The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 379 | 2,151 | SH | SOLE | 0 | 0 | 2,151 | ||
ALLSTATE CORP | COM | 020002101 | 232 | 2,067 | SH | SOLE | 0 | 0 | 2,067 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 394 | 294 | SH | SOLE | 0 | 0 | 294 | ||
ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | 359 | 13,073 | SH | SOLE | 0 | 0 | 13,073 | ||
ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | 386 | 8,249 | SH | SOLE | 0 | 0 | 8,249 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,741 | 34,882 | SH | SOLE | 0 | 0 | 34,882 | ||
AMAZON COM INC | COM | 023135106 | 1,476 | 799 | SH | SOLE | 0 | 0 | 799 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 816 | 6,552 | SH | SOLE | 0 | 0 | 6,552 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 218 | 1,311 | SH | SOLE | 0 | 0 | 1,311 | ||
AMGEN INC | COM | 031162100 | 389 | 1,613 | SH | SOLE | 0 | 0 | 1,613 | ||
APPLE INC | COM | 037833100 | 2,848 | 9,700 | SH | SOLE | 0 | 0 | 9,700 | ||
AT&T INC | COM | 00206R102 | 644 | 16,489 | SH | SOLE | 0 | 0 | 16,489 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 333 | 6,625 | SH | SOLE | 0 | 0 | 6,625 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 255 | 1,124 | SH | SOLE | 0 | 0 | 1,124 | ||
BLACKROCK INC | COM | 09247X101 | 207 | 412 | SH | SOLE | 0 | 0 | 412 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 548 | 9,793 | SH | SOLE | 0 | 0 | 9,793 | ||
BOEING CO | COM | 097023105 | 439 | 1,348 | SH | SOLE | 0 | 0 | 1,348 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 230 | 3,586 | SH | SOLE | 0 | 0 | 3,586 | ||
CATERPILLAR INC DEL | COM | 149123101 | 295 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,082 | 8,982 | SH | SOLE | 0 | 0 | 8,982 | ||
CISCO SYS INC | COM | 17275R102 | 704 | 14,674 | SH | SOLE | 0 | 0 | 14,674 | ||
CLOROX CO DEL | COM | 189054109 | 590 | 3,842 | SH | SOLE | 0 | 0 | 3,842 | ||
COCA COLA CO | COM | 191216100 | 247 | 4,464 | SH | SOLE | 0 | 0 | 4,464 | ||
COMCAST CORP NEW | CL A | 20030N101 | 398 | 8,848 | SH | SOLE | 0 | 0 | 8,848 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 335 | 1,140 | SH | SOLE | 0 | 0 | 1,140 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 265 | 1,833 | SH | SOLE | 0 | 0 | 1,833 | ||
EXXON MOBIL CORP | COM | 30231G102 | 3,060 | 43,852 | SH | SOLE | 0 | 0 | 43,852 | ||
FACEBOOK INC | CL A | 30303M102 | 220 | 1,074 | SH | SOLE | 0 | 0 | 1,074 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 169 | 15,117 | SH | SOLE | 0 | 0 | 15,117 | ||
GENERAL MLS INC | COM | 370334104 | 642 | 11,983 | SH | SOLE | 0 | 0 | 11,983 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 512 | 10,893 | SH | SOLE | 0 | 0 | 10,893 | ||
HARMONY GOLD MNG LTD | SPONSORED ADR | 413216300 | 45 | 12,264 | SH | SOLE | 0 | 0 | 12,264 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 168 | 10,600 | SH | SOLE | 0 | 0 | 10,600 | ||
HOME DEPOT INC | COM | 437076102 | 648 | 2,967 | SH | SOLE | 0 | 0 | 2,967 | ||
HP INC | COM | 40434L105 | 221 | 10,744 | SH | SOLE | 0 | 0 | 10,744 | ||
INTEL CORP | COM | 458140100 | 775 | 12,955 | SH | SOLE | 0 | 0 | 12,955 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 449 | 3,352 | SH | SOLE | 0 | 0 | 3,352 | ||
INVESCO ACTIVELY MANAGD ETF | OPTIMUM YIELD | 46090F100 | 9,773 | 590,147 | SH | SOLE | 0 | 0 | 590,147 | ||
INVESCO EXCHNG TRADED FD TR | PFD ETF | 46138E511 | 509 | 33,889 | SH | SOLE | 0 | 0 | 33,889 | ||
INVESCO EXCHNG TRADED FD TR | S&P INTL LOW | 46138E230 | 382 | 11,188 | SH | SOLE | 0 | 0 | 11,188 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 672 | 3,161 | SH | SOLE | 0 | 0 | 3,161 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 11,644 | 137,592 | SH | SOLE | 0 | 0 | 137,592 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 1,217 | 19,880 | SH | SOLE | 0 | 0 | 19,880 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 15,409 | 183,774 | SH | SOLE | 0 | 0 | 183,774 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,913 | 5,919 | SH | SOLE | 0 | 0 | 5,919 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 18,359 | 163,377 | SH | SOLE | 0 | 0 | 163,377 | ||
ISHARES TR | EXPND TEC SC ETF | 464287549 | 236 | 974 | SH | SOLE | 0 | 0 | 974 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 1,311 | 25,753 | SH | SOLE | 0 | 0 | 25,753 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,157 | 16,656 | SH | SOLE | 0 | 0 | 16,656 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 694 | 15,477 | SH | SOLE | 0 | 0 | 15,477 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 264 | 2,315 | SH | SOLE | 0 | 0 | 2,315 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 9,851 | 262,070 | SH | SOLE | 0 | 0 | 262,070 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,639 | 9,316 | SH | SOLE | 0 | 0 | 9,316 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 3,557 | 26,065 | SH | SOLE | 0 | 0 | 26,065 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,417 | 8,555 | SH | SOLE | 0 | 0 | 8,555 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 732 | 13,656 | SH | SOLE | 0 | 0 | 13,656 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,609 | 11,027 | SH | SOLE | 0 | 0 | 11,027 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 11,900 | 235,976 | SH | SOLE | 0 | 0 | 235,976 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 851 | 6,108 | SH | SOLE | 0 | 0 | 6,108 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 320 | 2,327 | SH | SOLE | 0 | 0 | 2,327 | ||
KRAFT HEINZ CO | COM | 500754106 | 254 | 7,916 | SH | SOLE | 0 | 0 | 7,916 | ||
MERCK & CO INC | COM | 58933Y105 | 322 | 3,535 | SH | SOLE | 0 | 0 | 3,535 | ||
MICROSOFT CORP | COM | 594918104 | 1,091 | 6,919 | SH | SOLE | 0 | 0 | 6,919 | ||
MONDELEZ INTL INC | CL A | 609207105 | 1,404 | 25,482 | SH | SOLE | 0 | 0 | 25,482 | ||
MYRIAD GENETICS INC | COM | 62855J104 | 323 | 11,857 | SH | SOLE | 0 | 0 | 11,857 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 1,101 | 5,672 | SH | SOLE | 0 | 0 | 5,672 | ||
PEPSICO INC | COM | 713448108 | 293 | 2,144 | SH | SOLE | 0 | 0 | 2,144 | ||
PFIZER INC | COM | 717081103 | 855 | 21,826 | SH | SOLE | 0 | 0 | 21,826 | ||
PG&E CORP | COM | 69331C108 | 125 | 11,500 | SH | SOLE | 0 | 0 | 11,500 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 2,039 | 23,961 | SH | SOLE | 0 | 0 | 23,961 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 306 | 3,013 | SH | SOLE | 0 | 0 | 3,013 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 7,176 | 57,452 | SH | SOLE | 0 | 0 | 57,452 | ||
PROSHARES TR | PSHS SHORT DOW30 | 74347B235 | 330 | 6,696 | SH | SOLE | 0 | 0 | 6,696 | ||
QUALCOMM INC | COM | 747525103 | 323 | 3,663 | SH | SOLE | 0 | 0 | 3,663 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 246 | 1,213 | SH | SOLE | 0 | 0 | 1,213 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 399 | 13,800 | SH | SOLE | 0 | 0 | 13,800 | ||
SOUTHERN CO | COM | 842587107 | 350 | 5,497 | SH | SOLE | 0 | 0 | 5,497 | ||
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 348 | 1,222 | SH | SOLE | 0 | 0 | 1,222 | ||
SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | 360 | 9,273 | SH | SOLE | 0 | 0 | 9,273 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 21,988 | 68,315 | SH | SOLE | 0 | 0 | 68,315 | ||
SPDR SERIES TRUST | NUVEEN BLMBRG SR | 78468R739 | 553 | 11,255 | SH | SOLE | 0 | 0 | 11,255 | ||
SPDR SERIES TRUST | PORTFOLIO AGRGTE | 78464A649 | 383 | 13,041 | SH | SOLE | 0 | 0 | 13,041 | ||
SPDR SERIES TRUST | PRTFLO S&P500 HI | 78468R788 | 6,994 | 177,250 | SH | SOLE | 0 | 0 | 177,250 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 431 | 4,010 | SH | SOLE | 0 | 0 | 4,010 | ||
SUMMIT ST BK SANTA ROSA CALI | COM | 866264203 | 831 | 64,080 | SH | SOLE | 0 | 0 | 64,080 | ||
UMPQUA HLDGS CORP | COM | 904214103 | 278 | 15,728 | SH | SOLE | 0 | 0 | 15,728 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 227 | 3,963 | SH | SOLE | 0 | 0 | 3,963 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 326 | 2,786 | SH | SOLE | 0 | 0 | 2,786 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,238 | 8,265 | SH | SOLE | 0 | 0 | 8,265 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 7,208 | 39,566 | SH | SOLE | 0 | 0 | 39,566 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 236 | 1,322 | SH | SOLE | 0 | 0 | 1,322 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 2,055 | 12,404 | SH | SOLE | 0 | 0 | 12,404 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 3,885 | 32,418 | SH | SOLE | 0 | 0 | 32,418 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,083 | 24,360 | SH | SOLE | 0 | 0 | 24,360 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 25,031 | 308,905 | SH | SOLE | 0 | 0 | 308,905 | ||
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 2,616 | 46,978 | SH | SOLE | 0 | 0 | 46,978 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 288 | 3,771 | SH | SOLE | 0 | 0 | 3,771 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 857 | 13,952 | SH | SOLE | 0 | 0 | 13,952 | ||
VISA INC | COM CL A | 92826C839 | 641 | 3,413 | SH | SOLE | 0 | 0 | 3,413 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 269 | 2,359 | SH | SOLE | 0 | 0 | 2,359 | ||
WELLS FARGO CO NEW | COM | 949746101 | 508 | 9,438 | SH | SOLE | 0 | 0 | 9,438 | ||
WISDOMTREE TR | INTL DIV EX FINL | 97717W786 | 12,545 | 294,345 | SH | SOLE | 0 | 0 | 294,345 | ||
WISDOMTREE TR | INTL EQUITY FD | 97717W703 | 803 | 15,021 | SH | SOLE | 0 | 0 | 15,021 | ||
WISDOMTREE TR | US DIVID EX FNCL | 97717W406 | 1,868 | 20,196 | SH | SOLE | 0 | 0 | 20,196 | ||
WISDOMTREE TR | US LARGECAP DIVD | 97717W307 | 6,427 | 60,672 | SH | SOLE | 0 | 0 | 60,672 |