
VIVALDI OPPORTUNITIES FD Equity 92853C207 3,153 233,214 SH   DFND   0 233,214 0
VOYA PRIME RATE TR Equity 92913A100 2,925 620,972 SH   SOLE   620,972 0 0
WALGREENS BOOTS ALLIANCE INC Equity 931427108 448 8,104 SH   SOLE   8,104 0 0
WALMART INC Equity 931142103 757 6,380 SH   SOLE   6,380 0 0
WELLS FARGO CO NEW Equity 949746101 242 4,789 SH   SOLE   4,789 0 0
WESTERN ASSET HIGH INCM OPP Equity 95766K109 3,134 620,541 SH   SOLE   620,541 0 0
WESTERN ASSET MUN HI INCM FD Equity 95766N103 475 62,714 SH   SOLE   62,714 0 0
WILLIS TOWERS WATSON PUB LTD Equity G96629103 345 1,788 SH   SOLE   1,788 0 0
WISDOMTREE TR Equity 97717W315 393 9,509 SH   SOLE   9,509 0 0
YAMANA GOLD INC Equity 98462Y100 223 70,000 SH   SOLE   70,000 0 0